RiverFront Investment Group, LLC — Q4 2016 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	6.57%	-0.56%	+126.84%
2	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	5.80%	—	-30.74%
3	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	5.36%	—	+160.04%
4	QDF	Flexshares Quality Dividend	ETF-Other	5.16%	—	-6.03%
5	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	5.16%	—	-6.15%
6	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	4.97%	—	-8.06%
7	EFV	Ishares Msci Eafe Value ETF	ETF-Other	4.92%	+0.20%	—
8	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	4.01%	—	-11.49%
9	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	3.83%	—	-8.17%
10	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	3.67%	—	-5.84%
11	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	3.41%	—	-22.36%
12	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	3.39%	—	-22.48%
13	UBS	UBS Group AG	Stock-Financials	3.37%	—	-8.12%
14	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	3.26%	—	-21.46%
15	WTV	Wisdomtree U.s. Value Fund	ETF-Other	3.08%	—	-7.80%
16	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.59%	—	-7.20%
17	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.38%	—	-6.17%
18	✓	Powershares ETF Tr Ii	ETF-Other	1.93%	—	-7.52%
19	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.82%	+0.08%	-74.97%
20	IHDG	Wisdomtree International Hed	ETF-Other	1.72%	—	-10.33%
21	✓	Powershares ETF Tr Ii	ETF-Other	1.53%	—	-8.09%
22	EWA	Ishares Msci Australia ETF	ETF-Other	1.52%	—	-9.30%
23	HEWJ	Isha Curr Hedged Msci Japan	ETF-Other	1.39%	—	—
24	IHF	Ishares U.s. Healthcare Prov	ETF-Other	1.34%	—	-7.32%
25	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.32%	+0.08%	—
26	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.32%	—	-50.62%
27	IDV	Ishares International Select	ETF-Other	1.17%	—	-8.56%
28	FXU	First Trust Utilities Alphad	ETF-Other	1.13%	—	-33.77%
29	IYG	Ishares U.s. Financial Servi	ETF-Other	1.11%	-0.31%	—
30	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	1.08%	—	+53.62%
31	PPAUSD	Invesco Aerospace & Defense	ETF-Other	1.06%	—	-8.16%
32	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.04%	—	-7.23%
33	IBB	Ishares Biotechnology ETF	ETF-Tech	1.00%	—	-8.67%
34	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	0.95%	—	-8.33%
35	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.81%	-0.13%	—
36	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.80%	—	-8.58%
37	✓	Powershares ETF Tr Ii	ETF-Other	0.74%	—	-15.10%
38	XTN	Ss Spdr S&p Transport ETF	ETF-Other	0.69%	—	-6.68%
39	T	At&t INC	Stock-Comm Services	0.61%	—	-6.48%
40	PAYX	Paychex INC	Stock-Tech	0.53%	—	-6.44%
41	PEP	Pepsico INC	Stock-Consumer Staples	0.46%	—	-6.82%
42	XLF	Ss Financial Select Sector	ETF-Other	0.41%	—	-11.03%
43	IYK	Ishares US Consumer Staples	ETF-Other	0.40%	—	-49.14%
44	VGT	Vanguard Info Tech ETF	ETF-Tech	0.17%	—	-13.06%
45	EFA	Ishares Msci Eafe ETF	ETF-Other	0.14%	—	-10.16%
46	VV	Vanguard Large-cap ETF	ETF-Other	0.11%	—	-24.10%
47	RFDA	Alps Dynamic US Dividend Adv	ETF-Other	0.11%	—	+323.42%
48	EWL	Ishares Msci Switzerland ETF	ETF-Other	0.10%	—	-10.55%
49	RFFC	Alps Active Equity Opportuni	ETF-Other	0.10%	—	+284.38%
50	XLRE	Ss Real Estate Select Sector	ETF-Other	0.07%	—	-10.98%

1–50 of 63

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IVV	Ishares Core S&p 500 ETF	+3.9%	+126.84%	Add
2	VCSH	Vanguard S/t CORP Bond ETF	+3.4%	+160.04%	Add
3	DFJ	Wisdomtree Jpn S/c Dvd Fund	+0.4%	+53.62%	Add
4	✓	Powershares ETF Tr Ii	+0.3%	-8.09%	Trim
5	QDF	Flexshares Quality Dividend	+0.2%	-6.03%	Trim
6	WTV	Wisdomtree U.s. Value Fund	+0.1%	-7.80%	Trim
7	RFDA	Alps Dynamic US Dividend Adv	+0.1%	+323.42%	Add
8	RFFC	Alps Active Equity Opportuni	+0.1%	+284.38%	Add
9	XTN	Ss Spdr S&p Transport ETF	+0.1%	-6.68%	Trim
10	DLN	Wisdomtree US Largecap Divid	+0.1%	-6.17%	Trim
11	GSLC	Goldman Activebeta US Lc ETF	0%	-5.84%	Trim
12	RFCI	Alps Dynamic Core Income ETF	0%	+209.76%	Add
13	HEDJ	Wisdomtree Europe Hedged Equ	0%	-11.49%	Trim
14	IHF	Ishares U.s. Healthcare Prov	0%	-7.32%	Trim
15	PEP	Pepsico INC	0%	-6.82%	Trim
16	✓	Powershares ETF Tr Ii	0%	-7.52%	Trim
17	NORWUSD	Global X Msci Norway ETF	0%	-8.58%	Trim
18	IDV	Ishares International Select	-0.1%	-8.56%	Trim
19	XLP	Ss Consumer Staples Sel Sect	-0.1%	-7.23%	Trim
20	VOX	Vanguard Communication Servi	-0.1%	-73.76%	Trim
21	✓	Powershares Qqq Trust Ser 1	-0.1%	-7.20%	Trim
22	RIGS	Alps Strategic Incme Fd-usdi	-0.1%	-6.15%	Trim
23	✓	Powershares ETF Tr Ii	-0.1%	-15.10%	Trim
24	IHDG	Wisdomtree International Hed	-0.1%	-10.33%	Trim
25	XNTK	Ss Spdr Nyse Tech ETF	-0.1%	-8.06%	Trim
26	UBS	UBS Group AG	-0.1%	-8.12%	Trim
27	EWA	Ishares Msci Australia ETF	-0.1%	-9.30%	Trim
28	IBB	Ishares Biotechnology ETF	-0.1%	-8.67%	Trim
29	IYK	Ishares US Consumer Staples	-0.4%	-49.14%	Trim
30	EFG	Ishares Msci Eafe Growth ETF	-0.4%	-8.17%	Trim
31	FXU	First Trust Utilities Alphad	-0.4%	-33.77%	Trim
32	HYS	Pimco 0-5 Year H/y CORP Bond	-0.8%	-22.36%	Trim
33	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.8%	-22.48%	Trim
34	CORP	Pimco Inv Grade CORP Bd ETF	-0.9%	-21.46%	Trim
35	IJR	Ishares Core S&p Small-cap E	-1%	-50.62%	Trim
36	VCIT	Vanguard Int-term Corporate	-2.5%	-30.74%	Trim
37	IEMG	Ishares Core Msci Emerging	-5.6%	-74.97%	Trim
38	EFV	Ishares Msci Eafe Value ETF	—	NEW	New buy
39	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
40	HEWJ	Isha Curr Hedged Msci Japan	—	NEW	New buy
41	IGSB	Ishares 1-5y Inv Grade CORP	—	NEW	New buy
42	IYG	Ishares U.s. Financial Servi	—	NEW	New buy
43	✓		—	EXIT	Sold out
44	SCHH	Schwab US Reit ETF	—	EXIT	Sold out
45	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
46	NORW	Global X Msci Norway ETF	—	EXIT	Sold out
47	ACWI	iShares MSCI ACWI ETF	—	EXIT	Sold out
48	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
49	VTI	Vanguard Total Stock Mkt ETF	—	NEW	New buy
50	✓	Select Sector Spdr Tr	—	EXIT	Sold out