Relative Value Partners, LLC — Q3 2013 13F Holdings

Name: Relative Value Partners, LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001356223

Total reported value

$879.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BTZ	Blackrock Credit Allocation	Stock-Other	8.64%	+0.18%	+5.02%
2	OEF	Ishares S&p 100 ETF	ETF-Other	8.32%	-0.38%	-2.82%
3	AB	AllianceBernstein Holding L.P.	Stock-Other	5.76%	-0.03%	+3.89%
4	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	5.44%	—	-15.77%
5	RVT	Royce Small-cap Trust INC	Stock-Other	5.17%	-0.34%	+4.15%
6	TY	Tri-continental CORP	Stock-Other	5.12%	+0.02%	+3.18%
7	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	5.07%	+0.40%	+3.90%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.58%	-0.02%	+35.87%
9	✓	Zweig Total Return Fd INC	Stock-Other	4.53%	-0.02%	+6.25%
10	SPE	Special Opportunities Fund	Stock-Other	4.04%	-0.03%	+7.02%
11	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	3.60%	—	+6.10%
12	PPT	Putnam Premier Income Trust	Stock-Other	3.13%	—	+55.23%
13	USA	Liberty All Star Equity Fund	Stock-Other	2.63%	-0.12%	-22.38%
14	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	2.50%	-0.01%	+8.25%
15	MMT	Aberdeen Multimarket Income	Stock-Other	2.49%	-0.10%	+132.23%
16	XMCRX	Mfs Charter Income Trust	Stock-Other	2.42%	-0.04%	+232.60%
17	✓	Powershares	Stock-Other	2.19%	—	-8.08%
18	BND	Vanguard Total Bond Market	ETF-Other	2.05%	-0.04%	-56.55%
19	✓	Western Asset Infl Mgmt Fd I	Stock-Other	1.94%	—	+2.19%
20	✓	Zweig Fd	Stock-Other	1.75%	-0.08%	-2.27%
21	MIN	Mfs Intermediate INC Trust	Stock-Other	1.61%	+0.60%	+340.52%
22	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.58%	-0.36%	+55.49%
23	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	1.37%	—	-47.17%
24	VGT	Vanguard Info Tech ETF	ETF-Tech	1.31%	—	-0.49%
25	ETV	Eaton Vance T/m Buy-writ Opp	Stock-Other	0.83%	—	-66.25%
26	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.81%	+0.03%	—
27	GFY	Western Asset Var Rt Strat	Stock-Other	0.79%	+0.26%	+194.56%
28	✓	Nexpoint Cr Strategies Fd	Stock-Other	0.78%	-0.03%	EXIT
29	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.71%	-0.05%	-4.27%
30	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.70%	—	-34.86%
31	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	0.70%	-0.10%	+589.50%
32	SDS	ProShares UltraShort S&P500	Stock-Other	0.65%	—	-8.32%
33	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.61%	—	-0.84%
34	✓	Nuveen Equity Prem Adv Fd	Stock-Other	0.55%	—	+0.18%
35	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.54%	-0.04%	-27.95%
36	CII	Blackrock Enhan Lrg Cap Core	Stock-Other	0.47%	—	-4.97%
37	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.46%	—	-65.81%
38	✓	Nuveen Eqty Prm Opportunityf	Stock-Other	0.39%	—	-28.99%
39	ECF	Ellsworth Growth And Income	Stock-Other	0.36%	—	-1.02%
40	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	0.30%	—	+0.07%
41	GLO	Clough Global Opportunities	Stock-Other	0.25%	—	—
42	✓	Macquarie	Stock-Other	0.20%	—	-0.66%
43	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.14%	-0.09%	EXIT
44	L	Loews CORP	Stock-Financials	0.13%	—	—
45	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.12%	—	—
46	XBGYX	Blackrock Enh Intl Dvd Tr	Stock-Other	0.11%	—	-2.82%
47	✓	Polonia Bancorp, Inc.	Stock-Other	0.09%	—	—
48	EFA	Ishares Msci Eafe ETF	ETF-Other	0.09%	—	+19.77%
49	✓	Virtus Total Return Fd	Stock-Other	0.09%	—	+2.15%
50	INTC	Intel CORP	Stock-Tech	0.08%	—	—

1–50 of 88

Holding changes this quarter

Position changes disclosed by Relative Value Partners, LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XMCRX	Mfs Charter Income Trust	+1.7%	+232.60%	Add
2	MMT	Aberdeen Multimarket Income	+1.4%	+132.23%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+1.3%	+35.87%	Add
4	MIN	Mfs Intermediate INC Trust	+1.2%	+340.52%	Add
5	PPT	Putnam Premier Income Trust	+1%	+55.23%	Add
6	XEVGX	Eaton Vance Short Dur Div In	+0.6%	+589.50%	Add
7	GFY	Western Asset Var Rt Strat	+0.5%	+194.56%	Add
8	MGF	Mfs Govt Markets INC Trust	+0.5%	+55.49%	Add
9	✓	Zweig Total Return Fd INC	+0.4%	+6.25%	Add
10	SPE	Special Opportunities Fund	+0.3%	+7.02%	Add
11	BTZ	Blackrock Credit Allocation	+0.3%	+5.02%	Add
12	XBOEX	Blackrock Enh Glbl Dvd Tr	+0.2%	+8.25%	Add
13	TY	Tri-continental CORP	+0.2%	+3.18%	Add
14	BDJ	Blackrock Enhanced Eqty Dvd	+0.1%	+6.10%	Add
15	VGT	Vanguard Info Tech ETF	+0.1%	-0.49%	Trim
16	ETJ	Eaton Vance Rsk-mgd Divers	+0.1%	+3.90%	Add
17	FEZ	State Street Spdr Euro Stoxx	0%	+42.39%	Add
18	✓	Zweig Fd	0%	-2.27%	Trim
19	EFA	Ishares Msci Eafe ETF	0%	+19.77%	Add
20	RVT	Royce Small-cap Trust INC	0%	+4.15%	Add
21	EOI	Eaton Vance Enhanced Eq Incm	0%	+0.07%	Add
22	✓	Western Asset Infl Mgmt Fd I	0%	+2.19%	Add
23	✓	Mfs Intermarket Income Trust	0%	-21.71%	Trim
24	NUV	Nuveen Municipal Value	0%	-35.71%	Trim
25	SHV	Ishares 0-1 Year Treasury Bo	0%	-36.55%	Trim
26	ETW	Eaton Vance T/m Glbl Buy-wr	0%	-19.53%	Trim
27	CII	Blackrock Enhan Lrg Cap Core	0%	-4.97%	Trim
28	NIE	Virtus Equity & Convertible Income Fund	0%	-4.27%	Trim
29	OEF	Ishares S&p 100 ETF	-0.1%	-2.82%	Trim
30	✓	Nexpoint Cr Strategies Fd	-0.1%	-3.21%	Trim
31	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	-0.2%	-73.43%	Trim
32	SDS	ProShares UltraShort S&P500	-0.2%	-8.32%	Trim
33	✓	Nuveen Eqty Prm Opportunityf	-0.2%	-28.99%	Trim
34	AB	AllianceBernstein Holding L.P.	-0.2%	+3.89%	Add
35	XSSPX	Nuveen S&p 500 Dynam Overwr	-0.2%	-27.95%	Trim
36	✓	Powershares	-0.2%	-8.08%	Trim
37	XBXMX	Nuveen S&p 500 Buy-wr INC	-0.3%	-69.01%	Trim
38	BOND	Pimco Active Bond Exchange-t	-0.4%	-34.86%	Trim
39	USA	Liberty All Star Equity Fund	-0.7%	-22.38%	Trim
40	IEF	Ishares 7-10 Year Treasury B	-0.9%	-65.81%	Trim
41	XETYX	Eaton Vance Tax-mgd Div Eqty	-1.2%	-15.77%	Trim
42	XEXGX	Eaton Vance Tax-managed Glob	-1.2%	-47.17%	Trim
43	ETV	Eaton Vance T/m Buy-writ Opp	-1.7%	-66.25%	Trim
44	BND	Vanguard Total Bond Market	-2.8%	-56.55%	Trim
45	XEVVX	Eaton Vance LTD Durat INC	—	NEW	New buy
46	✓	Guggenheim Enhanced Equity S	—	EXIT	Sold out
47	VCIT	Vanguard Int-term Corporate	—	EXIT	Sold out
48	VDE	Vanguard Energy ETF	—	EXIT	Sold out
49	COP	Conocophillips	—	NEW	New buy
50	✓	Cys Invts INC	—	NEW	New buy