Relative Value Partners Group, LLC — Q3 2018 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	6.64%	—	-3.70%
2	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	3.74%	—	+261.93%
3	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.71%	—	+95.20%
4	TY	Tri-continental CORP	Stock-Other	3.62%	—	-6.50%
5	TSI	Tcw Strategic Income Fund	Stock-Other	3.41%	—	-2.28%
6	JLS	Nuveen Mortgage & Income	Stock-Other	3.29%	—	-1.59%
7	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.21%	—	-0.77%
8	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	3.20%	—	+8.01%
9	PRF	Invesco Rafi US 1000 ETF	ETF-Other	3.20%	—	—
10	SPE	Special Opportunities Fund	Stock-Other	3.11%	—	+1.44%
11	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	2.77%	—	-0.35%
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.73%	—	-2.00%
13	BTZ	Blackrock Credit Allocation	Stock-Other	2.53%	—	-1.44%
14	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.52%	—	-3.10%
15	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	2.34%	—	-0.35%
16	GAM	General American Investors	Stock-Other	2.02%	—	-0.70%
17	VOYA	Voya Financial, Inc.	Stock-Financials	1.97%	—	+11.41%
18	VGT	Vanguard Info Tech ETF	ETF-Tech	1.86%	—	-1.01%
19	✓	DWS Multi-Market Income Trust	Stock-Other	1.84%	—	-1.90%
20	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.81%	—	-4.71%
21	XMCRX	Mfs Charter Income Trust	Stock-Other	1.81%	—	-1.84%
22	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.80%	—	+0.42%
23	EMF	Templeton Emerging Markets	Stock-Other	1.69%	—	+1.12%
24	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.63%	—	+10.68%
25	JRI	Nuveen Real Asset INC & Grw	Stock-Other	1.60%	—	+0.18%
26	GFY	Western Asset Var Rt Strat	Stock-Other	1.55%	—	+2.89%
27	EWJ	Ishares Msci Japan ETF	ETF-Other	1.53%	—	-0.66%
28	NUV	Nuveen Municipal Value	Stock-Other	1.51%	—	+25.25%
29	XPHDX	Pioneer Floating Rate Fund	Stock-Other	1.40%	—	+14.88%
30	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.36%	—	-0.69%
31	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.35%	—	-1.89%
32	USA	Liberty All Star Equity Fund	Stock-Other	1.19%	—	-0.99%
33	MIN	Mfs Intermediate INC Trust	Stock-Other	1.16%	—	-0.96%
34	SPTS	Ss Spdr P St Term Tsy ETF	ETF-Other	1.08%	—	—
35	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.00%	—	-1.16%
36	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.00%	—	-0.25%
37	GDL	Gdl Fund	Stock-Other	0.99%	—	-0.34%
38	BBDC	Barings Bdc INC	Stock-Other	0.94%	—	—
39	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.82%	—	-0.63%
40	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.76%	—	-27.77%
41	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.65%	—	+0.42%
42	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	Stock-Other	0.62%	—	+4.71%
43	PNNT	Pennantpark Investment CORP	Stock-Other	0.60%	—	+5.56%
44	✓	DWS Strategic Income Trust	Stock-Other	0.58%	—	-1.34%
45	EDIV	State Street Spdr S&p Emergi	ETF-Other	0.56%	—	-47.83%
46	XLV	Ss Health Care Select Sector	ETF-Other	0.51%	—	—
47	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.49%	—	+29.98%
48	ARCC	Ares Capital CORP	Stock-Financials	0.47%	—	-16.46%
49	OPP	Rivernrth/doublelne Str Opp	Stock-Other	0.46%	—	-26.69%
50	LADR	Ladder Capital Corp-reit	Stock-Other	0.45%	—	-25.40%

1–50 of 144

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEI	Ishares 3-7 Year Treasury Bo	+2.7%	+261.93%	Add
2	SHY	Ishares 1-3 Year Treasury Bo	+1.8%	+95.20%	Add
3	NUV	Nuveen Municipal Value	+0.3%	+25.25%	Add
4	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.3%	+8.01%	Add
5	OEF	Ishares S&p 100 ETF	+0.3%	-3.70%	Trim
6	VGT	Vanguard Info Tech ETF	+0.2%	-1.01%	Trim
7	XPHDX	Pioneer Floating Rate Fund	+0.2%	+14.88%	Add
8	XEVGX	Eaton Vance Short Dur Div In	+0.1%	+10.68%	Add
9	GAM	General American Investors	+0.1%	-0.70%	Trim
10	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-2.00%	Trim
11	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	-3.10%	Trim
12	XJQCX	Nuveen Credit Strategies INC	+0.1%	+29.98%	Add
13	VOYA	Voya Financial, Inc.	+0.1%	+11.41%	Add
14	USA	Liberty All Star Equity Fund	+0.1%	-0.99%	Trim
15	PNNT	Pennantpark Investment CORP	+0.1%	+5.56%	Add
16	OCSI	Oaktree Strategic Income Cor	+0.1%	+16.33%	Add
17	GOVT	Ishares US Treasury Bond ETF	-0.1%	-0.77%	Trim
18	BLW	Blackrock LTD Durat INC Tr	-0.1%	-1.57%	Trim
19	ARCC	Ares Capital CORP	-0.1%	-16.46%	Trim
20	BDJ	Blackrock Enhanced Eqty Dvd	-0.1%	-40.28%	Trim
21	TSI	Tcw Strategic Income Fund	-0.1%	-2.28%	Trim
22	JRI	Nuveen Real Asset INC & Grw	-0.1%	+0.18%	Add
23	SHV	Ishares 0-1 Year Treasury Bo	-0.1%	-4.71%	Trim
24	XEVVX	Eaton Vance LTD Durat INC	-0.1%	-0.35%	Trim
25	MIN	Mfs Intermediate INC Trust	-0.1%	-0.96%	Trim
26	DSU	Blackrock Debt Strategies	-0.1%	-17.37%	Trim
27	GDL	Gdl Fund	-0.1%	-0.34%	Trim
28	SPE 3.5 PERP	Special Opportunity Fund	-0.1%	-0.35%	Trim
29	BTZ	Blackrock Credit Allocation	-0.1%	-1.44%	Trim
30	LADR	Ladder Capital Corp-reit	-0.1%	-25.40%	Trim
31	JLS	Nuveen Mortgage & Income	-0.1%	-1.59%	Trim
32	XMCRX	Mfs Charter Income Trust	-0.2%	-1.84%	Trim
33	ANH	Anworth Mortgage Asset CORP	-0.2%	-91.53%	Trim
34	TY	Tri-continental CORP	-0.2%	-6.50%	Trim
35	OPP	Rivernrth/doublelne Str Opp	-0.2%	-26.69%	Trim
36	EFT	Eaton Vance Fltng Rt INC Tr	-0.3%	-27.77%	Trim
37	EDIV	State Street Spdr S&p Emergi	-0.5%	-47.83%	Trim
38	PRF	Invesco Rafi US 1000 ETF	—	NEW	New buy
39	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	EXIT	Sold out
40	FLOT	Ishares Floating Rate Bond E	—	EXIT	Sold out
41	VGIT	Vanguard Intermediate-term T	—	EXIT	Sold out
42	SPTS	Ss Spdr P St Term Tsy ETF	—	NEW	New buy
43	✓	American Capital Sr Floating LTD Com Usd0.01	—	EXIT	Sold out
44	BBDC	Barings Bdc INC	—	NEW	New buy
45	XLV	Ss Health Care Select Sector	—	NEW	New buy
46	PINE	Alpine Income Property Trust, Inc.	—	EXIT	Sold out
47	XAODX	Abrdn Total Dynamic Dividend	—	NEW	New buy
48	✓	Triangle Cap CORP	—	EXIT	Sold out
49	TCPC	Blackrock Tcp Capital CORP	—	NEW	New buy
50	✓	Tcp Cap CORP	—	EXIT	Sold out