RiverFront Investment Group, LLC — Q4 2017 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	11.86%	-0.07%	+0.86%
2	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	6.15%	—	+2.81%
3	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	5.92%	—	+0.54%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	5.57%	—	-19.18%
5	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	5.47%	—	+0.39%
6	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	5.33%	—	+1.07%
7	EFV	Ishares Msci Eafe Value ETF	ETF-Other	5.29%	+0.20%	+0.88%
8	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	5.11%	—	+0.08%
9	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	3.73%	—	+0.20%
10	QDF	Flexshares Quality Dividend	ETF-Other	3.50%	—	+0.47%
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.46%	-0.56%	+0.61%
12	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	3.23%	—	+179.80%
13	IYG	Ishares U.s. Financial Servi	ETF-Other	3.22%	-0.31%	+0.69%
14	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.96%	—	+0.50%
15	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	2.66%	+0.08%	-42.28%
16	FTSL	First Trust Senior Loan ETF	ETF-Other	2.32%	—	+0.23%
17	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.29%	—	+0.34%
18	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	1.86%	—	—
19	IHDG	Wisdomtree International Hed	ETF-Other	1.79%	—	+0.66%
20	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.76%	—	+0.24%
21	PPAUSD	Invesco Aerospace & Defense	ETF-Other	1.18%	—	+0.40%
22	IDV	Ishares International Select	ETF-Other	1.15%	—	+0.59%
23	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.11%	—	—
24	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	1.05%	—	+0.54%
25	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-Other	1.05%	—	+0.44%
26	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.98%	—	+0.35%
27	FXU	First Trust Utilities Alphad	ETF-Other	0.95%	—	+0.69%
28	XLV	Ss Health Care Select Sector	ETF-Other	0.88%	-0.14%	+1.11%
29	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.85%	-0.13%	+0.72%
30	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.83%	—	+0.80%
31	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	0.78%	—	+1.03%
32	AAXJ	Ishares Msci All Country Asi	ETF-Other	0.60%	—	+1.26%
33	PAYX	Paychex INC	Stock-Tech	0.51%	—	+0.64%
34	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	Stock-Other	0.47%	—	+1.19%
35	EWC	Ishares Msci Canada ETF	ETF-Other	0.47%	—	+1.25%
36	PEP	Pepsico INC	Stock-Consumer Staples	0.45%	—	+0.61%
37	XLF	Ss Financial Select Sector	ETF-Other	0.42%	—	+1.72%
38	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.41%	—	-30.94%
39	EWA	Ishares Msci Australia ETF	ETF-Other	0.36%	—	+0.97%
40	IYK	Ishares US Consumer Staples	ETF-Other	0.28%	—	+1.81%
41	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.25%	—	+1.73%
42	RFDA	Alps Dynamic US Dividend Adv	ETF-Other	0.22%	—	+24.97%
43	RFCI	Alps Dynamic Core Income ETF	ETF-Other	0.21%	—	+38.37%
44	VGT	Vanguard Info Tech ETF	ETF-Tech	0.19%	—	+0.18%
45	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.15%	—	+3.15%
46	EFA	Ishares Msci Eafe ETF	ETF-Other	0.15%	—	+2.12%
47	RFFC	Alps Active Equity Opportuni	ETF-Other	0.14%	—	+23.12%
48	VV	Vanguard Large-cap ETF	ETF-Other	0.10%	—	+1.30%
49	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.10%	—	+79.17%
50	RFDI	First Trst Dyn Devel Int ETF	ETF-Other	0.07%	—	+20.62%

1–50 of 56

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HEDJ	Wisdomtree Europe Hedged Equ	+2%	+179.80%	Add
2	GSLC	Goldman Activebeta US Lc ETF	+0.4%	+2.81%	Add
3	XNTK	Ss Spdr Nyse Tech ETF	+0.3%	+0.54%	Add
4	IYG	Ishares U.s. Financial Servi	+0.2%	+0.69%	Add
5	IEFA	Ishares Core Msci Eafe ETF	+0.2%	+0.86%	Add
6	EFG	Ishares Msci Eafe Growth ETF	+0.2%	+1.07%	Add
7	IVV	Ishares Core S&p 500 ETF	+0.2%	+0.61%	Add
8	✓	Powershares Qqq Trust Ser 1	+0.2%	+0.50%	Add
9	QDF	Flexshares Quality Dividend	+0.2%	+0.47%	Add
10	DLN	Wisdomtree US Largecap Divid	+0.1%	+0.34%	Add
11	KCE	Ss Spdr S&p Cap Mkts ETF	+0.1%	+0.54%	Add
12	XLY	Ss Consumer Disc Select Sect	+0.1%	+0.72%	Add
13	RFCI	Alps Dynamic Core Income ETF	+0.1%	+38.37%	Add
14	PAYX	Paychex INC	+0.1%	+0.64%	Add
15	RFDA	Alps Dynamic US Dividend Adv	+0.1%	+24.97%	Add
16	✓	First Tr Exch Traded Fd Iii	+0.1%	+79.17%	Add
17	PPAUSD	Invesco Aerospace & Defense	0%	+0.40%	Add
18	DFJ	Wisdomtree Jpn S/c Dvd Fund	0%	+1.03%	Add
19	IHDG	Wisdomtree International Hed	0%	+0.66%	Add
20	XLP	Ss Consumer Staples Sel Sect	0%	+0.35%	Add
21	LTPZ	Pimco 15+ Yr US Tips Indx	0%	+0.44%	Add
22	AAXJ	Ishares Msci All Country Asi	0%	+1.26%	Add
23	XLF	Ss Financial Select Sector	0%	+1.72%	Add
24	RFFC	Alps Active Equity Opportuni	0%	+23.12%	Add
25	PEP	Pepsico INC	0%	+0.61%	Add
26	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	0%	+1.19%	Add
27	IYK	Ishares US Consumer Staples	0%	+1.81%	Add
28	VGT	Vanguard Info Tech ETF	0%	+0.18%	Add
29	EWC	Ishares Msci Canada ETF	0%	+1.25%	Add
30	EWA	Ishares Msci Australia ETF	0%	+0.97%	Add
31	RFDI	First Trst Dyn Devel Int ETF	0%	+20.62%	Add
32	XLV	Ss Health Care Select Sector	—	+1.11%	Add
33	IJR	Ishares Core S&p Small-cap E	—	+1.73%	Add
34	EFV	Ishares Msci Eafe Value ETF	0%	+0.88%	Add
35	RFEM	First Trust Riverfront Dynam	0%	-18.21%	Trim
36	IDV	Ishares International Select	0%	+0.59%	Add
37	NORWUSD	Global X Msci Norway ETF	0%	+0.80%	Add
38	FXU	First Trust Utilities Alphad	-0.1%	+0.69%	Add
39	CORP	Pimco Inv Grade CORP Bd ETF	-0.1%	+0.39%	Add
40	RIGS	Alps Strategic Incme Fd-usdi	-0.1%	+0.20%	Add
41	VCIT	Vanguard Int-term Corporate	-0.1%	+0.08%	Add
42	MINT	Pimco Enhanced Short Maturit	-0.2%	-30.94%	Trim
43	IGSB	Ishares 1-5y Inv Grade CORP	-1.2%	-97.96%	Trim
44	VCSH	Vanguard S/t CORP Bond ETF	-1.5%	-19.18%	Trim
45	IEMG	Ishares Core Msci Emerging	-1.8%	-42.28%	Trim
46	FLRN	Ss Spdr Bb Ig Float Rt ETF	—	NEW	New buy
47	IHF	Ishares U.s. Healthcare Prov	—	EXIT	Sold out
48	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
49	UBS	UBS Group AG	—	EXIT	Sold out
50	BSCZ	Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2035 Corporate Bond ETF	—	EXIT	Sold out