RiverFront Investment Group, LLC — Q3 2018 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	11.56%	—	+24.10%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	8.16%	-0.56%	+129.11%
3	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	6.21%	—	-0.95%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	5.26%	—	-1.50%
5	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	4.68%	—	-1.27%
6	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	3.90%	-0.07%	-45.69%
7	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	3.84%	—	-1.13%
8	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	3.58%	—	+18.33%
9	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	3.34%	—	-0.97%
10	VGIT	Vanguard Intermediate-term T	ETF-Other	3.21%	—	+8.71%
11	IYG	Ishares U.s. Financial Servi	ETF-Other	3.09%	-0.31%	-1.00%
12	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	2.30%	+0.08%	-47.65%
13	FTSL	First Trust Senior Loan ETF	ETF-Other	2.21%	—	-1.04%
14	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.21%	—	-0.97%
15	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	2.17%	—	+5.73%
16	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	2.14%	—	-0.98%
17	RFFC	Alps Active Equity Opportuni	ETF-Other	1.93%	—	+24.66%
18	XLV	Ss Health Care Select Sector	ETF-Other	1.79%	-0.14%	-0.72%
19	RFDA	Alps Dynamic US Dividend Adv	ETF-Other	1.69%	—	+26.05%
20	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.67%	—	-0.96%
21	RFCI	Alps Dynamic Core Income ETF	ETF-Other	1.53%	—	-11.76%
22	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	1.49%	—	-1.27%
23	EWI	Ishares Msci Italy ETF	ETF-Other	1.48%	—	+9.36%
24	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	1.27%	—	-0.63%
25	PPA	Invesco Aerospace & Defense	ETF-Other	1.26%	—	-0.96%
26	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.24%	—	-0.86%
27	IEZ	Ishares U.s. Oil Equipment &	ETF-Other	1.20%	—	+15.76%
28	RFDI	First Trst Dyn Devel Int ETF	ETF-Other	1.11%	—	-24.66%
29	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.98%	—	-2.28%
30	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.96%	-0.13%	-1.05%
31	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	0.95%	—	-0.83%
32	FXU	First Trust Utilities Alphad	ETF-Other	0.94%	—	-0.83%
33	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-Other	0.93%	—	-1.02%
34	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.89%	—	-1.16%
35	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.87%	—	-0.79%
36	IHDG	Wisdomtree International Hed	ETF-Other	0.64%	—	-25.01%
37	✓	Alps ETF Tr	ETF-Other	0.61%	—	+4.37%
38	EFV	Ishares Msci Eafe Value ETF	ETF-Other	0.55%	+0.20%	-46.65%
39	PAYX	Paychex INC	Stock-Tech	0.52%	—	-1.07%
40	AAXJ	Ishares Msci All Country Asi	ETF-Other	0.49%	—	-1.21%
41	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.49%	—	-33.19%
42	JPM	JPMorgan Chase & Co.	Stock-Financials	0.47%	—	—
43	EWC	Ishares Msci Canada ETF	ETF-Other	0.40%	—	-1.72%
44	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.39%	—	+31.75%
45	PXH	Inves Rafi Emer Mrkt-usd INC	ETF-Other	0.39%	—	-1.78%
46	PEP	Pepsico INC	Stock-Consumer Staples	0.39%	—	-1.00%
47	XLF	Ss Financial Select Sector	ETF-Other	0.38%	—	-1.08%
48	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.36%	—	-0.35%
49	RFEM	First Trust Riverfront Dynam	ETF-Other	0.35%	—	+3.94%
50	EWA	Ishares Msci Australia ETF	ETF-Other	0.30%	—	-1.12%

1–50 of 59

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IVV	Ishares Core S&p 500 ETF	+4.7%	+129.11%	Add
2	GSLC	Goldman Activebeta US Lc ETF	+2.5%	+24.10%	Add
3	EFG	Ishares Msci Eafe Growth ETF	+0.5%	+18.33%	Add
4	RFFC	Alps Active Equity Opportuni	+0.4%	+24.66%	Add
5	RFDA	Alps Dynamic US Dividend Adv	+0.3%	+26.05%	Add
6	XLV	Ss Health Care Select Sector	+0.1%	-0.72%	Trim
7	QQQ	Invesco Qqq Trust Series 1	+0.1%	-0.97%	Trim
8	VGIT	Vanguard Intermediate-term T	+0.1%	+8.71%	Add
9	IEZ	Ishares U.s. Oil Equipment &	+0.1%	+15.76%	Add
10	PPA	Invesco Aerospace & Defense	+0.1%	-0.96%	Trim
11	✓	First Tr Exch Traded Fd Iii	+0.1%	+31.75%	Add
12	DFJ	Wisdomtree Jpn S/c Dvd Fund	0%	+5.73%	Add
13	DLN	Wisdomtree US Largecap Divid	0%	-0.97%	Trim
14	XLY	Ss Consumer Disc Select Sect	0%	-1.05%	Trim
15	PAYX	Paychex INC	0%	-1.07%	Trim
16	VGT	Vanguard Info Tech ETF	0%	-0.41%	Trim
17	EWI	Ishares Msci Italy ETF	0%	+9.36%	Add
18	NORWUSD	Global X Msci Norway ETF	0%	-1.16%	Trim
19	✓	Alps ETF Tr	0%	+4.37%	Add
20	IJR	Ishares Core S&p Small-cap E	0%	-1.25%	Trim
21	FXU	First Trust Utilities Alphad	—	-0.83%	Trim
22	XLP	Ss Consumer Staples Sel Sect	0%	-0.79%	Trim
23	EZU	Ishares Msci Eurozone ETF	0%	-37.82%	Trim
24	PEP	Pepsico INC	0%	-1.00%	Trim
25	✓	First Tr Exch Traded Fd Iii	0%	-3.90%	Trim
26	EWA	Ishares Msci Australia ETF	0%	-1.12%	Trim
27	RFEM	First Trust Riverfront Dynam	0%	+3.94%	Add
28	PXH	Inves Rafi Emer Mrkt-usd INC	0%	-1.78%	Trim
29	AAXJ	Ishares Msci All Country Asi	-0.1%	-1.21%	Trim
30	FLOT	Ishares Floating Rate Bond E	-0.1%	-0.86%	Trim
31	IYG	Ishares U.s. Financial Servi	-0.1%	-1.00%	Trim
32	KCE	Ss Spdr S&p Cap Mkts ETF	-0.1%	-0.83%	Trim
33	TLH	Ishares 10-20 Year Treasury	-0.1%	-0.63%	Trim
34	LTPZ	Pimco 15+ Yr US Tips Indx	-0.1%	-1.02%	Trim
35	FLRN	Ss Spdr Bb Ig Float Rt ETF	-0.1%	-0.98%	Trim
36	FTSL	First Trust Senior Loan ETF	-0.1%	-1.04%	Trim
37	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-2.28%	Trim
38	CORP	Pimco Inv Grade CORP Bd ETF	-0.2%	-1.13%	Trim
39	XNTK	Ss Spdr Nyse Tech ETF	-0.2%	-0.95%	Trim
40	IHDG	Wisdomtree International Hed	-0.2%	-25.01%	Trim
41	VCIT	Vanguard Int-term Corporate	-0.3%	-1.27%	Trim
42	HEDJ	Wisdomtree Europe Hedged Equ	-0.3%	-33.19%	Trim
43	RFCI	Alps Dynamic Core Income ETF	-0.3%	-11.76%	Trim
44	VCSH	Vanguard S/t CORP Bond ETF	-0.3%	-1.50%	Trim
45	RFDI	First Trst Dyn Devel Int ETF	-0.4%	-24.66%	Trim
46	EFV	Ishares Msci Eafe Value ETF	-0.6%	-46.65%	Trim
47	IEMG	Ishares Core Msci Emerging	-2.4%	-47.65%	Trim
48	IEFA	Ishares Core Msci Eafe ETF	-3.5%	-45.69%	Trim
49	JPM	JPMorgan Chase & Co.	—	NEW	New buy
50	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy