Relative Value Partners Group, LLC — Q3 2020 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	7.02%	—	-0.69%
2	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.89%	—	-2.41%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.81%	—	+0.15%
4	VTV	Vanguard Value ETF	ETF-Other	3.80%	—	+94.90%
5	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	3.64%	—	+1.46%
6	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.58%	—	+0.19%
7	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	3.29%	—	-0.08%
8	PRF	Invesco Rafi US 1000 ETF	ETF-Other	2.96%	—	+2.87%
9	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.95%	—	+1.37%
10	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	2.76%	—	-0.48%
11	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	2.69%	—	+0.31%
12	SPE	Special Opportunities Fund	Stock-Other	2.36%	—	+0.27%
13	GFY	Western Asset Var Rt Strat	Stock-Other	2.27%	—	-4.65%
14	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	2.22%	—	-7.46%
15	EIM	Eaton Vance Municipal Bond	Stock-Other	2.14%	—	-5.77%
16	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	2.13%	—	+5.27%
17	VGT	Vanguard Info Tech ETF	ETF-Tech	2.06%	—	-0.93%
18	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.90%	—	+7.17%
19	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.89%	—	-34.81%
20	CCIF	Carlyle Credit Income Fund	Stock-Other	1.82%	—	+14.22%
21	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	1.81%	—	+1.65%
22	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.80%	—	+0.75%
23	MINT	Pimco Enhanced Short Maturit	ETF-Other	1.66%	—	—
24	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.61%	—	-2.21%
25	VOYA	Voya Financial, Inc.	Stock-Financials	1.58%	—	-1.25%
26	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.45%	—	-0.86%
27	TY	Tri-continental CORP	Stock-Other	1.25%	—	-0.18%
28	MIN	Mfs Intermediate INC Trust	Stock-Other	1.24%	—	+1.17%
29	EMF	Templeton Emerging Markets	Stock-Other	1.17%	—	+0.46%
30	BBDC	Barings Bdc INC	Stock-Other	1.09%	—	+0.15%
31	XWIAX	Western Asset Infl-link Sec	Stock-Other	1.05%	—	+2.67%
32	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	1.01%	—	+6.42%
33	JRI	Nuveen Real Asset INC & Grw	Stock-Other	0.92%	—	+1.43%
34	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.89%	—	+1683.24%
35	GDL	Gdl Fund	Stock-Other	0.87%	—	+6.77%
36	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.80%	—	-22.10%
37	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.74%	—	-17.24%
38	NAD	Nuveen Quality Municipal INC	Stock-Other	0.72%	—	—
39	EPS	Wisdomtree US Large Cap Fund	ETF-Large Cap & Growth	0.68%	—	-0.36%
40	AEF	Abrdn Emerging Markets Ex Ch	Stock-Other	0.62%	—	+0.46%
41	TMLP	Tortoise MLP ETF	ETF-Other	0.60%	—	+13.62%
42	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.60%	—	-0.19%
43	MGF	Mfs Govt Markets INC Trust	Stock-Other	0.59%	—	-0.74%
44	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.55%	—	-25.93%
45	SPTS	Ss Spdr P St Term Tsy ETF	ETF-Other	0.53%	—	-81.54%
46	✓	Western Asset Corporation Fd I	Stock-Other	0.53%	—	—
47	QUAL	Ishares Msci USA Quality Fac	ETF-Other	0.50%	—	-78.02%
48	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	0.46%	—	-3.10%
49	ARCC	Ares Capital CORP	Stock-Financials	0.43%	—	+4.21%
50	OCSI	Oaktree Strategic Income Cor	Stock-Other	0.43%	—	-0.39%

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Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTV	Vanguard Value ETF	+1.9%	+94.90%	Add
2	VEA	Vanguard Ftse Developed ETF	+0.8%	+1683.24%	Add
3	OEF	Ishares S&p 100 ETF	+0.5%	-0.69%	Trim
4	DGRW	Wisdomtree U.s. Quality Divi	+0.3%	+1.46%	Add
5	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+0.15%	Add
6	CCIF	Carlyle Credit Income Fund	+0.3%	+14.22%	Add
7	SPE	Special Opportunities Fund	+0.2%	+0.27%	Add
8	PRF	Invesco Rafi US 1000 ETF	+0.2%	+2.87%	Add
9	VGT	Vanguard Info Tech ETF	+0.2%	-0.93%	Trim
10	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.2%	+1.37%	Add
11	XFRAX	Blackrock Fltng Rt INC Strat	+0.2%	+7.17%	Add
12	XBXMX	Nuveen S&p 500 Buy-wr INC	+0.2%	+204.52%	Add
13	LADR	Ladder Capital Corp-reit	+0.1%	+70.07%	Add
14	EMF	Templeton Emerging Markets	+0.1%	+0.46%	Add
15	SHM	Ss Spdr N Ice St Muni ETF	+0.1%	+5.27%	Add
16	VOYA	Voya Financial, Inc.	+0.1%	-1.25%	Trim
17	2JE	Focus Financial Partners-a	+0.1%	+32.42%	Add
18	TRTX	Tpg Re Finance Trust INC	+0.1%	+40.78%	Add
19	BRT	Brt Apartments CORP	+0.1%	+69.10%	Add
20	ACRE	Ares Commercial Real Estate	+0.1%	+43.44%	Add
21	GDL	Gdl Fund	+0.1%	+6.77%	Add
22	NZF	Nuveen Municipal Credit Income Fund	+0.1%	+6.42%	Add
23	XWIAX	Western Asset Infl-link Sec	+0.1%	+2.67%	Add
24	EQR	Equity Residential	+0.1%	+77.61%	Add
25	TY	Tri-continental CORP	0%	-0.18%	Trim
26	TRUP	Trupanion INC	-0.1%	-79.38%	Trim
27	EIM	Eaton Vance Municipal Bond	-0.1%	-5.77%	Trim
28	GOVT	Ishares US Treasury Bond ETF	-0.2%	-2.41%	Trim
29	XPHDX	Pioneer Floating Rate Fund	-0.2%	-25.93%	Trim
30	TLT	iShares 20+ Year Treasury Bond ETF	-0.2%	-17.24%	Trim
31	IEF	Ishares 7-10 Year Treasury B	-0.2%	-7.46%	Trim
32	BSV	Vanguard Short-term Bond ETF	-0.2%	-22.10%	Trim
33	✓	Ishares Tr	-0.3%	-52.24%	Trim
34	IEI	Ishares 3-7 Year Treasury Bo	-1%	-34.81%	Trim
35	QUAL	Ishares Msci USA Quality Fac	-1.6%	-78.02%	Trim
36	SPTS	Ss Spdr P St Term Tsy ETF	-2.4%	-81.54%	Trim
37	SHY	Ishares 1-3 Year Treasury Bo	-2.5%	-85.92%	Trim
38	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
39	NAD	Nuveen Quality Municipal INC	—	NEW	New buy
40	✓	Western Asset Corporation Fd I	—	NEW	New buy
41	TLI	Western Asset Corporate Loan	—	EXIT	Sold out
42	HP5A	Equity Commonwealth	—	NEW	New buy
43	AGNC	Agnc Investment CORP	—	EXIT	Sold out
44	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
45	IAUUSD	Ishares Gold Trust	—	EXIT	Sold out
46	BXMT	Blackstone Mortgage Tru-cl A	—	NEW	New buy
47	KMI	Kinder Morgan INC	—	NEW	New buy
48	IHS	Ihs Markit LTD	—	EXIT	Sold out
49	BLW	Blackrock LTD Durat INC Tr	—	EXIT	Sold out
50	NUV	Nuveen Municipal Value	—	EXIT	Sold out