Relative Value Partners, LLC — Q4 2013 13F Holdings

Name: Relative Value Partners, LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001356223

Total reported value

$879.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.15%	-0.38%	+0.63%
2	BTZ	Blackrock Credit Allocation	Stock-Other	7.92%	+0.18%	+3.53%
3	AB	AllianceBernstein Holding L.P.	Stock-Other	5.30%	-0.03%	+2.73%
4	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	5.12%	—	-1.64%
5	TY	Tri-continental CORP	Stock-Other	4.99%	+0.02%	+1.24%
6	RVT	Royce Small-cap Trust INC	Stock-Other	4.97%	-0.34%	+0.73%
7	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	4.76%	+0.40%	+1.82%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.71%	-0.02%	+6.15%
9	✓	Zweig Total Return Fd INC	Stock-Other	4.33%	-0.02%	+1.48%
10	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.32%	—	+28.34%
11	SPE	Special Opportunities Fund	Stock-Other	3.51%	-0.03%	-1.01%
12	PPT	Putnam Premier Income Trust	Stock-Other	3.25%	—	+13.29%
13	MMT	Aberdeen Multimarket Income	Stock-Other	3.01%	-0.10%	+36.31%
14	XMCRX	Mfs Charter Income Trust	Stock-Other	2.56%	-0.04%	+18.45%
15	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	2.53%	-0.01%	+7.19%
16	USA	Liberty All Star Equity Fund	Stock-Other	2.52%	-0.12%	-1.50%
17	MIN	Mfs Intermediate INC Trust	Stock-Other	2.41%	+0.60%	+73.63%
18	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	2.03%	+0.03%	+190.14%
19	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.94%	-0.36%	+37.68%
20	✓	Western Asset Infl Mgmt Fd I	Stock-Other	1.75%	—	-1.25%
21	✓	Zweig Fd	Stock-Other	1.66%	-0.08%	-2.68%
22	XJQCX	Nuveen Credit Strategies INC	Stock-Other	1.28%	-0.06%	+2907.76%
23	VGT	Vanguard Info Tech ETF	ETF-Tech	1.28%	—	-0.22%
24	BND	Vanguard Total Bond Market	ETF-Other	1.12%	-0.04%	-37.98%
25	GFY	Western Asset Var Rt Strat	Stock-Other	1.02%	+0.26%	+41.74%
26	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.98%	—	-23.78%
27	✓	Nexpoint Cr Strategies Fd	Stock-Other	0.80%	-0.03%	EXIT
28	FPF	First Tr Interm Dur & INC	Stock-Other	0.74%	—	—
29	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.65%	-0.05%	-0.91%
30	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	0.65%	-0.10%	+6.84%
31	BIT	Blackrock Multi-sector INC	Stock-Other	0.63%	-0.09%	—
32	DFP	Flaherty & Crumrine Dyn Pref	Stock-Other	0.57%	-0.06%	EXIT
33	NUV	Nuveen Municipal Value	Stock-Other	0.54%	—	+1510.05%
34	SDS	ProShares UltraShort S&P500	Stock-Other	0.54%	—	+15.34%
35	✓	Nuveen Equity Prem Adv Fd	Stock-Other	0.50%	—	-0.95%
36	CII	Blackrock Enhan Lrg Cap Core	Stock-Other	0.44%	—	-0.96%
37	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.42%	—	-8.60%
38	GDO	Western Ast Glb CORP Opprnty	Stock-Other	0.40%	—	—
39	APO	Apollo Global Management, Inc.	Stock-Financials	0.40%	—	—
40	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.39%	-0.04%	-21.79%
41	ETV	Eaton Vance T/m Buy-writ Opp	Stock-Other	0.35%	—	-55.75%
42	RGT	Royce Global Trust INC	Stock-Other	0.35%	—	—
43	ECF	Ellsworth Growth And Income	Stock-Other	0.33%	—	-0.26%
44	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	0.29%	—	-0.47%
45	✓	Guggenheim Cr Allocation Fd	Stock-Other	0.29%	—	—
46	GLO	Clough Global Opportunities	Stock-Other	0.22%	—	—
47	✓	Nuveen Eqty Prm Opportunityf	Stock-Other	0.21%	—	-42.34%
48	✓	Macquarie	Stock-Other	0.17%	—	-7.42%
49	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.15%	—	-75.16%
50	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.13%	-0.09%	EXIT

1–50 of 100

Holding changes this quarter

Position changes disclosed by Relative Value Partners, LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XJQCX	Nuveen Credit Strategies INC	+1.2%	+2907.76%	Add
2	XEVVX	Eaton Vance LTD Durat INC	+1.2%	+190.14%	Add
3	MIN	Mfs Intermediate INC Trust	+0.8%	+73.63%	Add
4	BDJ	Blackrock Enhanced Eqty Dvd	+0.7%	+28.34%	Add
5	MMT	Aberdeen Multimarket Income	+0.5%	+36.31%	Add
6	NUV	Nuveen Municipal Value	+0.5%	+1510.05%	Add
7	MGF	Mfs Govt Markets INC Trust	+0.4%	+37.68%	Add
8	GFY	Western Asset Var Rt Strat	+0.2%	+41.74%	Add
9	XMCRX	Mfs Charter Income Trust	+0.1%	+18.45%	Add
10	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+6.15%	Add
11	PPT	Putnam Premier Income Trust	+0.1%	+13.29%	Add
12	XBOEX	Blackrock Enh Glbl Dvd Tr	0%	+7.19%	Add
13	✓	Nexpoint Cr Strategies Fd	0%	-6.18%	Trim
14	VGT	Vanguard Info Tech ETF	0%	-0.22%	Trim
15	EFA	Ishares Msci Eafe ETF	-0.1%	-47.39%	Trim
16	XEVGX	Eaton Vance Short Dur Div In	-0.1%	+6.84%	Add
17	✓	Zweig Fd	-0.1%	-2.68%	Trim
18	USA	Liberty All Star Equity Fund	-0.1%	-1.50%	Trim
19	SDS	ProShares UltraShort S&P500	-0.1%	+15.34%	Add
20	TY	Tri-continental CORP	-0.1%	+1.24%	Add
21	XSSPX	Nuveen S&p 500 Dynam Overwr	-0.2%	-21.79%	Trim
22	OEF	Ishares S&p 100 ETF	-0.2%	+0.63%	Add
23	✓	Nuveen Eqty Prm Opportunityf	-0.2%	-42.34%	Trim
24	SMHC	VanEck China Semiconductor ETF	-0.2%	-8.60%	Trim
25	RVT	Royce Small-cap Trust INC	-0.2%	+0.73%	Add
26	✓	Zweig Total Return Fd INC	-0.2%	+1.48%	Add
27	ETJ	Eaton Vance Rsk-mgd Divers	-0.3%	+1.82%	Add
28	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.3%	-1.64%	Trim
29	XEXGX	Eaton Vance Tax-managed Glob	-0.4%	-23.78%	Trim
30	AB	AllianceBernstein Holding L.P.	-0.5%	+2.73%	Add
31	ETV	Eaton Vance T/m Buy-writ Opp	-0.5%	-55.75%	Trim
32	SPE	Special Opportunities Fund	-0.5%	-1.01%	Trim
33	BOND	Pimco Active Bond Exchange-t	-0.6%	-75.16%	Trim
34	BTZ	Blackrock Credit Allocation	-0.7%	+3.53%	Add
35	BND	Vanguard Total Bond Market	-0.9%	-37.98%	Trim
36	✓	Powershares	-2.2%	-98.53%	Trim
37	FPF	First Tr Interm Dur & INC	—	NEW	New buy
38	BIT	Blackrock Multi-sector INC	—	NEW	New buy
39	DFP	Flaherty & Crumrine Dyn Pref	—	NEW	New buy
40	IEF	Ishares 7-10 Year Treasury B	—	EXIT	Sold out
41	GDO	Western Ast Glb CORP Opprnty	—	NEW	New buy
42	APO	Apollo Global Management, Inc.	—	NEW	New buy
43	RGT	Royce Global Trust INC	—	NEW	New buy
44	✓	Guggenheim Cr Allocation Fd	—	NEW	New buy
45	BGX	Blackstone Long-short Credit	—	NEW	New buy
46	DSL	Doubleline Income Solutions	—	NEW	New buy
47	NNY	Nuveen New York Muni Val	—	NEW	New buy
48	PIM	Putnam Master Intrm INC Tr	—	NEW	New buy
49	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
50	✓	Cfs Bancorp	—	EXIT	Sold out