RiverFront Investment Group, LLC — Q2 2018 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	9.02%	—	+7.89%
2	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	7.42%	-0.07%	-26.41%
3	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	6.42%	—	+0.11%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	5.55%	—	+0.48%
5	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	4.93%	—	+0.31%
6	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	4.71%	+0.08%	+21.23%
7	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	4.04%	—	-32.12%
8	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.45%	-0.56%	+0.22%
9	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	3.23%	—	—
10	IYG	Ishares U.s. Financial Servi	ETF-Other	3.17%	-0.31%	+0.23%
11	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	3.12%	—	-0.31%
12	VGIT	Vanguard Intermediate-term T	ETF-Other	3.10%	—	—
13	FTSL	First Trust Senior Loan ETF	ETF-Other	2.31%	—	+0.31%
14	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	2.24%	—	+0.57%
15	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.18%	—	-2.77%
16	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	2.14%	—	+199.01%
17	RFCI	Alps Dynamic Core Income ETF	ETF-Other	1.80%	—	+63.86%
18	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.74%	—	+0.13%
19	XLV	Ss Health Care Select Sector	ETF-Other	1.65%	-0.14%	+0.63%
20	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	1.55%	—	+0.71%
21	RFFC	Alps Active Equity Opportuni	ETF-Other	1.53%	—	+4.71%
22	RFDI	First Trst Dyn Devel Int ETF	ETF-Other	1.52%	—	-5.12%
23	EWI	Ishares Msci Italy ETF	ETF-Other	1.47%	—	—
24	RFDA	Alps Dynamic US Dividend Adv	ETF-Other	1.36%	—	-4.33%
25	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	1.36%	—	+4404.95%
26	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.30%	—	+99.00%
27	PPA	Invesco Aerospace & Defense	ETF-Other	1.18%	—	—
28	EFV	Ishares Msci Eafe Value ETF	ETF-Other	1.11%	+0.20%	-77.68%
29	IEZ	Ishares U.s. Oil Equipment &	ETF-Other	1.10%	—	—
30	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.09%	—	+0.75%
31	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	1.03%	—	-0.01%
32	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-Other	1.03%	—	+0.19%
33	FXU	First Trust Utilities Alphad	ETF-Other	0.94%	—	+0.46%
34	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.93%	-0.13%	+0.32%
35	IHDG	Wisdomtree International Hed	ETF-Other	0.88%	—	-49.40%
36	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.88%	—	+0.04%
37	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.88%	—	-0.14%
38	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.75%	—	-75.60%
39	✓	Alps ETF Tr	ETF-Other	0.60%	—	+24.27%
40	AAXJ	Ishares Msci All Country Asi	ETF-Other	0.54%	—	-0.32%
41	PAYX	Paychex INC	Stock-Tech	0.50%	—	+0.13%
42	PXH	Inves Rafi Emer Mrkt-usd INC	ETF-Other	0.42%	—	—
43	EWC	Ishares Msci Canada ETF	ETF-Other	0.41%	—	-0.77%
44	PEP	Pepsico INC	Stock-Consumer Staples	0.40%	—	+0.07%
45	XLF	Ss Financial Select Sector	ETF-Other	0.39%	—	+0.26%
46	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.38%	—	-2.63%
47	RFEM	First Trust Riverfront Dynam	ETF-Other	0.37%	—	-35.21%
48	EWA	Ishares Msci Australia ETF	ETF-Other	0.32%	—	-0.74%
49	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.31%	—	-62.45%
50	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.27%	—	-4.84%

1–50 of 57

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DFJ	Wisdomtree Jpn S/c Dvd Fund	+1.4%	+199.01%	Add
2	TLH	Ishares 10-20 Year Treasury	+1.3%	+4404.95%	Add
3	GSLC	Goldman Activebeta US Lc ETF	+1.3%	+7.89%	Add
4	RFCI	Alps Dynamic Core Income ETF	+0.8%	+63.86%	Add
5	FLOT	Ishares Floating Rate Bond E	+0.7%	+99.00%	Add
6	IEMG	Ishares Core Msci Emerging	+0.7%	+21.23%	Add
7	XNTK	Ss Spdr Nyse Tech ETF	+0.6%	+0.11%	Add
8	IVV	Ishares Core S&p 500 ETF	+0.3%	+0.22%	Add
9	RFFC	Alps Active Equity Opportuni	+0.2%	+4.71%	Add
10	VCIT	Vanguard Int-term Corporate	+0.2%	+0.31%	Add
11	✓	Alps ETF Tr	+0.1%	+24.27%	Add
12	IYG	Ishares U.s. Financial Servi	+0.1%	+0.23%	Add
13	XLV	Ss Health Care Select Sector	+0.1%	+0.63%	Add
14	FLRN	Ss Spdr Bb Ig Float Rt ETF	+0.1%	+0.57%	Add
15	XLY	Ss Consumer Disc Select Sect	+0.1%	+0.32%	Add
16	EFG	Ishares Msci Eafe Growth ETF	+0.1%	-0.31%	Trim
17	FTSL	First Trust Senior Loan ETF	+0.1%	+0.31%	Add
18	DLN	Wisdomtree US Largecap Divid	+0.1%	-2.77%	Trim
19	NORWUSD	Global X Msci Norway ETF	+0.1%	+0.04%	Add
20	FXU	First Trust Utilities Alphad	+0.1%	+0.46%	Add
21	SRLN	Ss Blackstone Sr Loan ETF	+0.1%	+0.13%	Add
22	PAYX	Paychex INC	+0.1%	+0.13%	Add
23	LTPZ	Pimco 15+ Yr US Tips Indx	+0.1%	+0.19%	Add
24	RFDA	Alps Dynamic US Dividend Adv	+0.1%	-4.33%	Trim
25	XLP	Ss Consumer Staples Sel Sect	0%	-0.14%	Trim
26	IJR	Ishares Core S&p Small-cap E	0%	+0.19%	Add
27	EWC	Ishares Msci Canada ETF	0%	-0.77%	Trim
28	MINT	Pimco Enhanced Short Maturit	0%	-2.63%	Trim
29	AAXJ	Ishares Msci All Country Asi	—	-0.32%	Trim
30	✓	First Tr Exch Traded Fd Iii	0%	-4.84%	Trim
31	RFDI	First Trst Dyn Devel Int ETF	-0.1%	-5.12%	Trim
32	RFEM	First Trust Riverfront Dynam	-0.2%	-35.21%	Trim
33	✓	First Tr Exch Traded Fd Iii	-0.5%	-62.45%	Trim
34	IHDG	Wisdomtree International Hed	-0.7%	-49.40%	Trim
35	CORP	Pimco Inv Grade CORP Bd ETF	-1.7%	-32.12%	Trim
36	HEDJ	Wisdomtree Europe Hedged Equ	-2.2%	-75.60%	Trim
37	IEFA	Ishares Core Msci Eafe ETF	-2.5%	-26.41%	Trim
38	EFV	Ishares Msci Eafe Value ETF	-3.7%	-77.68%	Trim
39	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
40	VGIT	Vanguard Intermediate-term T	—	NEW	New buy
41	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
42	QDF	Flexshares Quality Dividend	—	EXIT	Sold out
43	EWI	Ishares Msci Italy ETF	—	NEW	New buy
44	PPAUSD	Invesco Aerospace & Defense	—	EXIT	Sold out
45	PPA	Invesco Aerospace & Defense	—	NEW	New buy
46	IDV	Ishares International Select	—	EXIT	Sold out
47	IEZ	Ishares U.s. Oil Equipment &	—	NEW	New buy
48	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	—	EXIT	Sold out
49	PXH	Inves Rafi Emer Mrkt-usd INC	—	NEW	New buy
50	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out