CIK: 0002097566
Total reported value
$266.3M
Reporting period: 2026-03-31 · Number of holdings: 180
Roehl & Yi Investment Advisors, LLC disclosed 180 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $266.3M and a quarterly turnover rate of 17.2%.
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Roehl & Yi Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 40 equally-sized positions, well below its 180 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.89), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VBIL
-6.0% -$866.3K
Add XOM
+19.0% $1.7M
Trim MINT
-1.6% -$297.9K
Add GUNR
+7.5% $1.9M
Trim MSFT
+2.0% -$1.0M
Trim BRK-B
-0.4% -$698.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 8.33% | -0.59% | -1.55% | |
| 2 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 5.31% | -0.65% | -6.04% | |
| 3 | AAPL | Apple INC | Stock-Tech | 5.26% | — | +21.39% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 4.72% | -0.45% | +37.95% | |
| 5 | IAU | Ishares Gold Trust | ETF-Commodities | 4.26% | +0.09% | -0.71% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.97% | -0.50% | -0.40% | |
| 7 | GUNR | Flexshares Global Upstream N | ETF-Other | 3.08% | +0.56% | +7.49% | |
| 8 | VPLS | Vanguard Core-plus Bond ETF | ETF-Other | 3.04% | +0.35% | +20.29% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.02% | -0.53% | +1.95% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.89% | — | -1.26% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.76% | -0.28% | +381.79% | |
| 12 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.72% | — | +11.07% | |
| 13 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.63% | — | -3.34% | |
| 14 | XOM | Exxon Mobil CORP | Stock-Energy | 1.62% | +0.60% | +18.98% | |
| 15 | KAT | Scharf ETF | ETF-Other | 1.48% | — | -1.33% | |
| 16 | CGDV | Cap Group Dividend Value | ETF-Other | 1.44% | — | +8.95% | |
| 17 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.38% | +0.19% | +2.27% | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.36% | +0.18% | +0.13% | |
| 19 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.35% | +0.09% | +40.89% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.33% | — | -0.13% | |
| 21 | CGIE | Cap Group Intl Equity | ETF-Other | 1.33% | +0.13% | +20.22% | |
| 22 | WDC | Western Digital CORP | Stock-Tech | 1.31% | +1.31% | NEW | |
| 23 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.15% | — | +8.62% | |
| 24 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.14% | +0.10% | +2.67% | |
| 25 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.09% | +0.14% | +11.64% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 1.03% | +0.23% | -0.32% | |
| 27 | CGGR | Cap Group Growth Equity | ETF-Other | 0.96% | +0.27% | +56.05% | |
| 28 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.89% | +0.06% | +3.08% | |
| 29 | AVGO | Broadcom INC | Stock-Tech | 0.86% | — | +3.31% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.76% | — | +17.20% | |
| 31 | AMGN | Amgen INC | Stock-Healthcare | 0.74% | — | +0.21% | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.70% | -0.32% | -19.65% | |
| 33 | SNDK | Sandisk CORP | Stock-Tech | 0.68% | +0.68% | NEW | |
| 34 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.56% | — | -1.51% | |
| 35 | CME | Cme Group INC | Stock-Financials | 0.56% | — | -4.37% | |
| 36 | CSCO | Cisco Systems INC | Stock-Tech | 0.54% | — | +5.97% | |
| 37 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.54% | — | -0.40% | |
| 38 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.53% | — | +3.06% | |
| 39 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.53% | — | — | |
| 40 | TTE | Totalenergies Se | Stock-Other | 0.50% | +0.14% | +4.74% | |
| 41 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.49% | — | +0.69% | |
| 42 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.48% | -0.13% | -24.83% | |
| 43 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.48% | — | +10.40% | |
| 44 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.47% | — | +5.46% | |
| 45 | ASML | ASML Holding N.V. | Stock-Tech | 0.46% | — | -20.43% | |
| 46 | PEP | Pepsico INC | Stock-Consumer Staples | 0.42% | — | +14.24% | |
| 47 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.42% | — | +1166.75% | |
| 48 | UNP | Union Pacific CORP | Stock-Industrials | 0.41% | — | -5.97% | |
| 49 | HD | Home Depot INC | Stock-Consumer Disc | 0.41% | — | +14.90% | |
| 50 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.40% | — | +5.52% |
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+14.5%
Based on 77% of reported portfolio value with available pricing
Roehl & Yi Investment Advisors, LLC's most significant position changes for 2026-03-31: New buy: Western Digital CORP (WDC); New buy: Sandisk CORP (SNDK); Sold out: Ishares Msci World ETF (URTH); Sold out: Ishares Russell 1000 ETF (IWB); New buy: AstraZeneca PLC (AZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +0.6% | +18.98% | Add |
| 2 | GUNR | Flexshares Global Upstream N | +0.6% | +7.49% | Add |
| 3 | VPLS | Vanguard Core-plus Bond ETF | +0.4% | +20.29% | Add |
| 4 | CGGR | Cap Group Growth Equity | +0.3% | +56.05% | Add |
| 5 | CVX | Chevron CORP | +0.2% | -0.32% | Trim |
| 6 | JNJ | Johnson & Johnson | +0.2% | +2.27% | Add |
| 7 | COST | Costco Wholesale CORP | +0.2% | +0.13% | Add |
| 8 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | +11.64% | Add |
| 9 | TTE | Totalenergies Se | +0.1% | +4.74% | Add |
| 10 | CGIE | Cap Group Intl Equity | +0.1% | +20.22% | Add |
| 11 | LIN | Linde plc | +0.1% | +4.78% | Add |
| 12 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +2.67% | Add |
| 13 | PSX | Phillips 66 | +0.1% | +0.11% | Add |
| 14 | PNC | Pnc Financial Services Group | +0.1% | +3.87% | Add |
| 15 | IAU | Ishares Gold Trust | +0.1% | -0.71% | Trim |
| 16 | VEA | Vanguard Ftse Developed ETF | +0.1% | +40.89% | Add |
| 17 | SHEL | Shell Plc-adr | +0.1% | +19.17% | Add |
| 18 | GOOGL | Alphabet Inc-cl A | +0.1% | +3.08% | Add |
| 19 | ✓ | Establishment Labs Hldgs INC | -0.1% | — | Unchanged |
| 20 | TSM | Taiwan Semiconductor-sp Adr | -0.1% | -24.83% | Trim |
| 21 | UPS | United Parcel Service-cl B | -0.2% | -34.22% | Trim |
| 22 | LLY | Eli Lilly & Co | -0.2% | -29.79% | Trim |
| 23 | NVDA | Nvidia CORP | -0.3% | +381.79% | Add |
| 24 | IWF | Ishares Russell 1000 Growth | -0.3% | -19.65% | Trim |
| 25 | VOO | Vanguard S&p 500 ETF | -0.5% | +37.95% | Add |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | -0.5% | -0.40% | Trim |
| 27 | MSFT | Microsoft CORP | -0.5% | +1.95% | Add |
| 28 | MINT | Pimco Enhanced Short Maturit | -0.6% | -1.55% | Trim |
| 29 | VBIL | Vanguard 0-3m T-bill ETF | -0.7% | -6.04% | Trim |
| 30 | WDC | Western Digital CORP | — | NEW | New buy |
| 31 | SNDK | Sandisk CORP | — | NEW | New buy |
| 32 | URTH | Ishares Msci World ETF | — | EXIT | Sold out |
| 33 | IWB | Ishares Russell 1000 ETF | — | EXIT | Sold out |
| 34 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 35 | RHI | Robert Half INC | — | EXIT | Sold out |
| 36 | LMT | Lockheed Martin CORP | — | EXIT | Sold out |
| 37 | APD | Air Products & Chemicals INC | — | NEW | New buy |
| 38 | OXY | Occidental Petroleum CORP | — | NEW | New buy |
| 39 | SAP | Sap Se-sponsored Adr | — | EXIT | Sold out |
| 40 | B | Barrick Mining CORP | — | NEW | New buy |
| 41 | ZTS | Zoetis INC | — | NEW | New buy |
| 42 | MDLZ | Mondelez International Inc-a | — | NEW | New buy |
| 43 | OKE | Oneok INC | — | NEW | New buy |
| 44 | CGMU | Cap Group Municipal Income | — | NEW | New buy |
| 45 | BIL | Ss Spdr Bb 1-3m T-bill ETF | — | NEW | New buy |
| 46 | AMP | Ameriprise Financial INC | — | NEW | New buy |
| 47 | BKNG | Booking Holdings INC | — | EXIT | Sold out |
| 48 | AME | Ametek INC | — | NEW | New buy |
| 49 | ATO | Atmos Energy CORP | — | NEW | New buy |
| 50 | WSO | Watsco INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2026-05-29 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2026-05-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2026-05-29 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2026-05-29 | 13F-HR | View on EDGAR |
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