CIK: 0001278960
Total reported value
$698.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 28.95% | +13.96% | NEW | |
| 2 | STWD 3.75 10-15-17 | Starwood Property Trust | Stock-Real Estate | 5.25% | — | +31.25% | |
| 3 | MU 2.375 05-01-32 C | Micron Technology INC | Stock-Tech | 5.13% | — | -44.31% | |
| 4 | TSEMIT 8 12-31-18 | Jazz US Holdings INC | Stock-Other | 5.09% | — | +15.69% | |
| 5 | GECBLE 4.5 11-15-29 | General Cable CORP | Stock-Other | 4.79% | — | +19.05% | |
| 6 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 4.78% | — | — | |
| 7 | P 1.75 12-01-20 | Pandora Media LLC | Stock-Tech | 4.70% | — | +8.50% | |
| 8 | VGR V1.75 04-15-20 | Vector Group LTD | Stock-Other | 4.19% | — | +15.38% | |
| 9 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | Stock-Other | 3.52% | — | +180.00% | |
| 10 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | Stock-Other | 3.52% | — | +103.33% | |
| 11 | AABA 0 12-01-18 | Altaba INC | Stock-Other | 3.32% | — | +62.50% | |
| 12 | ICPT 3.25 07-01-23 | Intercept Pharmas | Stock-Other | 2.95% | — | +133.65% | |
| 13 | AVID 2 06-15-20 | Avid Technology INC | Stock-Other | 2.82% | — | +8.14% | |
| 14 | ECPG 2.875 03-15-21 | Encore Capital Group INC | Stock-Other | 2.69% | — | -0.02% | |
| 15 | ENOC 2.25 08-15-19 | Enel X North America INC | Stock-Other | 2.21% | — | +34.51% | |
| 16 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 2.14% | — | +11.30% | |
| 17 | INFN 1.75 06-01-18 | Infinera CORP | Stock-Other | 1.88% | — | — | |
| 18 | TITN 3.75 05-01-19 | Titan Machinery INC | Stock-Other | 1.76% | — | +23.88% | |
| 19 | AEGR 2 08-15-19 | Aegerion Pharmaceuticals | Stock-Other | 1.67% | — | — | |
| 20 | TVTY 1.5 07-01-18 | Tivity Health INC | Stock-Other | 1.52% | — | -50.00% | |
| 21 | ECPG 3 07-01-20 | Encore Capital Group INC | Stock-Other | 1.41% | — | — | |
| 22 | HOLX 0 12-15-43 | Hologic INC | Stock-Other | 1.37% | — | -70.00% | |
| 23 | 6SS | Servicesource International | Stock-Other | 0.99% | — | +41.47% | |
| 24 | CRK 7.75 04-01-19 * | Comstock Resources INC | Stock-Other | 0.81% | — | +91.30% | |
| 25 | MX | Magnachip Semiconductor CORP | Stock-Other | 0.72% | — | +928.20% | |
| 26 | OREXQ 2.75 12-01-20 * | Orexigen Therapeutics In | Stock-Other | 0.60% | — | — | |
| 27 | GSTEUR | Gastar Exploration LTD | Stock-Other | 0.42% | — | — | |
| 28 | CSW | Csw Industrials INC | Stock-Industrials | 0.32% | — | — | |
| 29 | AMRS 6.5 05-15-19 | Amyris INC | Stock-Other | 0.26% | — | — | |
| 30 | RHLD | Resolute Holdings Management, Inc. | Stock-Other | 0.12% | — | +140.00% | |
| 31 | ✓ | Amyris INC | Stock-Other | 0.08% | — | +23.73% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | +1.9% | +180.00% | Add |
| 2 | ICPT 3.25 07-01-23 | Intercept Pharmas | +1.4% | +133.65% | Add |
| 3 | AABA 0 12-01-18 | Altaba INC | +0.9% | +62.50% | Add |
| 4 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | +0.9% | +103.33% | Add |
| 5 | MX | Magnachip Semiconductor CORP | +0.7% | +928.20% | Add |
| 6 | TSEMIT 8 12-31-18 | Jazz US Holdings INC | +0.5% | +15.69% | Add |
| 7 | ENOC 2.25 08-15-19 | Enel X North America INC | +0.3% | +34.51% | Add |
| 8 | CRK 7.75 04-01-19 * | Comstock Resources INC | +0.3% | +91.30% | Add |
| 9 | STWD 3.75 10-15-17 | Starwood Property Trust | +0.2% | +31.25% | Add |
| 10 | TITN 3.75 05-01-19 | Titan Machinery INC | +0.1% | +23.88% | Add |
| 11 | RHLD | Resolute Holdings Management, Inc. | +0.1% | +140.00% | Add |
| 12 | ✓ | Amyris INC | 0% | +23.73% | Add |
| 13 | AMRS 6.5 05-15-19 | Amyris INC | -0.1% | — | Unchanged |
| 14 | CSW | Csw Industrials INC | -0.1% | — | Unchanged |
| 15 | AVID 2 06-15-20 | Avid Technology INC | -0.3% | +8.14% | Add |
| 16 | 6SS | Servicesource International | -0.3% | +41.47% | Add |
| 17 | GECBLE 4.5 11-15-29 | General Cable CORP | -0.4% | +19.05% | Add |
| 18 | ECPG 3 07-01-20 | Encore Capital Group INC | -0.4% | — | Unchanged |
| 19 | LAB 2.75 02-01-34 | Standard Biotools INC | -0.4% | +11.30% | Add |
| 20 | INFN 1.75 06-01-18 | Infinera CORP | -0.4% | — | Unchanged |
| 21 | VGR V1.75 04-15-20 | Vector Group LTD | -0.5% | +15.38% | Add |
| 22 | ECPG 2.875 03-15-21 | Encore Capital Group INC | -0.7% | -0.02% | Trim |
| 23 | P 1.75 12-01-20 | Pandora Media LLC | -0.9% | +8.50% | Add |
| 24 | TVTY 1.5 07-01-18 | Tivity Health INC | -1.7% | -50.00% | Trim |
| 25 | MU 2.375 05-01-32 C | Micron Technology INC | -3.8% | -44.31% | Trim |
| 26 | HOLX 0 12-15-43 | Hologic INC | -4.4% | -70.00% | Trim |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 28 | SD 0 10-04-20 | Sandridge Energy INC | — | EXIT | Sold out |
| 29 | SPNC 2.625 06-01-34 | Spectranetics LLC | — | EXIT | Sold out |
| 30 | HLIT 4 12-01-20 | Harmonic INC | — | NEW | New buy |
| 31 | AMD 2.125 09-01-26 | Advanced Micro Devices | — | EXIT | Sold out |
| 32 | WBMD 2.5 01-31-18 | Webmd Health CORP | — | EXIT | Sold out |
| 33 | AEGR 2 08-15-19 | Aegerion Pharmaceuticals | — | NEW | New buy |
| 34 | KEYW 2.5 07-15-19 | Keyw Holding CORP | — | EXIT | Sold out |
| 35 | ✓ | Sucampo Pharmaceuticals INC | — | EXIT | Sold out |
| 36 | TLGT 3.75 12-15-19 | Teligent INC | — | EXIT | Sold out |
| 37 | BRCD 1.375 01-01-20 | Brocade Communications | — | EXIT | Sold out |
| 38 | OREXQ 2.75 12-01-20 * | Orexigen Therapeutics In | — | NEW | New buy |
| 39 | HOSS 1.5 09-01-19 | Hornbeck Offshore Serv | — | EXIT | Sold out |
| 40 | GSTEUR | Gastar Exploration LTD | — | NEW | New buy |
| 41 | BCOR 4.25 04-01-19 | Blucora INC | — | EXIT | Sold out |
| 42 | OREXQ 2.75 12-01-20 | Orexigen Therapeutics In | — | EXIT | Sold out |
| 43 | BLD | Topbuild CORP | — | EXIT | Sold out |
| 44 | ✓ | Istar INC | — | EXIT | Sold out |
| 45 | ✓ | Medical Transcription Blg Co | — | EXIT | Sold out |