RiverFront Investment Group, LLC — Q4 2013 13F Holdings

Name: RiverFront Investment Group, LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001469751

Total reported value

$6.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DLN	Wisdomtree US Largecap Divid	ETF-Other	9.81%	—	+12.43%
2	VGK	Vanguard Ftse Europe ETF	ETF-Other	9.65%	—	+3.22%
3	✓	Powershares ETF Tr Ii S&p500 H	ETF-Other	9.41%	—	-11.84%
4	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	5.42%	—	+0.93%
5	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	5.31%	—	-2.75%
6	EFA	Ishares Msci Eafe ETF	ETF-Other	4.39%	—	+5.00%
7	RIGS	Alps Strategic Incme Fd-usdi	ETF-Other	4.31%	—	—
8	AAXJ	Ishares Msci All Country Asi	ETF-Other	4.10%	—	-11.78%
9	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.94%	—	-4.97%
10	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	3.69%	+0.08%	+18.76%
11	ACWI	iShares MSCI ACWI ETF	ETF-Other	3.67%	—	+2.59%
12	QDF	Flexshares Quality Dividend	ETF-Other	3.04%	—	—
13	EZU	Ishares Msci Eurozone ETF	ETF-Other	2.91%	—	+3.03%
14	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	2.22%	—	+85.96%
15	PXF	Invesco Ftse Rafi Developed	ETF-Other	1.88%	—	+2.91%
16	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	1.86%	—	+1.71%
17	VV	Vanguard Large-cap ETF	ETF-Other	1.57%	—	+1.14%
18	VIS	Vanguard Industrials ETF	ETF-Other	1.39%	—	+1.16%
19	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.29%	—	+2.56%
20	EFV	Ishares Msci Eafe Value ETF	ETF-Other	1.23%	+0.20%	+1.20%
21	VGT	Vanguard Info Tech ETF	ETF-Tech	1.19%	—	+18.78%
22	EWC	Ishares Msci Canada ETF	ETF-Other	1.10%	—	+2.16%
23	DFJ	Wisdomtree Jpn S/c Dvd Fund	ETF-Other	0.90%	—	+2.57%
24	✓	Claymore Exchange-traded Fd Wi	Stock-Other	0.85%	—	+2.67%
25	✓	Credit Suisse Nassau Brh Etn L	Stock-Other	0.84%	—	+1.39%
26	EWY	Ishares Msci South Korea ETF	ETF-Other	0.78%	—	+2.43%
27	KIE	Ss Spdr S&p Insurance ETF	ETF-Other	0.78%	—	+0.99%
28	DIS	Walt Disney Co/the	Stock-Comm Services	0.77%	—	—
29	CVS	Cvs Health CORP	Stock-Healthcare	0.77%	—	—
30	FDM	First Trust Dow J Select Mic	ETF-Other	0.76%	—	-69.35%
31	DLTR	Dollar Tree INC	Stock-Consumer Staples	0.76%	—	+1.40%
32	EWG	Ishares Msci Germany ETF	ETF-Other	0.75%	—	+2.49%
33	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.73%	—	-1.20%
34	ABT	Abbott Laboratories	Stock-Healthcare	0.72%	—	+1.37%
35	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.66%	—	-12.49%
36	DFSEUR	Discover Financial Services	Stock-Other	0.62%	—	+1.28%
37	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.57%	—	-2.94%
38	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.57%	—	-2.94%
39	✓	Claymore Exchange Trd Fd Tr Gugg Insdr	Stock-Other	0.56%	—	—
40	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.53%	—	-13.22%
41	ACWX	Ishares Msci Acwi Ex US ETF	ETF-Other	0.53%	—	+2.45%
42	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.50%	—	—
43	✓	Powershares	Stock-Other	0.48%	—	-85.02%
44	MLPXUSD	Global X Mlp & Energy Infras	ETF-Other	0.41%	—	+1.06%
45	EWL	Ishares Msci Switzerland ETF	ETF-Other	0.32%	—	+2.77%
46	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.26%	+0.08%	-67.26%
47	✓	Omnicare INC	Stock-Other	0.23%	—	+2.41%
48	FDN	First Trust Dj Internet Ind	ETF-Other	0.20%	—	+2.66%
49	OIH	Market Vectors Oil Service E	ETF-Other	0.18%	—	+2.62%
50	XLB	Ss Materials Select Sector	ETF-Other	0.14%	—	+3.07%

1–50 of 76

Holding changes this quarter

Position changes disclosed by RiverFront Investment Group, LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DLN	Wisdomtree US Largecap Divid	+1.3%	+12.43%	Add
2	DXJ	Wisdomtree Japan Hedged Eq	+1%	+85.96%	Add
3	VGK	Vanguard Ftse Europe ETF	+0.5%	+3.22%	Add
4	IGSB	Ishares 1-5y Inv Grade CORP	+0.4%	+18.76%	Add
5	VGT	Vanguard Info Tech ETF	+0.2%	+18.78%	Add
6	EFA	Ishares Msci Eafe ETF	+0.2%	+5.00%	Add
7	EZU	Ishares Msci Eurozone ETF	+0.2%	+3.03%	Add
8	PKWUSD	Invesco Buyback Achievers Et	+0.1%	+1.71%	Add
9	VIS	Vanguard Industrials ETF	+0.1%	+1.16%	Add
10	VV	Vanguard Large-cap ETF	+0.1%	+1.14%	Add
11	EWG	Ishares Msci Germany ETF	+0.1%	+2.49%	Add
12	ABT	Abbott Laboratories	+0.1%	+1.37%	Add
13	PXF	Invesco Ftse Rafi Developed	+0.1%	+2.91%	Add
14	✓	Claymore Exchange-traded Fd Wi	+0.1%	+2.67%	Add
15	KIE	Ss Spdr S&p Insurance ETF	+0.1%	+0.99%	Add
16	VEA	Vanguard Ftse Developed ETF	0%	+2.56%	Add
17	DFSEUR	Discover Financial Services	0%	+1.28%	Add
18	✓	Credit Suisse Nassau Brh Etn L	0%	+1.39%	Add
19	MLPXUSD	Global X Mlp & Energy Infras	0%	+1.06%	Add
20	EFV	Ishares Msci Eafe Value ETF	0%	+1.20%	Add
21	EWY	Ishares Msci South Korea ETF	0%	+2.43%	Add
22	ACWX	Ishares Msci Acwi Ex US ETF	0%	+2.45%	Add
23	FDN	First Trust Dj Internet Ind	0%	+2.66%	Add
24	EWL	Ishares Msci Switzerland ETF	0%	+2.77%	Add
25	EWC	Ishares Msci Canada ETF	—	+2.16%	Add
26	TLT	iShares 20+ Year Treasury Bond ETF	—	-1.20%	Trim
27	ACWI	iShares MSCI ACWI ETF	0%	+2.59%	Add
28	IJR	Ishares Core S&p Small-cap E	-0.1%	-12.49%	Trim
29	EEM	Ishares Msci Emerging Market	-0.1%	-13.22%	Trim
30	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.2%	+0.93%	Add
31	HYS	Pimco 0-5 Year H/y CORP Bond	-0.4%	-2.75%	Trim
32	VCSH	Vanguard S/t CORP Bond ETF	-0.4%	-4.97%	Trim
33	WOO	Foot Locker INC	-0.5%	-97.62%	Trim
34	IEMG	Ishares Core Msci Emerging	-0.6%	-67.26%	Trim
35	AAXJ	Ishares Msci All Country Asi	-0.7%	-11.78%	Trim
36	EPP	Ishares Msci Pacific Ex Japa	-0.7%	-83.36%	Trim
37	FDM	First Trust Dow J Select Mic	-1.6%	-69.35%	Trim
38	✓	Powershares	-2.9%	-85.02%	Trim
39	RIGS	Alps Strategic Incme Fd-usdi	—	NEW	New buy
40	QDF	Flexshares Quality Dividend	—	NEW	New buy
41	ILCV	Ishares Morningstar Value Et	—	EXIT	Sold out
42	✓	Guggenheim	—	EXIT	Sold out
43	✓	Rydex ETF Trust	—	EXIT	Sold out
44	DIS	Walt Disney Co/the	—	NEW	New buy
45	CVS	Cvs Health CORP	—	NEW	New buy
46	A	Agilent Technologies INC	—	EXIT	Sold out
47	✓	Claymore Exchange Trd Fd Tr Gugg Insdr	—	NEW	New buy
48	CL	Colgate-palmolive Co	—	NEW	New buy
49	PDP	Invesco Dwa Momentum ETF	—	EXIT	Sold out
50	DHR	Danaher CORP	—	EXIT	Sold out