Relative Value Partners, LLC — Q3 2014 13F Holdings

Name: Relative Value Partners, LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001356223

Total reported value

$879.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.69%	-0.38%	-1.03%
2	BTZ	Blackrock Credit Allocation	Stock-Other	7.99%	+0.18%	+5.82%
3	SPE	Special Opportunities Fund	Stock-Other	4.90%	-0.03%	+0.08%
4	TY	Tri-continental CORP	Stock-Other	4.84%	+0.02%	+2.05%
5	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.75%	—	+2.96%
6	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	4.16%	+0.40%	-6.19%
7	DHC	Diversified Healthcare Trust	Stock-Other	4.07%	+0.22%	—
8	AB	AllianceBernstein Holding L.P.	Stock-Other	4.01%	-0.03%	+0.47%
9	✓	Zweig Total Return Fd INC	Stock-Other	3.96%	-0.02%	+3.35%
10	PPT	Putnam Premier Income Trust	Stock-Other	3.83%	—	+9.48%
11	BND	Vanguard Total Bond Market	ETF-Other	3.55%	-0.04%	-1.87%
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.47%	-0.02%	+11.94%
13	RVT	Royce Small-cap Trust INC	Stock-Other	3.35%	-0.34%	-15.57%
14	XMCRX	Mfs Charter Income Trust	Stock-Other	2.79%	-0.04%	+14.22%
15	MMT	Aberdeen Multimarket Income	Stock-Other	2.75%	-0.10%	+6.15%
16	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	2.71%	-0.10%	+20.63%
17	GFY	Western Asset Var Rt Strat	Stock-Other	2.50%	+0.26%	+60.11%
18	MGF	Mfs Govt Markets INC Trust	Stock-Other	2.24%	-0.36%	+0.18%
19	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	2.15%	-0.01%	-1.54%
20	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	2.11%	—	-40.12%
21	USA	Liberty All Star Equity Fund	Stock-Other	2.09%	-0.12%	-1.69%
22	MIN	Mfs Intermediate INC Trust	Stock-Other	2.04%	+0.60%	-3.99%
23	TSI	Tcw Strategic Income Fund	Stock-Other	1.64%	+0.52%	+44.10%
24	✓	Zweig Fd	Stock-Other	1.44%	-0.08%	-1.49%
25	VDE	Vanguard Energy ETF	ETF-Other	1.31%	—	-0.95%
26	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.20%	+0.03%	+0.11%
27	VGT	Vanguard Info Tech ETF	ETF-Tech	1.19%	—	-1.04%
28	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.88%	—	+9.54%
29	BSL	Blackstone Snr Fltng Rt	Stock-Other	0.82%	+0.15%	—
30	FPF	First Tr Interm Dur & INC	Stock-Other	0.76%	—	+16.69%
31	BIT	Blackrock Multi-sector INC	Stock-Other	0.63%	-0.09%	+0.01%
32	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.50%	-0.05%	-9.60%
33	DFP	Flaherty & Crumrine Dyn Pref	Stock-Other	0.40%	-0.06%	EXIT
34	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.40%	-0.06%	+213.73%
35	GDO	Western Ast Glb CORP Opprnty	Stock-Other	0.40%	—	+2.76%
36	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.37%	—	-1.12%
37	SDS	ProShares UltraShort S&P500	Stock-Other	0.34%	—	-16.37%
38	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.32%	-0.04%	-2.01%
39	APO	Apollo Global Management, Inc.	Stock-Financials	0.32%	—	-1.25%
40	ECF	Ellsworth Growth And Income	Stock-Other	0.29%	—	-6.06%
41	GLO	Clough Global Opportunities	Stock-Other	0.17%	—	-3.14%
42	RGT	Royce Global Trust INC	Stock-Other	0.14%	—	-13.51%
43	NUV	Nuveen Municipal Value	Stock-Other	0.13%	—	-0.98%
44	✓	Omniamerican Bancorp INC Com	Stock-Other	0.13%	—	+85.15%
45	BGX	Blackstone Long-short Credit	Stock-Other	0.12%	+0.03%	—
46	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.11%	-0.09%	EXIT
47	INTC	Intel CORP	Stock-Tech	0.09%	—	-4.40%
48	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	0.09%	—	-63.07%
49	✓	Madison Strtg Sector Prem Fd	Stock-Other	0.09%	—	+99.07%
50	L	Loews CORP	Stock-Financials	0.09%	—	—

1–50 of 110

Holding changes this quarter

Position changes disclosed by Relative Value Partners, LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GFY	Western Asset Var Rt Strat	+0.9%	+60.11%	Add
2	TSI	Tcw Strategic Income Fund	+0.5%	+44.10%	Add
3	XEVGX	Eaton Vance Short Dur Div In	+0.3%	+20.63%	Add
4	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+11.94%	Add
5	XJQCX	Nuveen Credit Strategies INC	+0.3%	+213.73%	Add
6	PPT	Putnam Premier Income Trust	+0.2%	+9.48%	Add
7	XMCRX	Mfs Charter Income Trust	+0.2%	+14.22%	Add
8	FPF	First Tr Interm Dur & INC	+0.1%	+16.69%	Add
9	✓	Omniamerican Bancorp INC Com	+0.1%	+85.15%	Add
10	XEGFX	Blackrock Enhanced Govern	+0.1%	+9.54%	Add
11	ARCC	Ares Capital CORP	+0.1%	+220.09%	Add
12	TWO	Two Harbors Investment Corp.	0%	+216.75%	Add
13	✓	Madison Strtg Sector Prem Fd	0%	+99.07%	Add
14	BTZ	Blackrock Credit Allocation	0%	+5.82%	Add
15	MMT	Aberdeen Multimarket Income	0%	+6.15%	Add
16	TY	Tri-continental CORP	0%	+2.05%	Add
17	✓	Nuveen Equity Prem Adv Fd	-0.1%	-42.53%	Trim
18	NIE	Virtus Equity & Convertible Income Fund	-0.1%	-9.60%	Trim
19	SDS	ProShares UltraShort S&P500	-0.1%	-16.37%	Trim
20	SMHC	VanEck China Semiconductor ETF	-0.1%	-1.12%	Trim
21	✓	Zweig Fd	-0.1%	-1.49%	Trim
22	XEVVX	Eaton Vance LTD Durat INC	-0.1%	+0.11%	Add
23	OEF	Ishares S&p 100 ETF	-0.1%	-1.03%	Trim
24	USA	Liberty All Star Equity Fund	-0.1%	-1.69%	Trim
25	EOI	Eaton Vance Enhanced Eq Incm	-0.2%	-63.07%	Trim
26	BND	Vanguard Total Bond Market	-0.2%	-1.87%	Trim
27	VDE	Vanguard Energy ETF	-0.2%	-0.95%	Trim
28	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.2%	-1.54%	Trim
29	MIN	Mfs Intermediate INC Trust	-0.3%	-3.99%	Trim
30	ETJ	Eaton Vance Rsk-mgd Divers	-0.3%	-6.19%	Trim
31	RVT	Royce Small-cap Trust INC	-1.1%	-15.57%	Trim
32	XETYX	Eaton Vance Tax-mgd Div Eqty	-1.6%	-40.12%	Trim
33	DHC	Diversified Healthcare Trust	—	NEW	New buy
34	✓	Amern Strategic Income Ptfl	—	EXIT	Sold out
35	✓	American Strategic Income Ii	—	EXIT	Sold out
36	BSL	Blackstone Snr Fltng Rt	—	NEW	New buy
37	✓	American Select Portfolio In	—	EXIT	Sold out
38	XEXGX	Eaton Vance Tax-managed Glob	—	EXIT	Sold out
39	✓	American Strategic Incm Ptfl	—	EXIT	Sold out
40	BGX	Blackstone Long-short Credit	—	NEW	New buy
41	JMM	Nuveen Multi-market Income	—	NEW	New buy
42	✓	Blackrock Defined Opprty Cr	—	NEW	New buy
43	✓	Markit LTD Cmn	—	NEW	New buy
44	ACRE	Ares Commercial Real Estate	—	NEW	New buy
45	BXMT	Blackstone Mortgage Tru-cl A	—	NEW	New buy
46	✓	Hatteras Finl CORP	—	NEW	New buy
47	SCHD	Schwab U.S. Dividend Equity ETF	—	NEW	New buy
48	WHF	Whitehorse Finance INC	—	NEW	New buy
49	FCT	First Trust Snr Fl Rt INC Ii	—	NEW	New buy
50	MFAUSD	Mfa Financial INC	—	NEW	New buy