Relative Value Partners Group, LLC — Q4 2018 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	6.08%	—	+1.94%
2	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	3.90%	—	-2.35%
3	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.70%	—	+52.41%
4	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.46%	—	-11.37%
5	TSI	Tcw Strategic Income Fund	Stock-Other	3.42%	—	-2.07%
6	JLS	Nuveen Mortgage & Income	Stock-Other	3.33%	—	-0.42%
7	TY	Tri-continental CORP	Stock-Other	3.31%	—	-0.44%
8	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	3.02%	—	+2.67%
9	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	2.97%	—	-12.57%
10	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.97%	—	+3.46%
11	SPE	Special Opportunities Fund	Stock-Other	2.75%	—	+2.51%
12	BTZ	Blackrock Credit Allocation	Stock-Other	2.57%	—	+1.14%
13	PRF	Invesco Rafi US 1000 ETF	ETF-Other	2.52%	—	-12.21%
14	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.40%	—	-1.09%
15	NUV	Nuveen Municipal Value	Stock-Other	2.37%	—	+51.45%
16	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.30%	—	+0.88%
17	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	2.15%	—	+29.80%
18	VOYA	Voya Financial, Inc.	Stock-Financials	2.09%	—	+7.41%
19	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.90%	—	+12.37%
20	GFY	Western Asset Var Rt Strat	Stock-Other	1.77%	—	+10.65%
21	EMF	Templeton Emerging Markets	Stock-Other	1.66%	—	+2.59%
22	GAM	General American Investors	Stock-Other	1.66%	—	+1.87%
23	XPHDX	Pioneer Floating Rate Fund	Stock-Other	1.61%	—	+20.98%
24	VGT	Vanguard Info Tech ETF	ETF-Tech	1.60%	—	+0.05%
25	XMCRX	Mfs Charter Income Trust	Stock-Other	1.59%	—	-14.67%
26	JRI	Nuveen Real Asset INC & Grw	Stock-Other	1.58%	—	+7.14%
27	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.56%	—	+70.56%
28	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.44%	—	+0.18%
29	SPTS	Ss Spdr P St Term Tsy ETF	ETF-Other	1.35%	—	+19.10%
30	MIN	Mfs Intermediate INC Trust	Stock-Other	1.35%	—	+8.44%
31	EWJ	Ishares Msci Japan ETF	ETF-Other	1.34%	—	-1.22%
32	GDL	Gdl Fund	Stock-Other	1.18%	—	+4.53%
33	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.01%	—	-46.63%
34	BBDC	Barings Bdc INC	Stock-Other	0.96%	—	+3.14%
35	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.94%	—	+27.49%
36	EIM	Eaton Vance Municipal Bond	Stock-Other	0.90%	—	—
37	USA	Liberty All Star Equity Fund	Stock-Other	0.87%	—	-14.51%
38	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.77%	—	+62.55%
39	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	Stock-Other	0.67%	—	+3.69%
40	QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	Stock-Other	0.65%	—	—
41	VTV	Vanguard Value ETF	ETF-Other	0.65%	—	—
42	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.59%	—	+45.11%
43	OPP	Rivernrth/doublelne Str Opp	Stock-Other	0.59%	—	+18.52%
44	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.59%	—	-10.50%
45	KBE	Ss Spdr S&p Bank ETF	ETF-Other	0.58%	—	-49.82%
46	PNNT	Pennantpark Investment CORP	Stock-Other	0.56%	—	+2.74%
47	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.54%	—	—
48	EDIV	State Street Spdr S&p Emergi	ETF-Other	0.50%	—	-11.27%
49	ARCC	Ares Capital CORP	Stock-Financials	0.48%	—	+7.80%
50	XAODX	Abrdn Total Dynamic Dividend	Stock-Other	0.47%	—	+17.31%

1–50 of 155

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XEVVX	Eaton Vance LTD Durat INC	+1.4%	+52.41%	Add
2	NUV	Nuveen Municipal Value	+0.9%	+51.45%	Add
3	XFRAX	Blackrock Fltng Rt INC Strat	+0.6%	+70.56%	Add
4	XEVGX	Eaton Vance Short Dur Div In	+0.5%	+29.80%	Add
5	XJQCX	Nuveen Credit Strategies INC	+0.3%	+62.55%	Add
6	SPTS	Ss Spdr P St Term Tsy ETF	+0.3%	+19.10%	Add
7	SPE 3.5 PERP	Special Opportunity Fund	+0.3%	+2.67%	Add
8	GFY	Western Asset Var Rt Strat	+0.2%	+10.65%	Add
9	BLW	Blackrock LTD Durat INC Tr	+0.2%	+45.11%	Add
10	XPHDX	Pioneer Floating Rate Fund	+0.2%	+20.98%	Add
11	GDL	Gdl Fund	+0.2%	+4.53%	Add
12	MIN	Mfs Intermediate INC Trust	+0.2%	+8.44%	Add
13	EFT	Eaton Vance Fltng Rt INC Tr	+0.2%	+27.49%	Add
14	IVE	Ishares S&p 500 Value ETF	+0.2%	+270.34%	Add
15	TMLP	Tortoise MLP ETF	+0.1%	+74.96%	Add
16	JLS	Nuveen Mortgage & Income	0%	-0.42%	Trim
17	TSI	Tcw Strategic Income Fund	0%	-2.07%	Trim
18	DSU	Blackrock Debt Strategies	-0.2%	-79.37%	Trim
19	EWJ	Ishares Msci Japan ETF	-0.2%	-1.22%	Trim
20	XMCRX	Mfs Charter Income Trust	-0.2%	-14.67%	Trim
21	DGRW	Wisdomtree U.s. Quality Divi	-0.2%	+0.88%	Add
22	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	-0.2%	+3.46%	Add
23	GOVT	Ishares US Treasury Bond ETF	-0.2%	-12.57%	Trim
24	SHY	Ishares 1-3 Year Treasury Bo	-0.3%	-11.37%	Trim
25	VGT	Vanguard Info Tech ETF	-0.3%	+0.05%	Add
26	TY	Tri-continental CORP	-0.3%	-0.44%	Trim
27	USA	Liberty All Star Equity Fund	-0.3%	-14.51%	Trim
28	VTI	Vanguard Total Stock Mkt ETF	-0.3%	-1.09%	Trim
29	SPE	Special Opportunities Fund	-0.4%	+2.51%	Add
30	GAM	General American Investors	-0.4%	+1.87%	Add
31	XLV	Ss Health Care Select Sector	-0.4%	-82.73%	Trim
32	OEF	Ishares S&p 100 ETF	-0.6%	+1.94%	Add
33	VEU	Vanguard Ftse All-world Ex-u	-0.6%	-72.78%	Trim
34	PRF	Invesco Rafi US 1000 ETF	-0.7%	-12.21%	Trim
35	KBE	Ss Spdr S&p Bank ETF	-0.8%	-49.82%	Trim
36	SHV	Ishares 0-1 Year Treasury Bo	-0.8%	-46.63%	Trim
37	AMLPUSD	Alerian Mlp ETF	-0.9%	-90.71%	Trim
38	✓	DWS Multi-Market Income Trust	—	EXIT	Sold out
39	EIM	Eaton Vance Municipal Bond	—	NEW	New buy
40	QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	—	NEW	New buy
41	VTV	Vanguard Value ETF	—	NEW	New buy
42	✓	DWS Strategic Income Trust	—	EXIT	Sold out
43	NZF	Nuveen Municipal Credit Income Fund	—	NEW	New buy
44	VHT	Vanguard Health Care ETF	—	NEW	New buy
45	XEFLX	Eaton Vance Floating-rate 20	—	NEW	New buy
46	BGT	Blackrock Fltng Rt INC Tr	—	NEW	New buy
47	✓	First Tr Sr Floating Rate 20	—	NEW	New buy
48	MHD	BlackRock MuniHoldings Fund, Inc.	—	NEW	New buy
49	EIPI	FT Energy Income Partners Enhanced Income ETF	—	NEW	New buy
50	WMB	Williams Cos INC	—	EXIT	Sold out