Samsung Asset Management (New York), Inc. — Q3 2013 13F Holdings

Name: Samsung Asset Management (New York), Inc. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001535106

Total reported value

$109.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.43%	+0.54%	+31.67%
2	MRK	Merck & Co. INC.	Stock-Healthcare	3.78%	+0.14%	-12.69%
3	CAT	Caterpillar INC	Stock-Industrials	3.61%	—	+88.72%
4	CSCO	Cisco Systems INC	Stock-Tech	3.53%	+0.13%	+56.99%
5	HON	Honeywell International INC	Stock-Industrials	3.20%	-0.04%	+13.90%
6	MSFT	Microsoft CORP	Stock-Tech	2.71%	+0.11%	-12.18%
7	PFE	Pfizer INC	Stock-Healthcare	2.66%	-0.19%	+37.41%
8	GOOG	Alphabet A	Stock-Comm Services	2.57%	—	-33.78%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	2.54%	+0.03%	+11.50%
10	SLB	Slb LTD	Stock-Energy	2.47%	—	-0.83%
11	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.37%	-0.13%	-12.64%
12	PNC	Pnc Financial Services Group	Stock-Financials	2.16%	+0.09%	-12.46%
13	MA	Mastercard INC - A	Stock-Financials	2.14%	+0.29%	-12.90%
14	WMT	Walmart INC	Stock-Consumer Staples	2.13%	-0.15%	-12.81%
15	SBUX	Starbucks CORP	Stock-Consumer Disc	2.08%	-0.17%	—
16	PRU	Prudential Financial INC	Stock-Financials	2.07%	—	-54.62%
17	GS	Goldman Sachs Group INC	Stock-Financials	2.05%	—	-12.70%
18	HAL	Halliburton Co	Stock-Energy	2.02%	—	—
19	BAC	Bank Of America CORP	Stock-Financials	1.94%	—	-12.76%
20	C	Citigroup INC	Stock-Financials	1.79%	+0.09%	+82.56%
21	XOM	Exxon Mobil CORP	Stock-Energy	1.77%	-0.09%	-12.50%
22	BBBYEUR	20230930-dk-butterfly-1 INC	Stock-Other	1.74%	—	+61.86%
23	BWA	Borgwarner INC	Stock-Consumer Disc	1.74%	—	-32.78%
24	UNH	Unitedhealth Group INC	Stock-Healthcare	1.68%	-0.07%	-12.69%
25	WFC	Wells Fargo & Co	Stock-Financials	1.66%	-0.22%	-14.11%
26	JNJ	Johnson & Johnson	Stock-Healthcare	1.64%	—	-12.50%
27	TIFEUR	Tiffany & Co	Stock-Other	1.63%	—	-12.98%
28	OXY	Occidental Petroleum CORP	Stock-Energy	1.62%	—	-12.50%
29	DOV	Dover CORP	Stock-Industrials	1.57%	—	-12.87%
30	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.57%	-0.07%	-46.74%
31	CHKEUR	Chesapeake Energy CORP	Stock-Other	1.47%	—	+12.33%
32	F	Ford Motor Co	Stock-Consumer Disc	1.45%	—	—
33	META	Meta Platforms Inc-class A	Stock-Comm Services	1.45%	+0.28%	-12.81%
34	CVS	Cvs Health CORP	Stock-Healthcare	1.38%	-0.12%	—
35	ABX	Barrick Gold CORP	Stock-Financials	1.33%	—	-39.68%
36	ETN	Eaton Corporation plc	Stock-Industrials	1.31%	—	-11.46%
37	TDC	Teradata CORP	Stock-Tech	1.31%	—	-12.61%
38	DIS	Walt Disney Co/the	Stock-Comm Services	1.26%	-0.28%	-51.32%
39	✓		Stock-Other	1.18%	—	-12.62%
40	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.12%	—	-12.83%
41	✓	Whole Foods Mkt INC	Stock-Other	1.12%	—	-12.83%
42	NOVEUR	National Oilwell Varco INC	Stock-Other	1.08%	—	—
43	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.06%	+0.10%	-12.50%
44	✓	Petsmart INC	Stock-Other	1.06%	—	-12.59%
45	COP	Conocophillips	Stock-Energy	1.01%	-0.02%	-12.77%
46	MOS	Mosaic Co/the	Stock-Materials	0.97%	—	—
47	BTU	Peabody Energy Corporation	Stock-Energy	0.97%	—	—
48	AVGO	Broadcom Inc.	Stock-Tech	0.96%	—	-20.10%
49	VZ	Verizon Communications INC	Stock-Comm Services	0.94%	-0.08%	-12.76%
50	✓		Stock-Other	0.88%	-0.04%	-12.20%

1–50 of 69

Holding changes this quarter

Position changes disclosed by Samsung Asset Management (New York), Inc. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CAT	Caterpillar INC	+1.7%	+88.72%	Add
2	AAPL	Apple INC	+1.7%	+31.67%	Add
3	CSCO	Cisco Systems INC	+1.2%	+56.99%	Add
4	C	Citigroup INC	+0.8%	+82.56%	Add
5	PFE	Pfizer INC	+0.8%	+37.41%	Add
6	BBBYEUR	20230930-dk-butterfly-1 INC	+0.8%	+61.86%	Add
7	META	Meta Platforms Inc-class A	+0.6%	-12.81%	Trim
8	HON	Honeywell International INC	+0.6%	+13.90%	Add
9	SLB	Slb LTD	+0.5%	-0.83%	Trim
10	CHKEUR	Chesapeake Energy CORP	+0.5%	+12.33%	Add
11	JPM	Jpmorgan Chase & Co	+0.2%	+11.50%	Add
12	OXY	Occidental Petroleum CORP	-0.1%	-12.50%	Trim
13	TIFEUR	Tiffany & Co	-0.1%	-12.98%	Trim
14	T	At&t INC	-0.1%	-12.66%	Trim
15	PG	Procter & Gamble Co/the	-0.2%	-12.50%	Trim
16	GS	Goldman Sachs Group INC	-0.2%	-12.70%	Trim
17	JNJ	Johnson & Johnson	-0.2%	-12.50%	Trim
18	VZ	Verizon Communications INC	-0.2%	-12.76%	Trim
19	AEP	American Electric Power Company, Inc.	-0.2%	-12.64%	Trim
20	WFC	Wells Fargo & Co	-0.2%	-14.11%	Trim
21	PNC	Pnc Financial Services Group	-0.3%	-12.46%	Trim
22	WMT	Walmart INC	-0.3%	-12.81%	Trim
23	XOM	Exxon Mobil CORP	-0.3%	-12.50%	Trim
24	MRK	Merck & Co. INC.	-0.4%	-12.69%	Trim
25	BWA	Borgwarner INC	-0.4%	-32.78%	Trim
26	MSFT	Microsoft CORP	-0.5%	-12.18%	Trim
27	ABX	Barrick Gold CORP	-0.5%	-39.68%	Trim
28	AVGO	Broadcom Inc.	-0.6%	-20.10%	Trim
29	DFSEUR	Discover Financial Services	-0.6%	-45.17%	Trim
30	INTC	Intel CORP	-1%	-93.24%	Trim
31	DIS	Walt Disney Co/the	-1.2%	-51.32%	Trim
32	GOOG	Alphabet A	-1.3%	-33.78%	Trim
33	IBM	Intl Business Machines CORP	-1.3%	-62.64%	Trim
34	BRK-B	Berkshire Hathaway Inc-cl B	-1.3%	-46.74%	Trim
35	PRU	Prudential Financial INC	-2.2%	-54.62%	Trim
36	MCD	Mcdonald's CORP	—	EXIT	Sold out
37	SBUX	Starbucks CORP	—	NEW	New buy
38	HAL	Halliburton Co	—	NEW	New buy
39	F	Ford Motor Co	—	NEW	New buy
40	CVS	Cvs Health CORP	—	NEW	New buy
41	✓		—	EXIT	Sold out
42	✓		—	EXIT	Sold out
43	NOVEUR	National Oilwell Varco INC	—	NEW	New buy
44	MOS	Mosaic Co/the	—	NEW	New buy
45	BTU	Peabody Energy Corporation	—	NEW	New buy
46	UPS	United Parcel Service-cl B	—	EXIT	Sold out
47	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
48	KO	The Coca-Cola Company	—	NEW	New buy
49	PHM	Pultegroup INC	—	NEW	New buy
50	AMZN	Amazon.com INC	—	NEW	New buy