Silverback Asset Management LLC — Q1 2015 13F Holdings

Name: Silverback Asset Management LLC — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001278960

Total reported value

$698.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	X 2.75 04-01-19	United States Steel CORP	Stock-Other	7.90%	—	—
2	MACK 4.5 07-15-20	Merrimack Pharmaceuti	Stock-Other	7.47%	—	+915.27%
3	AFFX 4 07-01-19	Affymetrix INC	Stock-Other	6.18%	—	—
4	MGM 4.25 04-15-15	Mgm Resorts Intl	Stock-Consumer Disc	4.97%	—	—
5	LNG 4.25 03-15-45	Cheniere Energy INC	Stock-Energy	4.87%	—	—
6	VIPS 1.5 03-15-19	Vipshop Holding LTD	Stock-Consumer Disc	4.59%	—	—
7	TTWO 1.75 12-01-16	Take-two Interactive Sof	Stock-Comm Services	3.96%	—	—
8	ENS 3.375 06-01-38	Enersys	Stock-Industrials	3.81%	—	-17.11%
9	SRC 2.875 05-15-19	Spirit Realty Capital In	Stock-Other	3.80%	—	—
10	SREV 1.5 08-01-18	Servicesource Intl INC	Stock-Other	3.50%	—	+9.84%
11	CEMEX 3.25 03-15-16	Cemex Sab De Cv	Stock-Other	3.23%	—	-51.55%
12	OREXQ 2.75 12-01-20	Orexigen Therapeutics In	Stock-Other	3.13%	—	-8.28%
13	MU 2.375 05-01-32 C	Micron Technology INC	Stock-Tech	2.77%	—	-88.08%
14	STWD 3.75 10-15-17	Starwood Property Trust	Stock-Real Estate	2.55%	—	—
15	VGR V2.5 01-15-19	Vector Group LTD	Stock-Other	2.42%	—	-30.00%
16	VGR V1.75 04-15-20	Vector Group LTD	Stock-Other	2.41%	—	—
17	HWM 1.625 10-15-19	Arconic INC	Stock-Industrials	2.39%	—	—
18	SFLY 0.25 05-15-18	Shutterfly INC	Stock-Other	2.19%	—	—
19	MDCO 1.375 06-01-17	Medicines Company	Stock-Other	2.18%	—	—
20	EXXI 3 12-15-18	Energy Xxi LTD	Stock-Other	2.15%	—	-24.90%
21	AKS 5 11-15-19	Ak Steel CORP	Stock-Other	2.04%	—	-19.57%
22	✓	Citigroup INC	Stock-Other	2.00%	—	—
23	KMI	Kinder Morgan, Inc.	Stock-Energy	1.99%	—	+9.77%
24	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	1.88%	—	—
25	AABA 0 12-01-18	Altaba INC	Stock-Other	1.72%	—	—
26	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.71%	—	—
27	KEYW 2.5 07-15-19	Keyw Holding CORP	Stock-Other	1.70%	—	-2.61%
28	CIEN 4 12-15-20	Ciena CORP	Stock-Tech	1.39%	—	—
29	TVIA 5 10-01-19	Terravia Holdings INC	Stock-Other	1.34%	—	-0.85%
30	✓	Monster Worldwide Inc	Stock-Other	1.34%	—	—
31	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	1.24%	—	—
32	EA 0.75 07-15-16	Electronic Arts INC	Stock-Comm Services	1.13%	—	—
33	BRS 3 06-15-38	Bristow Group INC	Stock-Other	1.04%	—	—
34	EXEL 4.25 08-15-19	Exelixis INC	Stock-Healthcare	0.89%	—	-38.46%
35	LEU	Centrus Energy Corp-class A	Stock-Energy	0.54%	—	-8.43%
36	CTXSEUR	Citrix Systems INC	Stock-Other	0.43%	—	-16.51%
37	GULTU	Gulf Coast Ultra Deep Royalt	Stock-Other	0.39%	—	-0.60%
38	✓	Keyw Hldg CORP	Stock-Other	0.38%	—	-3.57%
39	CIEI 3.125 05-15-24	Cobalt Intl Energy INC	Stock-Other	0.19%	—	—
40	SNY	Sanofi	Stock-Healthcare	0.17%	—	—

Holding changes this quarter

Position changes disclosed by Silverback Asset Management LLC for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	KMI	Kinder Morgan, Inc.	+7.3%	+9.77%	Add
2	MACK 4.5 07-15-20	Merrimack Pharmaceuti	+6%	+915.27%	Add
3	VIPS 1.5 03-15-19	Vipshop Holding LTD	+2%	—	Unchanged
4	SREV 1.5 08-01-18	Servicesource Intl INC	+1.3%	+9.84%	Add
5	TTWO 1.75 12-01-16	Take-two Interactive Sof	+1.1%	—	Unchanged
6	OREXQ 2.75 12-01-20	Orexigen Therapeutics In	+1.1%	-8.28%	Trim
7	ENS 3.375 06-01-38	Enersys	+0.9%	-17.11%	Trim
8	KEYW 2.5 07-15-19	Keyw Holding CORP	+0.4%	-2.61%	Trim
9	EXXI 3 12-15-18	Energy Xxi LTD	+0.3%	-24.90%	Trim
10	VGR V2.5 01-15-19	Vector Group LTD	+0.2%	-30.00%	Trim
11	EXEL 4.25 08-15-19	Exelixis INC	+0.2%	-38.46%	Trim
12	AKS 5 11-15-19	Ak Steel CORP	+0.1%	-19.57%	Trim
13	GULTU	Gulf Coast Ultra Deep Royalt	0%	-0.60%	Trim
14	CEMEX 3.25 03-15-16	Cemex Sab De Cv	-0.9%	-51.55%	Trim
15	MU 2.375 05-01-32 C	Micron Technology INC	-13.4%	-88.08%	Trim
16	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
17	AJRD 4.0625 12-31-39	Aerojet Rocketdyne Hldg	—	EXIT	Sold out
18	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
19	SLXP 1.5 03-15-19	Salix Pharmaceuticals Lt	—	EXIT	Sold out
20	X 2.75 04-01-19	United States Steel CORP	—	NEW	New buy
21	✓	LinkedIn Corp	—	EXIT	Sold out
22	✓	NXP Semiconductors NV	—	EXIT	Sold out
23	AFFX 4 07-01-19	Affymetrix INC	—	NEW	New buy
24	STWD 4 01-15-19	Starwood Property Trust	—	EXIT	Sold out
25	MGM 4.25 04-15-15	Mgm Resorts Intl	—	NEW	New buy
26	LNG 4.25 03-15-45	Cheniere Energy INC	—	NEW	New buy
27	SRC 2.875 05-15-19	Spirit Realty Capital In	—	NEW	New buy
28	SRC 3.75 05-15-21	Spirit Realty Capital In	—	EXIT	Sold out
29	STWD 3.75 10-15-17	Starwood Property Trust	—	NEW	New buy
30	LAB 2.75 02-01-34	Standard Biotools INC	—	EXIT	Sold out
31	IIVI 0.5 12-15-33	Finisar CORP	—	EXIT	Sold out
32	HWM 1.625 10-15-19	Arconic INC	—	NEW	New buy
33	VER 3 08-01-18	Vereit INC	—	EXIT	Sold out
34	MDCO 1.375 06-01-17	Medicines Company	—	NEW	New buy
35	INTC 2.95 12-15-35	Intel CORP	—	EXIT	Sold out
36	AABA 0 12-01-18	Altaba INC	—	NEW	New buy
37	BPZR 8.5 10-01-17	Bpz Resources INC	—	EXIT	Sold out
38	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	—	EXIT	Sold out
39	CIEN 4 12-15-20	Ciena CORP	—	NEW	New buy
40	✓	Monster Worldwide Inc	—	NEW	New buy
41	CIEN 4 03-15-15 144A	Ciena CORP	—	EXIT	Sold out
42	GECBLE 4.5 11-15-29	General Cable CORP	—	EXIT	Sold out
43	EA 0.75 07-15-16	Electronic Arts INC	—	NEW	New buy
44	BRS 3 06-15-38	Bristow Group INC	—	NEW	New buy
45	OCN2EUR	Ocwen Financial CORP	—	EXIT	Sold out
46	JCPCHF	Old Copper Co INC	—	EXIT	Sold out
47	✓	Orexigen Therapeutics INC	—	EXIT	Sold out
48	CIEI 3.125 05-15-24	Cobalt Intl Energy INC	—	NEW	New buy
49	FNSR	Finisar Corporation	—	EXIT	Sold out
50	✓	Medical Transcription Blg Co	—	EXIT	Sold out