Relative Value Partners, LLC — Q4 2014 13F Holdings

Name: Relative Value Partners, LLC — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001356223

Total reported value

$879.8M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.71%	-0.38%	+3.04%
2	BTZ	Blackrock Credit Allocation	Stock-Other	7.41%	+0.18%	+1.41%
3	TY	Tri-continental CORP	Stock-Other	4.78%	+0.02%	+2.16%
4	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.51%	—	+1.93%
5	SPE	Special Opportunities Fund	Stock-Other	4.38%	-0.03%	+3.07%
6	✓	Zweig Total Return Fd INC	Stock-Other	3.85%	-0.02%	+2.10%
7	AB	AllianceBernstein Holding L.P.	Stock-Other	3.83%	-0.03%	+1.77%
8	PPT	Putnam Premier Income Trust	Stock-Other	3.63%	—	+4.99%
9	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.54%	-0.02%	+3.46%
10	DHC	Diversified Healthcare Trust	Stock-Other	3.33%	+0.22%	-11.16%
11	BND	Vanguard Total Bond Market	ETF-Other	3.29%	-0.04%	-2.23%
12	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	3.13%	+0.40%	-12.54%
13	XMCRX	Mfs Charter Income Trust	Stock-Other	3.07%	-0.04%	+12.65%
14	RVT	Royce Small-cap Trust INC	Stock-Other	3.01%	-0.34%	-3.56%
15	GFY	Western Asset Var Rt Strat	Stock-Other	2.65%	+0.26%	+15.09%
16	MMT	Aberdeen Multimarket Income	Stock-Other	2.58%	-0.10%	-1.52%
17	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	2.49%	-0.10%	+1.06%
18	MGF	Mfs Govt Markets INC Trust	Stock-Other	2.17%	-0.36%	+3.32%
19	MIN	Mfs Intermediate INC Trust	Stock-Other	2.15%	+0.60%	+17.06%
20	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	2.04%	+0.03%	+85.73%
21	USA	Liberty All Star Equity Fund	Stock-Other	2.01%	-0.12%	-0.29%
22	BSL	Blackstone Snr Fltng Rt	Stock-Other	1.93%	+0.15%	+154.88%
23	TSI	Tcw Strategic Income Fund	Stock-Other	1.93%	+0.52%	+30.20%
24	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	1.87%	-0.01%	-1.00%
25	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	1.64%	—	-15.89%
26	✓	Zweig Fd	Stock-Other	1.36%	-0.08%	-2.06%
27	VGT	Vanguard Info Tech ETF	ETF-Tech	1.18%	—	+0.80%
28	XLE	Ss Energy Select Sector	ETF-Other	1.09%	-1.09%	EXIT
29	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.80%	—	-4.81%
30	✓	Blackrock Defined Opprty Cr	Stock-Other	0.76%	+0.20%	+953.76%
31	FPF	First Tr Interm Dur & INC	Stock-Other	0.74%	—	-1.22%
32	BGX	Blackstone Long-short Credit	Stock-Other	0.69%	+0.03%	+557.48%
33	JGH	Nuveen Global High Income	Stock-Other	0.65%	-0.26%	—
34	BIT	Blackrock Multi-sector INC	Stock-Other	0.56%	-0.09%	-0.27%
35	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.50%	+0.02%	—
36	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.47%	-0.05%	-3.72%
37	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	0.37%	-0.15%	+806.04%
38	GDO	Western Ast Glb CORP Opprnty	Stock-Other	0.36%	—	-0.08%
39	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.36%	-0.06%	-1.22%
40	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.30%	-0.04%	-2.49%
41	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.29%	-0.25%	—
42	ECF	Ellsworth Growth And Income	Stock-Other	0.27%	—	-0.09%
43	APO	Apollo Global Management, Inc.	Stock-Financials	0.27%	—	-0.91%
44	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.26%	—	—
45	SDS	ProShares UltraShort S&P500	Stock-Other	0.25%	—	-12.14%
46	✓	Madison Strtg Sector Prem Fd	Stock-Other	0.20%	—	+146.18%
47	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	0.19%	+0.06%	—
48	GLO	Clough Global Opportunities	Stock-Other	0.15%	—	-12.46%
49	NUV	Nuveen Municipal Value	Stock-Other	0.13%	—	—
50	JMM	Nuveen Multi-market Income	Stock-Other	0.11%	—	+44.70%

1–50 of 126

Holding changes this quarter

Position changes disclosed by Relative Value Partners, LLC for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BSL	Blackstone Snr Fltng Rt	+1.1%	+154.88%	Add
2	XEVVX	Eaton Vance LTD Durat INC	+0.8%	+85.73%	Add
3	✓	Blackrock Defined Opprty Cr	+0.7%	+953.76%	Add
4	BGX	Blackstone Long-short Credit	+0.6%	+557.48%	Add
5	FCT	First Trust Snr Fl Rt INC Ii	+0.3%	+806.04%	Add
6	TSI	Tcw Strategic Income Fund	+0.3%	+30.20%	Add
7	XMCRX	Mfs Charter Income Trust	+0.3%	+12.65%	Add
8	GFY	Western Asset Var Rt Strat	+0.2%	+15.09%	Add
9	MIN	Mfs Intermediate INC Trust	+0.1%	+17.06%	Add
10	✓	Madison Strtg Sector Prem Fd	+0.1%	+146.18%	Add
11	EVF	Eaton Vance Senior Income Tr	+0.1%	+270.60%	Add
12	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+3.46%	Add
13	OEF	Ishares S&p 100 ETF	0%	+3.04%	Add
14	VGT	Vanguard Info Tech ETF	0%	+0.80%	Add
15	TY	Tri-continental CORP	-0.1%	+2.16%	Add
16	MGF	Mfs Govt Markets INC Trust	-0.1%	+3.32%	Add
17	USA	Liberty All Star Equity Fund	-0.1%	-0.29%	Trim
18	SDS	ProShares UltraShort S&P500	-0.1%	-12.14%	Trim
19	✓	Zweig Total Return Fd INC	-0.1%	+2.10%	Add
20	AB	AllianceBernstein Holding L.P.	-0.2%	+1.77%	Add
21	XEVGX	Eaton Vance Short Dur Div In	-0.2%	+1.06%	Add
22	BND	Vanguard Total Bond Market	-0.3%	-2.23%	Trim
23	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.3%	-1.00%	Trim
24	DFP	Flaherty & Crumrine Dyn Pref	-0.3%	-84.95%	Trim
25	RVT	Royce Small-cap Trust INC	-0.3%	-3.56%	Trim
26	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.5%	-15.89%	Trim
27	SPE	Special Opportunities Fund	-0.5%	+3.07%	Add
28	BTZ	Blackrock Credit Allocation	-0.6%	+1.41%	Add
29	DHC	Diversified Healthcare Trust	-0.7%	-11.16%	Trim
30	ETJ	Eaton Vance Rsk-mgd Divers	-1%	-12.54%	Trim
31	VDE	Vanguard Energy ETF	—	EXIT	Sold out
32	XLE	Ss Energy Select Sector	—	NEW	New buy
33	JGH	Nuveen Global High Income	—	NEW	New buy
34	BLW	Blackrock LTD Durat INC Tr	—	NEW	New buy
35	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
36	NZF	Nuveen Municipal Credit Income Fund	—	NEW	New buy
37	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
38	XFRAX	Blackrock Fltng Rt INC Strat	—	NEW	New buy
39	✓	Omniamerican Bancorp INC Com	—	EXIT	Sold out
40	PFLT	Pennantpark Floating Rate Ca	—	NEW	New buy
41	BKT	BlackRock Income Trust, Inc.	—	NEW	New buy
42	FTF	Franklin LTD Dur INC Tr	—	NEW	New buy
43	✓	Nuveen Equity Prem Adv Fd	—	EXIT	Sold out
44	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
45	EFF	Eaton Vance Floating-rate In	—	NEW	New buy
46	CBAN	Colony Bankcorp, Inc.	—	NEW	New buy
47	VB	Vanguard Small-cap ETF	—	EXIT	Sold out
48	✓	Powershares	—	EXIT	Sold out
49	✓	Cutwater Select Income Fd	—	NEW	New buy
50	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy