Relative Value Partners Group, LLC — Q4 2020 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	6.87%	—	-2.75%
2	VTV	Vanguard Value ETF	ETF-Other	4.84%	—	+22.70%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.08%	—	+2.69%
4	MINT	Pimco Enhanced Short Maturit	ETF-Other	3.86%	—	+154.18%
5	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	3.74%	—	+3.24%
6	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.63%	—	+0.14%
7	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.62%	—	+4.62%
8	PRF	Invesco Rafi US 1000 ETF	ETF-Other	3.36%	—	+6.37%
9	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	3.13%	—	+0.23%
10	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	3.06%	—	+0.72%
11	SPE	Special Opportunities Fund	Stock-Other	2.47%	—	+0.95%
12	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	2.47%	—	-2.00%
13	VGT	Vanguard Info Tech ETF	ETF-Tech	2.02%	—	-5.51%
14	EIM	Eaton Vance Municipal Bond	Stock-Other	2.01%	—	-0.35%
15	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	2.00%	—	+0.58%
16	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	1.92%	—	-1.02%
17	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.88%	—	+2.28%
18	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.82%	—	+2.24%
19	CCIF	Carlyle Credit Income Fund	Stock-Other	1.73%	—	+4.93%
20	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.71%	—	+3.43%
21	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	1.70%	—	+3.56%
22	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	1.47%	—	—
23	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.34%	—	-4.11%
24	EMF	Templeton Emerging Markets	Stock-Other	1.29%	—	-0.73%
25	TY	Tri-continental CORP	Stock-Other	1.27%	—	-2.38%
26	BBDC	Barings Bdc INC	Stock-Other	1.23%	—	+7.84%
27	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.18%	—	-31.44%
28	MIN	Mfs Intermediate INC Trust	Stock-Other	1.17%	—	+1.10%
29	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.17%	—	+24.95%
30	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	1.05%	—	+10.77%
31	CMBS	Ishares Cmbs ETF	ETF-Other	1.03%	—	—
32	JRI	Nuveen Real Asset INC & Grw	Stock-Other	0.97%	—	+3.79%
33	GDL	Gdl Fund	Stock-Other	0.87%	—	+6.04%
34	NAD	Nuveen Quality Municipal INC	Stock-Other	0.86%	—	+24.86%
35	TMLP	Tortoise MLP ETF	ETF-Other	0.80%	—	+11.88%
36	XWIAX	Western Asset Infl-link Sec	Stock-Other	0.79%	—	-25.99%
37	EPS	Wisdomtree US Large Cap Fund	ETF-Large Cap & Growth	0.79%	—	+11.53%
38	AEF	Abrdn Emerging Markets Ex Ch	Stock-Other	0.72%	—	-0.66%
39	OCSI	Oaktree Strategic Income Cor	Stock-Other	0.55%	—	+19.46%
40	LADR	Ladder Capital Corp-reit	Stock-Other	0.54%	—	+10.99%
41	ARCC	Ares Capital CORP	Stock-Financials	0.53%	—	+12.15%
42	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.53%	—	+111.97%
43	MGF	Mfs Govt Markets INC Trust	Stock-Other	0.53%	—	-0.28%
44	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.51%	—	-30.39%
45	SPTS	Ss Spdr P St Term Tsy ETF	ETF-Other	0.45%	—	-7.05%
46	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.45%	—	+17.01%
47	JLS	Nuveen Mortgage & Income	Stock-Other	0.44%	—	—
48	QUAL	Ishares Msci USA Quality Fac	ETF-Other	0.41%	—	-20.01%
49	EDIV	State Street Spdr S&p Emergi	ETF-Other	0.40%	—	+8.85%
50	2JE	Focus Financial Partners-a	Stock-Other	0.38%	—	-8.84%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MINT	Pimco Enhanced Short Maturit	+2.2%	+154.18%	Add
2	VTV	Vanguard Value ETF	+1%	+22.70%	Add
3	PRF	Invesco Rafi US 1000 ETF	+0.4%	+6.37%	Add
4	XBXMX	Nuveen S&p 500 Buy-wr INC	+0.3%	+111.97%	Add
5	VEA	Vanguard Ftse Developed ETF	+0.3%	+24.95%	Add
6	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+2.69%	Add
7	TMLP	Tortoise MLP ETF	+0.2%	+11.88%	Add
8	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.2%	+0.23%	Add
9	LADR	Ladder Capital Corp-reit	+0.2%	+10.99%	Add
10	BBDC	Barings Bdc INC	+0.1%	+7.84%	Add
11	NAD	Nuveen Quality Municipal INC	+0.1%	+24.86%	Add
12	EMF	Templeton Emerging Markets	+0.1%	-0.73%	Trim
13	OCSI	Oaktree Strategic Income Cor	+0.1%	+19.46%	Add
14	GPMT	Granite Point Mortgage Trust	+0.1%	+11.59%	Add
15	IEMG	Ishares Core Msci Emerging	+0.1%	+39.74%	Add
16	SPE	Special Opportunities Fund	+0.1%	+0.95%	Add
17	EPS	Wisdomtree US Large Cap Fund	+0.1%	+11.53%	Add
18	PFLT	Pennantpark Floating Rate Ca	+0.1%	+32.84%	Add
19	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+3.24%	Add
20	IVE	Ishares S&p 500 Value ETF	+0.1%	+3.43%	Add
21	AEF	Abrdn Emerging Markets Ex Ch	+0.1%	-0.66%	Trim
22	ARCC	Ares Capital CORP	+0.1%	+12.15%	Add
23	XEVVX	Eaton Vance LTD Durat INC	+0.1%	+0.14%	Add
24	JRI	Nuveen Real Asset INC & Grw	+0.1%	+3.79%	Add
25	NZF	Nuveen Municipal Credit Income Fund	0%	+10.77%	Add
26	XEVGX	Eaton Vance Short Dur Div In	0%	+2.24%	Add
27	TY	Tri-continental CORP	0%	-2.38%	Trim
28	XFRAX	Blackrock Fltng Rt INC Strat	0%	+2.28%	Add
29	VGT	Vanguard Info Tech ETF	0%	-5.51%	Trim
30	OEF	Ishares S&p 100 ETF	-0.2%	-2.75%	Trim
31	SHY	Ishares 1-3 Year Treasury Bo	-0.2%	-32.11%	Trim
32	✓	Ishares Tr	-0.2%	-66.15%	Trim
33	XWIAX	Western Asset Infl-link Sec	-0.3%	-25.99%	Trim
34	EFT	Eaton Vance Fltng Rt INC Tr	-0.3%	-46.40%	Trim
35	BSV	Vanguard Short-term Bond ETF	-0.3%	-30.39%	Trim
36	XPHDX	Pioneer Floating Rate Fund	-0.5%	-86.88%	Trim
37	IEI	Ishares 3-7 Year Treasury Bo	-0.7%	-31.44%	Trim
38	VOYA	Voya Financial, Inc.	-1.5%	-94.42%	Trim
39	SPE 3.5 PERP	Special Opportunity Fund	—	EXIT	Sold out
40	GFY	Western Asset Var Rt Strat	—	EXIT	Sold out
41	VGSH	Vanguard Short-term Treasury	—	NEW	New buy
42	CMBS	Ishares Cmbs ETF	—	NEW	New buy
43	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
44	✓	Western Asset Corporation Fd I	—	EXIT	Sold out
45	JLS	Nuveen Mortgage & Income	—	NEW	New buy
46	WFC 7.5 PERP L	Wells Fargo & Company	—	EXIT	Sold out
47	EBC	Eastern Bankshares INC	—	NEW	New buy
48	JHB	Nuveen Corporate Income Nove	—	NEW	New buy
49	DLY	Doubleline Yield Opport	—	NEW	New buy
50	IAUUSD	Ishares Gold Trust	—	NEW	New buy