Relative Value Partners, LLC — Q2 2014 13F Holdings

Name: Relative Value Partners, LLC — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001356223

Total reported value

$879.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.80%	-0.38%	+12.65%
2	BTZ	Blackrock Credit Allocation	Stock-Other	7.96%	+0.18%	+1.40%
3	SPE	Special Opportunities Fund	Stock-Other	5.00%	-0.03%	+6.12%
4	TY	Tri-continental CORP	Stock-Other	4.87%	+0.02%	+1.91%
5	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.81%	—	+11.82%
6	RVT	Royce Small-cap Trust INC	Stock-Other	4.47%	-0.34%	-2.32%
7	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	4.47%	+0.40%	+0.95%
8	AB	AllianceBernstein Holding L.P.	Stock-Other	4.09%	-0.03%	+3.09%
9	✓	Zweig Total Return Fd INC	Stock-Other	4.06%	-0.02%	-0.88%
10	BND	Vanguard Total Bond Market	ETF-Other	3.71%	-0.04%	+46.23%
11	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	3.69%	—	-23.67%
12	PPT	Putnam Premier Income Trust	Stock-Other	3.62%	—	+15.03%
13	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.18%	-0.02%	-36.88%
14	MMT	Aberdeen Multimarket Income	Stock-Other	2.74%	-0.10%	+0.28%
15	XMCRX	Mfs Charter Income Trust	Stock-Other	2.60%	-0.04%	+6.08%
16	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	2.40%	-0.10%	+104.98%
17	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	2.38%	-0.01%	-2.01%
18	MGF	Mfs Govt Markets INC Trust	Stock-Other	2.32%	-0.36%	+9.69%
19	MIN	Mfs Intermediate INC Trust	Stock-Other	2.29%	+0.60%	-1.41%
20	USA	Liberty All Star Equity Fund	Stock-Other	2.23%	-0.12%	-1.80%
21	GFY	Western Asset Var Rt Strat	Stock-Other	1.63%	+0.26%	+60.40%
22	✓	Zweig Fd	Stock-Other	1.54%	-0.08%	-1.14%
23	VDE	Vanguard Energy ETF	ETF-Other	1.48%	—	—
24	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.31%	+0.03%	-30.06%
25	VGT	Vanguard Info Tech ETF	ETF-Tech	1.19%	—	-8.03%
26	TSI	Tcw Strategic Income Fund	Stock-Other	1.14%	+0.52%	+207.01%
27	✓	Amern Strategic Income Ptfl	Stock-Other	1.02%	—	—
28	✓	American Strategic Income Ii	Stock-Other	0.90%	—	+2164.42%
29	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.83%	—	+197.13%
30	✓	American Select Portfolio In	Stock-Other	0.73%	—	—
31	FPF	First Tr Interm Dur & INC	Stock-Other	0.70%	—	-1.19%
32	BIT	Blackrock Multi-sector INC	Stock-Other	0.67%	-0.09%	-1.01%
33	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.57%	-0.05%	-3.85%
34	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.47%	—	-0.55%
35	DFP	Flaherty & Crumrine Dyn Pref	Stock-Other	0.45%	-0.06%	EXIT
36	SDS	ProShares UltraShort S&P500	Stock-Other	0.43%	—	-2.76%
37	GDO	Western Ast Glb CORP Opprnty	Stock-Other	0.40%	—	-1.31%
38	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.37%	—	-56.42%
39	APO	Apollo Global Management, Inc.	Stock-Financials	0.35%	—	-0.22%
40	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.34%	-0.04%	-3.12%
41	ECF	Ellsworth Growth And Income	Stock-Other	0.32%	—	-1.70%
42	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	0.25%	—	-2.38%
43	GLO	Clough Global Opportunities	Stock-Other	0.20%	—	-2.69%
44	✓	American Strategic Incm Ptfl	Stock-Other	0.18%	—	—
45	RGT	Royce Global Trust INC	Stock-Other	0.18%	—	-27.95%
46	NUV	Nuveen Municipal Value	Stock-Other	0.14%	—	-55.24%
47	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.14%	-0.06%	-76.27%
48	✓	Nuveen Equity Prem Adv Fd	Stock-Other	0.12%	—	-73.64%
49	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.11%	-0.09%	EXIT
50	L	Loews CORP	Stock-Financials	0.10%	—	+2.27%

1–50 of 101

Holding changes this quarter

Position changes disclosed by Relative Value Partners, LLC for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XEVGX	Eaton Vance Short Dur Div In	+1.2%	+104.98%	Add
2	BND	Vanguard Total Bond Market	+1.1%	+46.23%	Add
3	OEF	Ishares S&p 100 ETF	+0.9%	+12.65%	Add
4	✓	American Strategic Income Ii	+0.9%	+2164.42%	Add
5	TSI	Tcw Strategic Income Fund	+0.8%	+207.01%	Add
6	GFY	Western Asset Var Rt Strat	+0.6%	+60.40%	Add
7	XEGFX	Blackrock Enhanced Govern	+0.5%	+197.13%	Add
8	BDJ	Blackrock Enhanced Eqty Dvd	+0.5%	+11.82%	Add
9	PPT	Putnam Premier Income Trust	+0.3%	+15.03%	Add
10	SPE	Special Opportunities Fund	+0.1%	+6.12%	Add
11	MGF	Mfs Govt Markets INC Trust	+0.1%	+9.69%	Add
12	XMCRX	Mfs Charter Income Trust	0%	+6.08%	Add
13	TY	Tri-continental CORP	0%	+1.91%	Add
14	SMHC	VanEck China Semiconductor ETF	0%	-0.55%	Trim
15	AB	AllianceBernstein Holding L.P.	0%	+3.09%	Add
16	GLD	Spdr Gold Shares	0%	-53.40%	Trim
17	XBGYX	Blackrock Enh Intl Dvd Tr	-0.1%	-78.78%	Trim
18	RGT	Royce Global Trust INC	-0.1%	-27.95%	Trim
19	SDS	ProShares UltraShort S&P500	-0.1%	-2.76%	Trim
20	MMT	Aberdeen Multimarket Income	-0.1%	+0.28%	Add
21	VGT	Vanguard Info Tech ETF	-0.1%	-8.03%	Trim
22	ETJ	Eaton Vance Rsk-mgd Divers	-0.1%	+0.95%	Add
23	NUV	Nuveen Municipal Value	-0.2%	-55.24%	Trim
24	✓	Zweig Total Return Fd INC	-0.2%	-0.88%	Trim
25	BTZ	Blackrock Credit Allocation	-0.2%	+1.40%	Add
26	✓	Nexpoint Cr Strategies Fd	-0.3%	-90.54%	Trim
27	RVT	Royce Small-cap Trust INC	-0.3%	-2.32%	Trim
28	✓	Nuveen Equity Prem Adv Fd	-0.4%	-73.64%	Trim
29	XJQCX	Nuveen Credit Strategies INC	-0.5%	-76.27%	Trim
30	XEXGX	Eaton Vance Tax-managed Glob	-0.5%	-56.42%	Trim
31	XEVVX	Eaton Vance LTD Durat INC	-0.6%	-30.06%	Trim
32	XETYX	Eaton Vance Tax-mgd Div Eqty	-1.2%	-23.67%	Trim
33	VTI	Vanguard Total Stock Mkt ETF	-1.9%	-36.88%	Trim
34	✓	Western Asset Infl Mgmt Fd I	—	EXIT	Sold out
35	VDE	Vanguard Energy ETF	—	NEW	New buy
36	✓	Amern Strategic Income Ptfl	—	NEW	New buy
37	✓	American Select Portfolio In	—	NEW	New buy
38	CII	Blackrock Enhan Lrg Cap Core	—	EXIT	Sold out
39	DSL	Doubleline Income Solutions	—	EXIT	Sold out
40	✓	American Strategic Incm Ptfl	—	NEW	New buy
41	✓	Macquarie	—	EXIT	Sold out
42	BOND	Pimco Active Bond Exchange-t	—	EXIT	Sold out
43	✓	Nuveen Eqty Prm Opportunityf	—	EXIT	Sold out
44	EEM	Ishares Msci Emerging Market	—	EXIT	Sold out
45	✓	Powershares	—	NEW	New buy
46	✓	Madison Strtg Sector Prem Fd	—	NEW	New buy
47	EMB	Ishares Jp Morgan Usd Emergi	—	NEW	New buy
48	TIP	Ishares Tips Bond ETF	—	NEW	New buy
49	SHV	Ishares 0-1 Year Treasury Bo	—	EXIT	Sold out
50	ARCC	Ares Capital CORP	—	NEW	New buy