Silverback Asset Management LLC — Q4 2016 13F Holdings

Name: Silverback Asset Management LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001278960

Total reported value

$698.8M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MU 2.375 05-01-32 C	Micron Technology INC	Stock-Tech	8.90%	—	+254.66%
2	SD 0 10-04-20	Sandridge Energy INC	Stock-Other	6.59%	—	—
3	SPNC 2.625 06-01-34	Spectranetics LLC	Stock-Other	6.07%	—	+17.39%
4	AMD 2.125 09-01-26	Advanced Micro Devices	Stock-Tech	5.87%	—	+60.00%
5	HOLX 0 12-15-43	Hologic INC	Stock-Other	5.72%	—	—
6	P 1.75 12-01-20	Pandora Media LLC	Stock-Tech	5.62%	—	—
7	GECBLE 4.5 11-15-29	General Cable CORP	Stock-Other	5.14%	—	-32.91%
8	STWD 3.75 10-15-17	Starwood Property Trust	Stock-Real Estate	5.08%	—	+146.15%
9	VGR V1.75 04-15-20	Vector Group LTD	Stock-Other	4.66%	—	-8.45%
10	TSEMIT 8 12-31-18	Jazz US Holdings INC	Stock-Other	4.63%	—	-1.84%
11	ECPG 2.875 03-15-21	Encore Capital Group INC	Stock-Other	3.37%	—	-21.93%
12	TVTY 1.5 07-01-18	Tivity Health INC	Stock-Other	3.18%	—	—
13	AVID 2 06-15-20	Avid Technology INC	Stock-Other	3.07%	—	+7.27%
14	WBMD 2.5 01-31-18	Webmd Health CORP	Stock-Other	2.85%	—	—
15	ASRT 2.5 09-01-21	Assertio Therapeutics In	Stock-Other	2.67%	—	-50.00%
16	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	2.55%	—	-51.50%
17	AABA 0 12-01-18	Altaba INC	Stock-Other	2.45%	—	-27.27%
18	INFN 1.75 06-01-18	Infinera CORP	Stock-Other	2.29%	—	—
19	KEYW 2.5 07-15-19	Keyw Holding CORP	Stock-Other	2.05%	—	+8.75%
20	ENOC 2.25 08-15-19	Enel X North America INC	Stock-Other	1.90%	—	+55.10%
21	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	1.76%	—	-38.00%
22	TITN 3.75 05-01-19	Titan Machinery INC	Stock-Other	1.68%	—	-8.66%
23	CSOD 1.5 07-01-18	Cornerstone Ondemand INC	Stock-Other	1.62%	—	—
24	ICPT 3.25 07-01-23	Intercept Pharmas	Stock-Other	1.53%	—	-52.46%
25	✓	Sucampo Pharmaceuticals INC	Stock-Other	1.48%	—	—
26	TLGT 3.75 12-15-19	Teligent INC	Stock-Other	1.45%	—	+25.00%
27	6SS	Servicesource International	Stock-Other	1.29%	—	-44.98%
28	BRCD 1.375 01-01-20	Brocade Communications	Stock-Other	0.78%	—	—
29	HOSS 1.5 09-01-19	Hornbeck Offshore Serv	Stock-Other	0.67%	—	-83.56%
30	CRK 7.75 04-01-19 *	Comstock Resources INC	Stock-Other	0.54%	—	—
31	BCOR 4.25 04-01-19	Blucora INC	Stock-Other	0.51%	—	-83.61%
32	OREXQ 2.75 12-01-20	Orexigen Therapeutics In	Stock-Other	0.41%	—	-59.96%
33	CSW	Csw Industrials INC	Stock-Industrials	0.40%	—	-1.47%
34	BLD	Topbuild CORP	Stock-Industrials	0.39%	—	-16.67%
35	AMRS 6.5 05-15-19	Amyris INC	Stock-Other	0.34%	—	—
36	✓	Istar INC	Stock-Other	0.28%	—	-53.39%
37	✓	Amyris INC	Stock-Other	0.11%	—	+15.87%
38	RHLD	Resolute Holdings Management, Inc.	Stock-Other	0.06%	—	—
39	MX	Magnachip Semiconductor CORP	Stock-Other	0.06%	—	—
40	✓	Medical Transcription Blg Co	Stock-Other	0.01%	—	-66.43%

Holding changes this quarter

Position changes disclosed by Silverback Asset Management LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MU 2.375 05-01-32 C	Micron Technology INC	+6.9%	+254.66%	Add
2	AMD 2.125 09-01-26	Advanced Micro Devices	+3.4%	+60.00%	Add
3	STWD 3.75 10-15-17	Starwood Property Trust	+3.1%	+146.15%	Add
4	SPNC 2.625 06-01-34	Spectranetics LLC	+0.9%	+17.39%	Add
5	TSEMIT 8 12-31-18	Jazz US Holdings INC	+0.8%	-1.84%	Trim
6	ENOC 2.25 08-15-19	Enel X North America INC	+0.8%	+55.10%	Add
7	TLGT 3.75 12-15-19	Teligent INC	+0.3%	+25.00%	Add
8	KEYW 2.5 07-15-19	Keyw Holding CORP	+0.3%	+8.75%	Add
9	AMRS 6.5 05-15-19	Amyris INC	+0.2%	—	Unchanged
10	CSW	Csw Industrials INC	+0.1%	-1.47%	Trim
11	✓	Amyris INC	0%	+15.87%	Add
12	WBMD 2.5 01-31-18	Webmd Health CORP	0%	—	Unchanged
13	BLD	Topbuild CORP	0%	-16.67%	Trim
14	TITN 3.75 05-01-19	Titan Machinery INC	-0.1%	-8.66%	Trim
15	VGR V1.75 04-15-20	Vector Group LTD	-0.2%	-8.45%	Trim
16	✓	Istar INC	-0.2%	-53.39%	Trim
17	AVID 2 06-15-20	Avid Technology INC	-0.3%	+7.27%	Add
18	ECPG 2.875 03-15-21	Encore Capital Group INC	-0.3%	-21.93%	Trim
19	OREXQ 2.75 12-01-20	Orexigen Therapeutics In	-0.6%	-59.96%	Trim
20	6SS	Servicesource International	-0.7%	-44.98%	Trim
21	ECPG 3 07-01-20	Encore Capital Group INC	-0.7%	-38.00%	Trim
22	AABA 0 12-01-18	Altaba INC	-1%	-27.27%	Trim
23	GECBLE 4.5 11-15-29	General Cable CORP	-1.3%	-32.91%	Trim
24	LAB 2.75 02-01-34	Standard Biotools INC	-1.9%	-51.50%	Trim
25	ICPT 3.25 07-01-23	Intercept Pharmas	-2.4%	-52.46%	Trim
26	BCOR 4.25 04-01-19	Blucora INC	-2.4%	-83.61%	Trim
27	HOSS 1.5 09-01-19	Hornbeck Offshore Serv	-2.6%	-83.56%	Trim
28	ASRT 2.5 09-01-21	Assertio Therapeutics In	-3.8%	-50.00%	Trim
29	SD 0 10-04-20	Sandridge Energy INC	—	NEW	New buy
30	P 1.75 12-01-20	Pandora Media LLC	—	NEW	New buy
31	MENT 4 04-01-31	Mentor Graphics CORP	—	EXIT	Sold out
32	TTMI 1.75 12-15-20	Ttm Technologies INC	—	EXIT	Sold out
33	TVTY 1.5 07-01-18	Tivity Health INC	—	NEW	New buy
34	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	—	EXIT	Sold out
35	CSOD 1.5 07-01-18	Cornerstone Ondemand INC	—	NEW	New buy
36	PDCE 1.125 09-15-21	Pdc Energy INC	—	EXIT	Sold out
37	✓	Sucampo Pharmaceuticals INC	—	NEW	New buy
38	STAR 3 11-15-16	Istar INC	—	EXIT	Sold out
39	VMEM 4.25 10-01-19	Violin Memory INC	—	EXIT	Sold out
40	BRCD 1.375 01-01-20	Brocade Communications	—	NEW	New buy
41	IIVI 0.5 12-15-33	Finisar CORP	—	EXIT	Sold out
42	CRK 7.75 04-01-19 *	Comstock Resources INC	—	NEW	New buy
43	✓	Mentor Graphics CORP	—	EXIT	Sold out
44	FNSR	Finisar Corporation	—	EXIT	Sold out
45	✓	Keyw Hldg CORP	—	EXIT	Sold out
46	✓	Amyris INC	—	EXIT	Sold out
47	CIEI 2.625 12-01-19	Cobalt Intl Energy INC	—	EXIT	Sold out
48	✓		—	EXIT	Sold out
49	RHLD	Resolute Holdings Management, Inc.	—	NEW	New buy
50	MX	Magnachip Semiconductor CORP	—	NEW	New buy