Round Table Services, LLC — Q3 2014 13F Holdings

Name: Round Table Services, LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001375664

Total reported value

$508.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWB	Ishares Russell 1000 ETF	ETF-Other	13.25%	—	-7.31%
2	NMFC	New Mountain Finance CORP	Stock-Other	11.62%	—	+11.44%
3	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	6.06%	—	+16.90%
4	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.13%	—	-10.26%
5	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	5.13%	—	-4.63%
6	OEF	Ishares S&p 100 ETF	ETF-Other	4.70%	—	—
7	IWD	Ishares Russell 1000 Value E	ETF-Other	4.45%	—	-1.06%
8	IEV	Ishares Europe ETF	ETF-Other	4.02%	—	+13.42%
9	DVY	Ishares Select Dividend ETF	ETF-Other	3.74%	—	+7.02%
10	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	3.70%	—	-4.14%
11	IWF	Ishares Russell 1000 Growth	ETF-Other	3.68%	—	+4.61%
12	FETUSD	Forum Energy Technologies In	Stock-Other	3.67%	—	+19.21%
13	IWR	Ishares Russell Mid-cap ETF	ETF-Other	3.47%	—	-17.11%
14	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.93%	—	-0.47%
15	AAXJ	Ishares Msci All Country Asi	ETF-Other	2.74%	—	-27.40%
16	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.08%	—	-30.30%
17	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	2.05%	—	+0.22%
18	XPHDX	Pioneer Floating Rate Fund	Stock-Other	1.77%	—	+9.81%
19	ACWX	Ishares Msci Acwi Ex US ETF	ETF-Other	1.42%	—	-10.07%
20	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.06%	—	-14.94%
21	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.02%	—	+10.59%
22	EMCB	Wisdomtree Em CORP Bond	ETF-Corp Bonds	0.94%	—	+108.77%
23	EIPI	FT Energy Income Partners Enhanced Income ETF	ETF-Other	0.85%	—	—
24	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.71%	—	-0.86%
25	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.69%	—	—
26	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.64%	—	—
27	AAPL	Apple INC	Stock-Tech	0.63%	—	+257.67%
28	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.63%	—	-16.46%
29	DREUSD	Duke Realty CORP	Stock-Other	0.61%	—	-0.82%
30	✓	Inovio Pharmaceuticals INC	Stock-Other	0.61%	—	+96.00%
31	KOPN	Kopin CORP	Stock-Other	0.50%	—	—
32	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.47%	—	—
33	RTRXEUR	Retrophin INC	Stock-Other	0.42%	—	—
34	✓	Athenahealth INC	Stock-Other	0.35%	—	—
35	JNJ	Johnson & Johnson	Stock-Healthcare	0.35%	—	—
36	VNQ	Vanguard Real Estate ETF	ETF-Other	0.30%	—	—
37	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.29%	—	—
38	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.28%	—	—
39	SMHI	SEACOR Marine Holdings Inc.	Stock-Other	0.27%	—	—
40	QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	Stock-Other	0.27%	—	—
41	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.26%	—	-3.46%
42	EFA	Ishares Msci Eafe ETF	ETF-Other	0.24%	—	+1.82%
43	IUSV	Ishares Core S&p U.s. Value	ETF-Other	0.21%	—	-22.32%
44	✓	Lexicon Pharmaceuticals INC	Stock-Other	0.18%	—	—
45	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.18%	—	—
46	IYW	Ishares Ustechnology ETF	ETF-Tech	0.17%	—	—
47	ACWI	iShares MSCI ACWI ETF	ETF-Other	0.15%	—	—
48	✓	Nuveen Lg/sht Commodity Totr	Stock-Other	0.12%	—	—
49	GDL	Gdl Fund	Stock-Other	0.12%	—	—
50	ADX	Adams Diversified Equity	Stock-Other	0.12%	—	—

1–50 of 59

Holding changes this quarter

Position changes disclosed by Round Table Services, LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NMFC	New Mountain Finance CORP	+1.5%	+11.44%	Add
2	AMJEUR	Jpmorgan Alerian Mlp Index	+1.1%	+16.90%	Add
3	EMCB	Wisdomtree Em CORP Bond	+0.5%	+108.77%	Add
4	IEV	Ishares Europe ETF	+0.4%	+13.42%	Add
5	IWF	Ishares Russell 1000 Growth	+0.3%	+4.61%	Add
6	✓	Inovio Pharmaceuticals INC	+0.3%	+96.00%	Add
7	OEF	Ishares S&p 100 ETF	+0.3%	—	Unchanged
8	DVY	Ishares Select Dividend ETF	+0.2%	+7.02%	Add
9	AAPL	Apple INC	+0.2%	+257.67%	Add
10	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+10.59%	Add
11	XPHDX	Pioneer Floating Rate Fund	+0.1%	+9.81%	Add
12	IWD	Ishares Russell 1000 Value E	+0.1%	-1.06%	Trim
13	BRK-A	Berkshire Hathaway Inc-cl A	+0.1%	—	Unchanged
14	KOPN	Kopin CORP	0%	—	Unchanged
15	BRK-B	Berkshire Hathaway Inc-cl B	0%	—	Unchanged
16	VWO	Vanguard Ftse Emerging Marke	0%	-0.47%	Trim
17	EEM	Ishares Msci Emerging Market	0%	+0.22%	Add
18	SMHC	VanEck China Semiconductor ETF	—	—	Unchanged
19	SMHC	VanEck China Semiconductor ETF	0%	—	Unchanged
20	DREUSD	Duke Realty CORP	0%	-0.82%	Trim
21	SMHI	SEACOR Marine Holdings Inc.	0%	—	Unchanged
22	✓	Lexicon Pharmaceuticals INC	0%	—	Unchanged
23	HTGC	Hercules Capital, Inc.	0%	—	Unchanged
24	IUSV	Ishares Core S&p U.s. Value	-0.1%	-22.32%	Trim
25	VCSH	Vanguard S/t CORP Bond ETF	-0.2%	-14.94%	Trim
26	IWO	Ishares Russell 2000 Growth	-0.2%	-16.46%	Trim
27	ACWX	Ishares Msci Acwi Ex US ETF	-0.2%	-10.07%	Trim
28	VEU	Vanguard Ftse All-world Ex-u	-0.2%	-4.14%	Trim
29	IJR	Ishares Core S&p Small-cap E	-0.4%	-4.63%	Trim
30	IWB	Ishares Russell 1000 ETF	-0.5%	-7.31%	Trim
31	IWR	Ishares Russell Mid-cap ETF	-0.7%	-17.11%	Trim
32	IVV	Ishares Core S&p 500 ETF	-0.8%	-30.30%	Trim
33	IWM	Ishares Russell 2000 ETF	-0.8%	-10.26%	Trim
34	AAXJ	Ishares Msci All Country Asi	-1%	-27.40%	Trim
35	IWV	Ishares Russell 3000 ETF	—	EXIT	Sold out
36	MDY	State Street Spdr S&p Midcap	—	EXIT	Sold out
37	DLN	Wisdomtree US Largecap Divid	—	NEW	New buy
38	RTRXEUR	Retrophin INC	—	NEW	New buy
39	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
40	IYW	Ishares Ustechnology ETF	—	NEW	New buy
41	✓	Nuveen Lg/sht Commodity Totr	—	NEW	New buy
42	GDL	Gdl Fund	—	NEW	New buy
43	ADX	Adams Diversified Equity	—	NEW	New buy
44	USA	Liberty All Star Equity Fund	—	NEW	New buy
45	GRX	Gabelli Healthcare & Well	—	NEW	New buy
46	✓	Lmp Real Estate Income Fd In	—	NEW	New buy
47	XNROX	Neu Re Est Sec INC Fd Inc-us	—	NEW	New buy
48	RQI	Cohen & Steers Qual INC Rlty	—	NEW	New buy
49	NUV	Nuveen Municipal Value	—	EXIT	Sold out
50	✓	Blackrock Real Asset Equity	—	NEW	New buy