RiverFront Investment Group, LLC — Q3 2017 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	11.65%	-0.07%	+23.39%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	7.11%	—	+1.02%
3	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	5.71%	—	+2.88%
4	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	5.65%	—	+0.57%
5	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	5.54%	—	+0.97%
6	EFV	Ishares Msci Eafe Value ETF	ETF-Other	5.30%	+0.20%	+0.72%
7	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	5.25%	—	+0.97%
8	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	5.16%	—	+0.62%
9	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	4.47%	+0.08%	+0.96%
10	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	3.84%	—	+0.94%
11	QDF	Flexshares Quality Dividend	ETF-Other	3.35%	—	+0.81%
12	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.30%	-0.56%	+0.64%
13	IYG	Ishares U.s. Financial Servi	ETF-Other	3.00%	-0.31%	+0.86%
14	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.80%	—	+0.71%
15	FTSL	First Trust Senior Loan ETF	ETF-Other	2.37%	—	+0.97%
16	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.20%	—	+0.65%
17	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.80%	—	+0.94%
18	IHDG	Wisdomtree International Hed	ETF-Other	1.76%	—	+0.76%
19	IHF	Ishares U.s. Healthcare Prov	ETF-Other	1.39%	—	+0.80%
20	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.20%	—	+0.55%
21	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.17%	+0.08%	+1.06%
22	IDV	Ishares International Select	ETF-Other	1.17%	—	+0.76%
23	PPAUSD	Invesco Aerospace & Defense	ETF-Other	1.14%	—	+0.56%
24	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-Other	1.02%	—	—
25	FXU	First Trust Utilities Alphad	ETF-Other	1.00%	—	+0.73%
26	UBS	UBS Group AG	Stock-Financials	0.98%	—	+0.30%
27	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	0.97%	—	+0.63%
28	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.95%	—	+0.88%
29	XLV	Ss Health Care Select Sector	ETF-Other	0.88%	-0.14%	—
30	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.86%	—	+0.74%
31	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.79%	-0.13%	+0.95%
32	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	0.74%	—	+0.93%
33	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.61%	—	-80.77%
34	AAXJ	Ishares Msci All Country Asi	ETF-Other	0.57%	—	+0.57%
35	EWC	Ishares Msci Canada ETF	ETF-Other	0.46%	—	+1.10%
36	PAYX	Paychex INC	Stock-Tech	0.46%	—	+0.59%
37	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	Stock-Other	0.45%	—	+0.79%
38	PEP	Pepsico INC	Stock-Consumer Staples	0.43%	—	+0.62%
39	XLF	Ss Financial Select Sector	ETF-Other	0.39%	—	-0.52%
40	EWA	Ishares Msci Australia ETF	ETF-Other	0.35%	—	+0.74%
41	IYK	Ishares US Consumer Staples	ETF-Other	0.26%	—	-31.77%
42	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.25%	—	-0.24%
43	VGT	Vanguard Info Tech ETF	ETF-Tech	0.17%	—	+0.19%
44	RFDA	Alps Dynamic US Dividend Adv	ETF-Other	0.17%	—	+28.51%
45	RFCI	Alps Dynamic Core Income ETF	ETF-Other	0.15%	—	+24.08%
46	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.15%	—	+37.84%
47	EFA	Ishares Msci Eafe ETF	ETF-Other	0.15%	—	-0.58%
48	RFFC	Alps Active Equity Opportuni	ETF-Other	0.11%	—	+10.41%
49	VV	Vanguard Large-cap ETF	ETF-Other	0.09%	—	-14.03%
50	RFDI	First Trst Dyn Devel Int ETF	ETF-Other	0.06%	—	+37.66%

1–50 of 56

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEFA	Ishares Core Msci Eafe ETF	+2.2%	+23.39%	Add
2	XNTK	Ss Spdr Nyse Tech ETF	+0.2%	+0.57%	Add
3	IEMG	Ishares Core Msci Emerging	+0.2%	+0.96%	Add
4	NORWUSD	Global X Msci Norway ETF	+0.1%	+0.74%	Add
5	GSLC	Goldman Activebeta US Lc ETF	+0.1%	+2.88%	Add
6	PPAUSD	Invesco Aerospace & Defense	+0.1%	+0.56%	Add
7	EFV	Ishares Msci Eafe Value ETF	+0.1%	+0.72%	Add
8	IYG	Ishares U.s. Financial Servi	0%	+0.86%	Add
9	✓	First Tr Exch Traded Fd Iii	0%	+37.84%	Add
10	RFDA	Alps Dynamic US Dividend Adv	0%	+28.51%	Add
11	RFEM	First Trust Riverfront Dynam	0%	+143.02%	Add
12	✓	Powershares Qqq Trust Ser 1	0%	+0.71%	Add
13	KCE	Ss Spdr S&p Cap Mkts ETF	0%	+0.63%	Add
14	DFJ	Wisdomtree Jpn S/c Dvd Fund	0%	+0.93%	Add
15	EWC	Ishares Msci Canada ETF	0%	+1.10%	Add
16	RFCI	Alps Dynamic Core Income ETF	0%	+24.08%	Add
17	RFDI	First Trst Dyn Devel Int ETF	0%	+37.66%	Add
18	AAXJ	Ishares Msci All Country Asi	0%	+0.57%	Add
19	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	0%	+0.79%	Add
20	PAYX	Paychex INC	0%	+0.59%	Add
21	✓	First Tr Exch Traded Fd Iii	0%	+36.06%	Add
22	RFFC	Alps Active Equity Opportuni	0%	+10.41%	Add
23	EFG	Ishares Msci Eafe Growth ETF	—	+0.62%	Add
24	EWA	Ishares Msci Australia ETF	—	+0.74%	Add
25	VGT	Vanguard Info Tech ETF	—	+0.19%	Add
26	IJR	Ishares Core S&p Small-cap E	—	-0.24%	Trim
27	HEDJ	Wisdomtree Europe Hedged Equ	0%	+0.55%	Add
28	XLF	Ss Financial Select Sector	0%	-0.52%	Trim
29	IVV	Ishares Core S&p 500 ETF	0%	+0.64%	Add
30	IHDG	Wisdomtree International Hed	0%	+0.76%	Add
31	IDV	Ishares International Select	0%	+0.76%	Add
32	VV	Vanguard Large-cap ETF	0%	-14.03%	Trim
33	DLN	Wisdomtree US Largecap Divid	0%	+0.65%	Add
34	PEP	Pepsico INC	0%	+0.62%	Add
35	XLY	Ss Consumer Disc Select Sect	0%	+0.95%	Add
36	QDF	Flexshares Quality Dividend	0%	+0.81%	Add
37	IGSB	Ishares 1-5y Inv Grade CORP	-0.1%	+1.06%	Add
38	SRLN	Ss Blackstone Sr Loan ETF	-0.1%	+0.94%	Add
39	UBS	UBS Group AG	-0.1%	+0.30%	Add
40	FTSL	First Trust Senior Loan ETF	-0.1%	+0.97%	Add
41	IYK	Ishares US Consumer Staples	-0.2%	-31.77%	Trim
42	RIGS	Alps Strategic Incme Fd-usdi	-0.2%	+0.94%	Add
43	VCIT	Vanguard Int-term Corporate	-0.2%	+0.97%	Add
44	CORP	Pimco Inv Grade CORP Bd ETF	-0.2%	+0.97%	Add
45	VCSH	Vanguard S/t CORP Bond ETF	-0.3%	+1.02%	Add
46	MINT	Pimco Enhanced Short Maturit	-2.7%	-80.77%	Trim
47	LTPZ	Pimco 15+ Yr US Tips Indx	—	NEW	New buy
48	XLV	Ss Health Care Select Sector	—	NEW	New buy
49	T	At&t INC	—	EXIT	Sold out
50	VOX	Vanguard Communication Servi	—	EXIT	Sold out