CIK: 0001278960
Total reported value
$698.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 20.34% | +13.96% | NEW | |
| 2 | GLNG 2.75 02-15-22 | Golar Lng LTD | Stock-Energy | 4.23% | — | +30.00% | |
| 3 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | Stock-Materials | 3.80% | — | — | |
| 4 | PODD 1.25 09-15-21 | Insulet Corporation | Stock-Healthcare | 3.71% | — | — | |
| 5 | ASCMA 4 07-15-20 | Ascent Capital Group INC | Stock-Other | 3.52% | — | +7.37% | |
| 6 | INFN 2.125 09-01-24 | Infinera CORP | Stock-Other | 3.48% | — | — | |
| 7 | FLXN 3.375 05-01-24 | Flexion Therapeutics INC | Stock-Other | 3.31% | — | +110.66% | |
| 8 | AVID 2 06-15-20 | Avid Technology INC | Stock-Other | 3.28% | — | -1.05% | |
| 9 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 2.98% | — | -1.99% | |
| 10 | IVC 5 02-15-21 | Invacare CORP | Stock-Other | 2.86% | — | +17.48% | |
| 11 | IIVI 0.5 12-15-33 | Finisar CORP | Stock-Other | 2.74% | — | -2.75% | |
| 12 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.62% | +9.05% | NEW | |
| 13 | TISI 5 08-01-23 | Team INC | Stock-Other | 2.51% | — | — | |
| 14 | ANW 4.25 12-15-21 | Aegean Marine Petroleum | Stock-Other | 2.48% | — | +17.74% | |
| 15 | STNG 3 05-15-22 | Scorpio Tankers INC | Stock-Other | 2.47% | — | — | |
| 16 | MCHP 2.25 02-15-37 | Microchip Technology INC | Stock-Tech | 2.43% | — | -7.47% | |
| 17 | LAB 2.75 02-01-34 * | Fluidigm CORP | Stock-Other | 2.22% | — | +73.19% | |
| 18 | ECPG 3.25 03-15-22 | Encore Capital Group INC | Stock-Other | 2.22% | — | +23.74% | |
| 19 | Z 2 12-01-21 | Zillow INC | Stock-Comm Services | 2.02% | — | +140.26% | |
| 20 | TLGT 4.75 05-01-23 | Teligent INC | Stock-Other | 2.02% | — | — | |
| 21 | VIAV 0.625 08-15-33 | Viavi Solutions INC | Stock-Tech | 1.95% | — | — | |
| 22 | AMRS 6.5 05-15-19 | Amyris INC | Stock-Other | 1.94% | — | -13.81% | |
| 23 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | Stock-Energy | 1.86% | — | +20.00% | |
| 24 | IIVI 0.5 12-15-36 | Finisar CORP | Stock-Other | 1.84% | — | — | |
| 25 | RDUS 3 09-01-24 | Radius Health INC | Stock-Other | 1.80% | — | +650.00% | |
| 26 | MDCO 2.5 01-15-22 | Medicines Company | Stock-Other | 1.67% | — | -9.09% | |
| 27 | RH 0 06-15-19 | Rh | Stock-Consumer Disc | 1.54% | — | — | |
| 28 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 1.50% | — | -20.00% | |
| 29 | MX | Magnachip Semiconductor CORP | Stock-Other | 1.46% | — | +64.76% | |
| 30 | DISH 3.375 08-15-26 | Dish Network CORP | Stock-Other | 1.28% | — | -32.01% | |
| 31 | MX 6.625 07-15-21 | Magnachip Semiconductor | Stock-Other | 1.27% | — | — | |
| 32 | W 0.375 09-01-22 | Wayfair INC | Stock-Consumer Disc | 0.94% | — | — | |
| 33 | KN 3.25 11-01-21 | Knowles CORP | Stock-Other | 0.89% | — | — | |
| 34 | AMRSEUR | Amyris INC | Stock-Other | 0.71% | — | +19.03% | |
| 35 | AMRQQ | Alta Mesa Resources Inc-a | Stock-Other | 0.65% | — | +44.79% | |
| 36 | 6SS | Servicesource International | Stock-Other | 0.51% | — | +14.84% | |
| 37 | VIAV | Viavi Solutions INC | Stock-Tech | 0.47% | +0.48% | NEW | |
| 38 | SENS1GBP | Senseonics Holdings INC | Stock-Other | 0.46% | — | — | |
| 39 | NIHDEUR | Nii Holdings INC | Stock-Other | 0.44% | — | -48.11% | |
| 40 | MAT | Mattel INC | Stock-Consumer Disc | 0.37% | — | — | |
| 41 | KIN1USD | Kindred Biosciences INC | Stock-Other | 0.32% | — | — | |
| 42 | ✓ | Trinity Merger CORP | Stock-Other | 0.32% | — | — | |
| 43 | ✓ | Gordon Pointe Acquisition Co | Stock-Other | 0.29% | — | — | |
| 44 | SD | Sandridge Energy INC | Stock-Other | 0.13% | — | — | |
| 45 | INFNEUR | Infinera CORP | Stock-Other | 0.11% | — | -50.00% | |
| 46 | SNY | Sanofi | Stock-Healthcare | 0.06% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FLXN 3.375 05-01-24 | Flexion Therapeutics INC | +1.8% | +110.66% | Add |
| 2 | IWM | Ishares Russell 2000 ETF | +1.6% | +100.00% | Add |
| 3 | RDUS 3 09-01-24 | Radius Health INC | +1.6% | +650.00% | Add |
| 4 | ANW 4.25 12-15-21 | Aegean Marine Petroleum | +1.5% | +17.74% | Add |
| 5 | GLNG 2.75 02-15-22 | Golar Lng LTD | +1.5% | +30.00% | Add |
| 6 | LAB 2.75 02-01-34 * | Fluidigm CORP | +1.3% | +73.19% | Add |
| 7 | ASCMA 4 07-15-20 | Ascent Capital Group INC | +1.2% | +7.37% | Add |
| 8 | Z 2 12-01-21 | Zillow INC | +1.2% | +140.26% | Add |
| 9 | PODD 1.25 09-15-21 | Insulet Corporation | +1.2% | — | Unchanged |
| 10 | HLIT 4 12-01-20 | Harmonic INC | +0.8% | -1.99% | Trim |
| 11 | ECPG 3.25 03-15-22 | Encore Capital Group INC | +0.7% | +23.74% | Add |
| 12 | MX | Magnachip Semiconductor CORP | +0.7% | +64.76% | Add |
| 13 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | +0.7% | +20.00% | Add |
| 14 | AVID 2 06-15-20 | Avid Technology INC | +0.5% | -1.05% | Trim |
| 15 | TLGT 4.75 05-01-23 | Teligent INC | +0.5% | — | Unchanged |
| 16 | IIVI 0.5 12-15-33 | Finisar CORP | +0.5% | -2.75% | Trim |
| 17 | AMRSEUR | Amyris INC | +0.3% | +19.03% | Add |
| 18 | SENS 5.25 02-01-23 | Senseonics Holdings INC | +0.2% | -20.00% | Trim |
| 19 | AMRS 6.5 05-15-19 | Amyris INC | +0.1% | -13.81% | Trim |
| 20 | STNG 3 05-15-22 | Scorpio Tankers INC | +0.1% | — | Unchanged |
| 21 | AMRQQ | Alta Mesa Resources Inc-a | +0.1% | +44.79% | Add |
| 22 | MCHP 2.25 02-15-37 | Microchip Technology INC | 0% | -7.47% | Trim |
| 23 | 6SS | Servicesource International | 0% | +14.84% | Add |
| 24 | NIHDEUR | Nii Holdings INC | 0% | -48.11% | Trim |
| 25 | MDCO 2.5 01-15-22 | Medicines Company | 0% | -9.09% | Trim |
| 26 | SD | Sandridge Energy INC | 0% | — | Unchanged |
| 27 | INFNEUR | Infinera CORP | -0.1% | -50.00% | Trim |
| 28 | DISH 3.375 08-15-26 | Dish Network CORP | -0.3% | -32.01% | Trim |
| 29 | SPY | Ss Spdr S&p 500 ETF Trust-us | -22.7% | -64.00% | Trim |
| 30 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | — | NEW | New buy |
| 31 | INFN 2.125 09-01-24 | Infinera CORP | — | NEW | New buy |
| 32 | ✓ | Teladoc INC | — | EXIT | Sold out |
| 33 | ✓ | Team | — | EXIT | Sold out |
| 34 | TISI 5 08-01-23 | Team INC | — | NEW | New buy |
| 35 | CRK 7.75 04-01-19 * | Comstock Resources INC | — | EXIT | Sold out |
| 36 | VGR V1.75 04-15-20 | Vector Group LTD | — | EXIT | Sold out |
| 37 | RH 0 06-15-19 | Rh | — | NEW | New buy |
| 38 | W | Wayfair Inc. | — | EXIT | Sold out |
| 39 | ACET 2 11-01-20 | Aceto CORP | — | EXIT | Sold out |
| 40 | W 0.375 09-01-22 | Wayfair INC | — | NEW | New buy |
| 41 | KN 3.25 11-01-21 | Knowles CORP | — | NEW | New buy |
| 42 | LAYN 8 05-01-19 | Layne Christensen Co | — | EXIT | Sold out |
| 43 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | — | EXIT | Sold out |
| 44 | VIAV | Viavi Solutions INC | — | NEW | New buy |
| 45 | SENS1GBP | Senseonics Holdings INC | — | NEW | New buy |
| 46 | CIEN | Ciena CORP | — | EXIT | Sold out |
| 47 | ECPG 3 07-01-20 | Encore Capital Group INC | — | EXIT | Sold out |
| 48 | MAT | Mattel INC | — | NEW | New buy |
| 49 | NVAX 3.75 02-01-23 | Novavax INC | — | EXIT | Sold out |
| 50 | KIN1USD | Kindred Biosciences INC | — | NEW | New buy |