CIK: 0001380330
Total reported value
$112.0M
Reporting period: 2013-09-30 · Number of holdings: 31
Scotia Institutional Investments US, LP disclosed 31 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $112.0M and a quarterly turnover rate of 89.3%.
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Scotia Institutional Investments US, LP's disclosed holdings carry a Herfindahl concentration index of 0.132 — mathematically equivalent to about 8 equally-sized positions, well below its 31 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.79), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AVGO
+67414.7% $15.9M
Trim LYB
+20.0% $3.7M
Trim NXPI
+12.9% $4.0M
Trim REFI
+21.3% $4.2M
Trim VALE
+17.5% $4.6M
Add BXUSD
+358.8% $231.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JAZZ | Jazz Pharmaceuticals plc | Stock-Healthcare | 14.37% | +14.37% | NEW | |
| 2 | AVGO | Broadcom Inc. | Stock-Tech | 14.19% | +14.15% | +67414.65% | |
| 3 | VALE | Vale S.A. | Stock-Materials | 13.85% | -6.96% | +17.53% | |
| 4 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 13.72% | -7.89% | +12.87% | |
| 5 | REFI | Chicago Atlantic Real Estate Finance, Inc. | Stock-Other | 13.70% | -7.52% | +21.34% | |
| 6 | LYB | LyondellBasell Industries N.V. | Stock-Materials | 13.25% | -8.08% | +20.02% | |
| 7 | CHKP | Check Point Software Technologies Ltd. | Stock-Tech | 13.11% | +13.11% | NEW | |
| 8 | BXUSD | Blackstone Group Lp/the | Stock-Other | 0.25% | +0.15% | +358.77% | |
| 9 | KKR | KKR & Co. Inc. | Stock-Financials | 0.25% | +0.15% | +437.13% | |
| 10 | MXIM | Maxim Integrated Products | Stock-Other | 0.24% | +0.14% | +385.48% | |
| 11 | EBAY | Ebay INC | Stock-Consumer Disc | 0.24% | +0.14% | +381.03% | |
| 12 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.24% | +0.14% | +319.59% | |
| 13 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.24% | +0.24% | NEW | |
| 14 | ✓ | Apollo Global Mgmt LLC Cl | Stock-Other | 0.24% | +0.24% | NEW | |
| 15 | ✓ | Cbs CORP New | Stock-Other | 0.24% | +0.14% | +342.57% | |
| 16 | ORCL | Oracle CORP | Stock-Tech | 0.23% | +0.14% | +415.63% | |
| 17 | SWK | Stanley Black & Decker INC | Stock-Industrials | 0.23% | +0.13% | +345.69% | |
| 18 | GTLS | Chart Industries INC | Stock-Industrials | 0.23% | +0.13% | +290.44% | |
| 19 | GOOG | Alphabet A | Stock-Comm Services | 0.23% | +0.13% | +386.67% | |
| 20 | WLK | Westlake CORP | Stock-Materials | 0.23% | +0.13% | +326.19% | |
| 21 | SSYS | Stratasys Ltd. | Stock-Other | 0.23% | +0.13% | +308.51% | |
| 22 | VLO | Valero Energy CORP | Stock-Energy | 0.22% | +0.13% | +427.76% | |
| 23 | ✓ | Sourcefire INC | Stock-Other | 0.05% | -0.05% | -18.84% | |
| 24 | CEO | Cnooc Ltd-spon Adr | Stock-Other | 0.04% | -0.04% | — | |
| 25 | CHLUSD | China Mobile Ltd-spon Adr | Stock-Other | 0.04% | -0.04% | — | |
| 26 | MBTGBP | Mobile Telesystems-sp Adr | Stock-Other | 0.04% | -0.04% | -21.22% | |
| 27 | HDB | Hdfc Bank Ltd-adr | Stock-Financials | 0.03% | -0.05% | — | |
| 28 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.03% | -0.09% | -47.84% | |
| 29 | TTMCHF | Tata Motors Ltd-spon Adr | Stock-Other | 0.03% | +0.03% | NEW | |
| 30 | NBIS | Nebius Group NV | Stock-Other | 0.03% | -0.03% | -31.65% | |
| 31 | BIDU | Baidu, Inc. | Stock-Comm Services | — | — | NEW |
Not enough priced holdings yet to compute performance
Scotia Institutional Investments US, LP's most significant position changes for 2013-09-30: New buy: Jazz Pharmaceuticals plc (JAZZ); New buy: Check Point Software Technologies Ltd. (CHKP); Sold out: Liberty Global Ltd. (LBTYA); Sold out: Liberty Global Ltd. (LBTYA); New buy: Twenty One Capital, Inc. (XXI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVGO | Broadcom Inc. | +14.2% | +67414.65% | Add |
| 2 | BXUSD | Blackstone Group Lp/the | +0.2% | +358.77% | Add |
| 3 | KKR | KKR & Co. Inc. | +0.2% | +437.13% | Add |
| 4 | EBAY | Ebay INC | +0.1% | +381.03% | Add |
| 5 | MXIM | Maxim Integrated Products | +0.1% | +385.48% | Add |
| 6 | SBUX | Starbucks CORP | +0.1% | +319.59% | Add |
| 7 | ORCL | Oracle CORP | +0.1% | +415.63% | Add |
| 8 | ✓ | Cbs CORP New | +0.1% | +342.57% | Add |
| 9 | SWK | Stanley Black & Decker INC | +0.1% | +345.69% | Add |
| 10 | GTLS | Chart Industries INC | +0.1% | +290.44% | Add |
| 11 | GOOG | Alphabet A | +0.1% | +386.67% | Add |
| 12 | SSYS | Stratasys Ltd. | +0.1% | +308.51% | Add |
| 13 | WLK | Westlake CORP | +0.1% | +326.19% | Add |
| 14 | VLO | Valero Energy CORP | +0.1% | +427.76% | Add |
| 15 | NBIS | Nebius Group NV | 0% | -31.65% | Trim |
| 16 | CEO | Cnooc Ltd-spon Adr | 0% | — | Unchanged |
| 17 | CHLUSD | China Mobile Ltd-spon Adr | 0% | — | Unchanged |
| 18 | MBTGBP | Mobile Telesystems-sp Adr | 0% | -21.22% | Trim |
| 19 | HDB | Hdfc Bank Ltd-adr | -0.1% | — | Unchanged |
| 20 | ✓ | Sourcefire INC | -0.1% | -18.84% | Trim |
| 21 | TSM | Taiwan Semiconductor-sp Adr | -0.1% | -47.84% | Trim |
| 22 | VALE | Vale S.A. | -7% | +17.53% | Add |
| 23 | REFI | Chicago Atlantic Real Estate Finance, Inc. | -7.5% | +21.34% | Add |
| 24 | NXPI | NXP Semiconductors N.V. | -7.9% | +12.87% | Add |
| 25 | LYB | LyondellBasell Industries N.V. | -8.1% | +20.02% | Add |
| 26 | JAZZ | Jazz Pharmaceuticals plc | — | NEW | New buy |
| 27 | CHKP | Check Point Software Technologies Ltd. | — | NEW | New buy |
| 28 | LBTYA | Liberty Global Ltd. | — | EXIT | Sold out |
| 29 | LBTYA | Liberty Global Ltd. | — | EXIT | Sold out |
| 30 | XXI | Twenty One Capital, Inc. | — | NEW | New buy |
| 31 | ✓ | Apollo Global Mgmt LLC Cl | — | NEW | New buy |
| 32 | APO | Apollo Global Management, Inc. | — | EXIT | Sold out |
| 33 | TTMCHF | Tata Motors Ltd-spon Adr | — | NEW | New buy |
| 34 | IBN | Icici Bank Ltd-spon Adr | — | EXIT | Sold out |
| 35 | BBD | Banco Bradesco-adr | — | EXIT | Sold out |
| 36 | BEN | Franklin Resources INC | — | EXIT | Sold out |
| 37 | BIDU | Baidu, Inc. | — | NEW | New buy |
| 38 | BIDU | Baidu INC - Spon Adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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