RiverFront Investment Group, LLC — Q1 2017 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	7.78%	—	+49.94%
2	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	5.95%	—	+88.21%
3	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	5.68%	—	+0.84%
4	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	5.43%	—	-0.34%
5	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	5.06%	—	+25.86%
6	EFV	Ishares Msci Eafe Value ETF	ETF-Other	5.04%	+0.20%	-0.17%
7	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	4.80%	-0.07%	—
8	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	4.20%	—	-15.67%
9	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.76%	-0.56%	-43.69%
10	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	3.73%	—	+0.18%
11	QDF	Flexshares Quality Dividend	ETF-Other	3.55%	—	-31.05%
12	MINT	Pimco Enhanced Short Maturit	ETF-Other	3.51%	—	—
13	UBS	UBS Group AG	Stock-Financials	3.33%	—	-0.09%
14	IYG	Ishares U.s. Financial Servi	ETF-Other	2.99%	-0.31%	+173.13%
15	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.81%	—	+0.45%
16	FTSL	First Trust Senior Loan ETF	ETF-Other	2.62%	—	—
17	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	2.53%	—	-40.08%
18	HEWJ	Isha Curr Hedged Msci Japan	ETF-Other	2.36%	—	+74.88%
19	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.32%	—	-2.79%
20	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	2.30%	+0.08%	+16.80%
21	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.98%	—	—
22	IHDG	Wisdomtree International Hed	ETF-Other	1.79%	—	+0.10%
23	IHF	Ishares U.s. Healthcare Prov	ETF-Other	1.39%	—	+0.05%
24	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.29%	+0.08%	+0.99%
25	IDV	Ishares International Select	ETF-Other	1.20%	—	+0.04%
26	FXU	First Trust Utilities Alphad	ETF-Other	1.11%	—	-0.07%
27	PPAUSD	Invesco Aerospace & Defense	ETF-Other	1.07%	—	-0.32%
28	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.06%	—	+0.32%
29	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	0.95%	—	-0.21%
30	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.84%	-0.13%	+0.47%
31	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.78%	—	-0.29%
32	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	0.72%	—	-35.64%
33	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.63%	—	-1.74%
34	T	At&t INC	Stock-Comm Services	0.58%	—	+0.32%
35	AAXJ	Ishares Msci All Country Asi	ETF-Other	0.54%	—	—
36	PAYX	Paychex INC	Stock-Tech	0.49%	—	+0.09%
37	PEP	Pepsico INC	Stock-Consumer Staples	0.47%	—	-0.14%
38	EWC	Ishares Msci Canada ETF	ETF-Other	0.47%	—	+7809.00%
39	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	Stock-Other	0.46%	—	—
40	IYK	Ishares US Consumer Staples	ETF-Other	0.41%	—	-0.11%
41	XLF	Ss Financial Select Sector	ETF-Other	0.39%	—	-1.80%
42	EWA	Ishares Msci Australia ETF	ETF-Other	0.39%	—	-76.36%
43	WTV	Wisdomtree U.s. Value Fund	ETF-Other	0.20%	—	-93.52%
44	VGT	Vanguard Info Tech ETF	ETF-Tech	0.18%	—	-2.50%
45	EFA	Ishares Msci Eafe ETF	ETF-Other	0.14%	—	-0.66%
46	RFCI	Alps Dynamic Core Income ETF	ETF-Other	0.12%	—	+98.28%
47	RFDA	Alps Dynamic US Dividend Adv	ETF-Other	0.12%	—	+5.48%
48	VV	Vanguard Large-cap ETF	ETF-Other	0.11%	—	-2.34%
49	RFFC	Alps Active Equity Opportuni	ETF-Other	0.08%	—	-21.15%
50	✓	First Tr Exch Traded Fd Iii	Stock-Other	0.08%	—	+80.42%

1–50 of 58

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CORP	Pimco Inv Grade CORP Bd ETF	+2.7%	+88.21%	Add
2	VCSH	Vanguard S/t CORP Bond ETF	+2.4%	+49.94%	Add
3	IYG	Ishares U.s. Financial Servi	+1.9%	+173.13%	Add
4	EFG	Ishares Msci Eafe Growth ETF	+1.2%	+25.86%	Add
5	HEWJ	Isha Curr Hedged Msci Japan	+1%	+74.88%	Add
6	IEMG	Ishares Core Msci Emerging	+0.5%	+16.80%	Add
7	XNTK	Ss Spdr Nyse Tech ETF	+0.5%	-0.34%	Trim
8	EWC	Ishares Msci Canada ETF	+0.5%	+7809.00%	Add
9	✓	Powershares Qqq Trust Ser 1	+0.2%	+0.45%	Add
10	EFV	Ishares Msci Eafe Value ETF	+0.1%	-0.17%	Trim
11	IHDG	Wisdomtree International Hed	+0.1%	+0.10%	Add
12	GSLC	Goldman Activebeta US Lc ETF	+0.1%	+0.18%	Add
13	RFCI	Alps Dynamic Core Income ETF	+0.1%	+98.28%	Add
14	IHF	Ishares U.s. Healthcare Prov	+0.1%	+0.05%	Add
15	✓	First Tr Exch Traded Fd Iii	0%	+80.42%	Add
16	IDV	Ishares International Select	0%	+0.04%	Add
17	XLY	Ss Consumer Disc Select Sect	0%	+0.47%	Add
18	XLP	Ss Consumer Staples Sel Sect	0%	+0.32%	Add
19	PPAUSD	Invesco Aerospace & Defense	0%	-0.32%	Trim
20	PEP	Pepsico INC	0%	-0.14%	Trim
21	IYK	Ishares US Consumer Staples	0%	-0.11%	Trim
22	KCE	Ss Spdr S&p Cap Mkts ETF	—	-0.21%	Trim
23	FXU	First Trust Utilities Alphad	0%	-0.07%	Trim
24	UBS	UBS Group AG	0%	-0.09%	Trim
25	VCIT	Vanguard Int-term Corporate	-0.1%	+0.84%	Add
26	DFJ	Wisdomtree Jpn S/c Dvd Fund	-0.4%	-35.64%	Trim
27	IJR	Ishares Core S&p Small-cap E	-0.7%	-1.74%	Trim
28	RIGS	Alps Strategic Incme Fd-usdi	-1%	-15.67%	Trim
29	EWA	Ishares Msci Australia ETF	-1.1%	-76.36%	Trim
30	HEDJ	Wisdomtree Europe Hedged Equ	-1.5%	-40.08%	Trim
31	QDF	Flexshares Quality Dividend	-1.6%	-31.05%	Trim
32	IVV	Ishares Core S&p 500 ETF	-2.8%	-43.69%	Trim
33	WTV	Wisdomtree U.s. Value Fund	-2.9%	-93.52%	Trim
34	IEFA	Ishares Core Msci Eafe ETF	—	NEW	New buy
35	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
36	HYS	Pimco 0-5 Year H/y CORP Bond	—	EXIT	Sold out
37	SJNK	Ss Spdr Bb St Hi Yield ETF	—	EXIT	Sold out
38	FTSL	First Trust Senior Loan ETF	—	NEW	New buy
39	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
40	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
41	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
42	IBB	Ishares Biotechnology ETF	—	EXIT	Sold out
43	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
44	XTN	Ss Spdr S&p Transport ETF	—	EXIT	Sold out
45	AAXJ	Ishares Msci All Country Asi	—	NEW	New buy
46	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	—	NEW	New buy
47	EWL	Ishares Msci Switzerland ETF	—	EXIT	Sold out
48	XLRE	Ss Real Estate Select Sector	—	EXIT	Sold out
49	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
50	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out