RiverFront Investment Group, LLC — Q3 2016 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	8.30%	—	-15.39%
2	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	7.40%	+0.08%	+191.99%
3	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	5.25%	—	-1.15%
4	XNTK	Ss Spdr Nyse Tech ETF	ETF-Tech	5.08%	—	-2.92%
5	QDF	Flexshares Quality Dividend	ETF-Other	5.00%	—	-1.17%
6	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	4.24%	—	-4.09%
7	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	4.16%	—	-27.25%
8	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	4.15%	—	-27.31%
9	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	4.11%	—	+50.35%
10	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	4.02%	—	-18.46%
11	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	3.63%	—	—
12	UBS	UBS Group AG	Stock-Financials	3.48%	—	-2.68%
13	WTV	Wisdomtree U.s. Value Fund	ETF-Other	2.98%	—	-2.39%
14	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.66%	—	—
15	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.66%	-0.56%	+497.84%
16	✓	Powershares ETF Tr Ii	ETF-Other	2.51%	—	-2.04%
17	DLN	Wisdomtree US Largecap Divid	ETF-Other	2.32%	—	-6.84%
18	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.29%	—	—
19	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.98%	—	—
20	✓	Powershares ETF Tr Ii	ETF-Other	1.96%	—	-2.70%
21	IHDG	Wisdomtree International Hed	ETF-Other	1.82%	—	—
22	EWA	Ishares Msci Australia ETF	ETF-Other	1.64%	—	-3.69%
23	FXU	First Trust Utilities Alphad	ETF-Other	1.57%	—	-2.27%
24	IHF	Ishares U.s. Healthcare Prov	ETF-Other	1.36%	—	+110.84%
25	✓	Powershares ETF Tr Ii	ETF-Other	1.23%	—	-2.64%
26	IDV	Ishares International Select	ETF-Other	1.23%	—	-2.89%
27	IBB	Ishares Biotechnology ETF	ETF-Tech	1.13%	—	—
28	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.09%	—	-59.02%
29	PPAUSD	Invesco Aerospace & Defense	ETF-Other	1.02%	—	-2.65%
30	✓		Stock-Other	0.96%	—	—
31	SCHH	Schwab US Reit ETF	ETF-Other	0.90%	—	-1.85%
32	KCE	Ss Spdr S&p Cap Mkts ETF	ETF-Other	0.89%	—	-2.87%
33	NORWUSD	Global X Msci Norway ETF	ETF-Other	0.84%	—	-3.10%
34	✓	Powershares ETF Tr Ii	ETF-Other	0.83%	—	-9.41%
35	IYK	Ishares US Consumer Staples	ETF-Other	0.76%	—	-16.30%
36	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	0.66%	—	-5.75%
37	XTN	Ss Spdr S&p Transport ETF	ETF-Other	0.61%	—	-2.40%
38	T	At&t INC	Stock-Comm Services	0.59%	—	-2.54%
39	PAYX	Paychex INC	Stock-Tech	0.51%	—	-2.85%
40	PEP	Pepsico INC	Stock-Consumer Staples	0.48%	—	-2.65%
41	XLF	Ss Financial Select Sector	ETF-Other	0.36%	—	-6.16%
42	VGT	Vanguard Info Tech ETF	ETF-Tech	0.18%	—	-7.37%
43	NORW	Global X Msci Norway ETF	ETF-Other	0.16%	—	-6.00%
44	EFA	Ishares Msci Eafe ETF	ETF-Other	0.15%	—	-5.82%
45	ACWI	iShares MSCI ACWI ETF	ETF-Other	0.14%	—	-62.42%
46	VV	Vanguard Large-cap ETF	ETF-Other	0.13%	—	+1.11%
47	EWL	Ishares Msci Switzerland ETF	ETF-Other	0.11%	—	-5.75%
48	XLRE	Ss Real Estate Select Sector	ETF-Other	0.08%	—	—
49	VOX	Vanguard Communication Servi	ETF-Other	0.08%	—	-96.59%
50	BSCZ	Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2035 Corporate Bond ETF	ETF-Corp Bonds	0.08%	—	-3.42%

1–50 of 63

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEMG	Ishares Core Msci Emerging	+5.1%	+191.99%	Add
2	IVV	Ishares Core S&p 500 ETF	+2.2%	+497.84%	Add
3	CORP	Pimco Inv Grade CORP Bd ETF	+1.4%	+50.35%	Add
4	IHF	Ishares U.s. Healthcare Prov	+0.7%	+110.84%	Add
5	XNTK	Ss Spdr Nyse Tech ETF	+0.5%	-2.92%	Trim
6	QDF	Flexshares Quality Dividend	+0.1%	-1.17%	Trim
7	KCE	Ss Spdr S&p Cap Mkts ETF	+0.1%	-2.87%	Trim
8	✓	Powershares ETF Tr Ii	+0.1%	-2.64%	Trim
9	RIGS	Alps Strategic Incme Fd-usdi	+0.1%	-1.15%	Trim
10	EWA	Ishares Msci Australia ETF	+0.1%	-3.69%	Trim
11	✓	Powershares ETF Tr Ii	+0.1%	-2.04%	Trim
12	XTN	Ss Spdr S&p Transport ETF	0%	-2.40%	Trim
13	DFJ	Wisdomtree Jpn S/c Dvd Fund	0%	-5.75%	Trim
14	NORWUSD	Global X Msci Norway ETF	0%	-3.10%	Trim
15	PAYX	Paychex INC	0%	-2.85%	Trim
16	✓	Powershares ETF Tr Ii	0%	-2.70%	Trim
17	SCHH	Schwab US Reit ETF	0%	-1.85%	Trim
18	T	At&t INC	-0.1%	-2.54%	Trim
19	UBS	UBS Group AG	-0.1%	-2.68%	Trim
20	✓	Powershares ETF Tr Ii	-0.1%	-9.41%	Trim
21	FXU	First Trust Utilities Alphad	-0.1%	-2.27%	Trim
22	XLF	Ss Financial Select Sector	-0.1%	-6.16%	Trim
23	DLN	Wisdomtree US Largecap Divid	-0.1%	-6.84%	Trim
24	IYK	Ishares US Consumer Staples	-0.2%	-16.30%	Trim
25	DBEF	Xtrackers Msci Eafe Hedged E	-0.2%	-95.08%	Trim
26	ACWI	iShares MSCI ACWI ETF	-0.2%	-62.42%	Trim
27	HEDJ	Wisdomtree Europe Hedged Equ	-0.6%	-18.46%	Trim
28	HYS	Pimco 0-5 Year H/y CORP Bond	-1.4%	-27.25%	Trim
29	SJNK	Ss Spdr Bb St Hi Yield ETF	-1.4%	-27.31%	Trim
30	VCIT	Vanguard Int-term Corporate	-1.4%	-15.39%	Trim
31	XLP	Ss Consumer Staples Sel Sect	-1.7%	-59.02%	Trim
32	VOX	Vanguard Communication Servi	-2.4%	-96.59%	Trim
33	TLH	Ishares 10-20 Year Treasury	-5%	-99.83%	Trim
34	ZROZ	Pimco 25+ Yr Zero Cpn US Tif	—	EXIT	Sold out
35	GSLC	Goldman Activebeta US Lc ETF	—	NEW	New buy
36	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
37	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
38	XHS	Ss Spdr S&p Hc Services ETF	—	EXIT	Sold out
39	VCSH	Vanguard S/t CORP Bond ETF	—	NEW	New buy
40	IHDG	Wisdomtree International Hed	—	NEW	New buy
41	✓	Wisdomtree Tr	—	EXIT	Sold out
42	ITB	Ishares U.s. Home Constructi	—	EXIT	Sold out
43	IBB	Ishares Biotechnology ETF	—	NEW	New buy
44	✓		—	NEW	New buy
45	✓	Claymore Exchange Trd Fd Tr	—	EXIT	Sold out
46	CAT	Caterpillar INC	—	EXIT	Sold out
47	XLRE	Ss Real Estate Select Sector	—	NEW	New buy
48	✓	Select Sector Spdr Tr	—	NEW	New buy
49	RFFC	Alps Active Equity Opportuni	—	NEW	New buy
50	RFDA	Alps Dynamic US Dividend Adv	—	NEW	New buy