Relative Value Partners, LLC — Q1 2014 13F Holdings

Name: Relative Value Partners, LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001356223

Total reported value

$879.8M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BTZ	Blackrock Credit Allocation	Stock-Other	8.19%	+0.18%	+3.09%
2	OEF	Ishares S&p 100 ETF	ETF-Other	7.93%	-0.38%	-0.11%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	5.12%	-0.02%	+10.39%
4	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	4.89%	—	-3.42%
5	SPE	Special Opportunities Fund	Stock-Other	4.86%	-0.03%	+53.76%
6	TY	Tri-continental CORP	Stock-Other	4.85%	+0.02%	-0.28%
7	RVT	Royce Small-cap Trust INC	Stock-Other	4.77%	-0.34%	+0.91%
8	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	4.59%	+0.40%	-0.65%
9	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.32%	—	+3.28%
10	✓	Zweig Total Return Fd INC	Stock-Other	4.25%	-0.02%	+0.38%
11	AB	AllianceBernstein Holding L.P.	Stock-Other	4.11%	-0.03%	-22.35%
12	PPT	Putnam Premier Income Trust	Stock-Other	3.33%	—	+4.07%
13	MMT	Aberdeen Multimarket Income	Stock-Other	2.85%	-0.10%	-0.94%
14	BND	Vanguard Total Bond Market	ETF-Other	2.65%	-0.04%	+142.33%
15	XMCRX	Mfs Charter Income Trust	Stock-Other	2.57%	-0.04%	+2.44%
16	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	2.50%	-0.01%	+4.47%
17	MIN	Mfs Intermediate INC Trust	Stock-Other	2.42%	+0.60%	+3.37%
18	USA	Liberty All Star Equity Fund	Stock-Other	2.36%	-0.12%	-2.05%
19	MGF	Mfs Govt Markets INC Trust	Stock-Other	2.21%	-0.36%	+17.89%
20	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.95%	+0.03%	-0.55%
21	✓	Western Asset Infl Mgmt Fd I	Stock-Other	1.65%	—	-7.92%
22	✓	Zweig Fd	Stock-Other	1.61%	-0.08%	-2.28%
23	VGT	Vanguard Info Tech ETF	ETF-Tech	1.30%	—	+2.71%
24	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.23%	-0.10%	+96.82%
25	GFY	Western Asset Var Rt Strat	Stock-Other	1.06%	+0.26%	+9.97%
26	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.87%	—	-9.50%
27	FPF	First Tr Interm Dur & INC	Stock-Other	0.73%	—	-2.05%
28	BIT	Blackrock Multi-sector INC	Stock-Other	0.69%	-0.09%	+7.85%
29	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.61%	-0.06%	-49.29%
30	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.61%	-0.05%	-2.67%
31	SDS	ProShares UltraShort S&P500	Stock-Other	0.52%	—	+5.60%
32	✓	Nuveen Equity Prem Adv Fd	Stock-Other	0.47%	—	-2.72%
33	DFP	Flaherty & Crumrine Dyn Pref	Stock-Other	0.46%	-0.06%	EXIT
34	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.45%	—	-0.63%
35	CII	Blackrock Enhan Lrg Cap Core	Stock-Other	0.42%	—	-1.97%
36	GDO	Western Ast Glb CORP Opprnty	Stock-Other	0.42%	—	+9.11%
37	DSL	Doubleline Income Solutions	Stock-Other	0.42%	—	+434.83%
38	TSI	Tcw Strategic Income Fund	Stock-Other	0.39%	+0.52%	—
39	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.37%	-0.04%	-3.31%
40	APO	Apollo Global Management, Inc.	Stock-Financials	0.36%	—	-5.34%
41	ECF	Ellsworth Growth And Income	Stock-Other	0.34%	—	-0.74%
42	✓	Nexpoint Cr Strategies Fd	Stock-Other	0.33%	-0.03%	EXIT
43	NUV	Nuveen Municipal Value	Stock-Other	0.32%	—	-41.03%
44	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.29%	—	+171.48%
45	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	0.26%	—	-6.23%
46	RGT	Royce Global Trust INC	Stock-Other	0.25%	—	-27.84%
47	GLO	Clough Global Opportunities	Stock-Other	0.21%	—	-0.92%
48	✓	Macquarie	Stock-Other	0.16%	—	-4.61%
49	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.13%	—	-14.50%
50	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.12%	-0.09%	EXIT

1–50 of 101

Holding changes this quarter

Position changes disclosed by Relative Value Partners, LLC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BND	Vanguard Total Bond Market	+1.5%	+142.33%	Add
2	SPE	Special Opportunities Fund	+1.4%	+53.76%	Add
3	XEVGX	Eaton Vance Short Dur Div In	+0.6%	+96.82%	Add
4	VTI	Vanguard Total Stock Mkt ETF	+0.4%	+10.39%	Add
5	DSL	Doubleline Income Solutions	+0.3%	+434.83%	Add
6	BTZ	Blackrock Credit Allocation	+0.3%	+3.09%	Add
7	MGF	Mfs Govt Markets INC Trust	+0.3%	+17.89%	Add
8	XEGFX	Blackrock Enhanced Govern	+0.2%	+171.48%	Add
9	PPT	Putnam Premier Income Trust	+0.1%	+4.07%	Add
10	BIT	Blackrock Multi-sector INC	+0.1%	+7.85%	Add
11	GFY	Western Asset Var Rt Strat	0%	+9.97%	Add
12	GLD	Spdr Gold Shares	0%	+114.60%	Add
13	SMHC	VanEck China Semiconductor ETF	0%	-0.63%	Trim
14	VGT	Vanguard Info Tech ETF	0%	+2.71%	Add
15	GDO	Western Ast Glb CORP Opprnty	0%	+9.11%	Add
16	XMCRX	Mfs Charter Income Trust	0%	+2.44%	Add
17	MIN	Mfs Intermediate INC Trust	0%	+3.37%	Add
18	BDJ	Blackrock Enhanced Eqty Dvd	—	+3.28%	Add
19	XBOEX	Blackrock Enh Glbl Dvd Tr	0%	+4.47%	Add
20	✓	Zweig Total Return Fd INC	-0.1%	+0.38%	Add
21	RGT	Royce Global Trust INC	-0.1%	-27.84%	Trim
22	✓	Western Asset Infl Mgmt Fd I	-0.1%	-7.92%	Trim
23	DFP	Flaherty & Crumrine Dyn Pref	-0.1%	-21.75%	Trim
24	XEXGX	Eaton Vance Tax-managed Glob	-0.1%	-9.50%	Trim
25	✓	Nuveen Eqty Prm Opportunityf	-0.2%	-69.16%	Trim
26	USA	Liberty All Star Equity Fund	-0.2%	-2.05%	Trim
27	MMT	Aberdeen Multimarket Income	-0.2%	-0.94%	Trim
28	RVT	Royce Small-cap Trust INC	-0.2%	+0.91%	Add
29	NUV	Nuveen Municipal Value	-0.2%	-41.03%	Trim
30	OEF	Ishares S&p 100 ETF	-0.2%	-0.11%	Trim
31	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.2%	-3.42%	Trim
32	✓	Nexpoint Cr Strategies Fd	-0.5%	-63.31%	Trim
33	XJQCX	Nuveen Credit Strategies INC	-0.7%	-49.29%	Trim
34	AB	AllianceBernstein Holding L.P.	-1.2%	-22.35%	Trim
35	TSI	Tcw Strategic Income Fund	—	NEW	New buy
36	ETV	Eaton Vance T/m Buy-writ Opp	—	EXIT	Sold out
37	✓	Guggenheim Cr Allocation Fd	—	EXIT	Sold out
38	BGX	Blackstone Long-short Credit	—	EXIT	Sold out
39	EEM	Ishares Msci Emerging Market	—	NEW	New buy
40	VB	Vanguard Small-cap ETF	—	NEW	New buy
41	✓	Morgan Stanley Asia Pac Fd I	—	EXIT	Sold out
42	XLK	Ss Technology Select Sector	—	EXIT	Sold out
43	✓	American Strategic Income Ii	—	NEW	New buy
44	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	—	NEW	New buy
45	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	Sold out
46	BCX	Blackrock Resources & Commod	—	NEW	New buy
47	GGN	Gamco Glbl Gold Ntrl Res INC	—	EXIT	Sold out
48	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
49	UNP	Union Pacific CORP	—	NEW	New buy
50	UTF	Cohen & Steers Infrastructur	—	EXIT	Sold out