Relative Value Partners Group, LLC — Q2 2018 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	6.37%	—	+0.34%
2	TY	Tri-continental CORP	Stock-Other	3.81%	—	-1.97%
3	TSI	Tcw Strategic Income Fund	Stock-Other	3.48%	—	-0.20%
4	JLS	Nuveen Mortgage & Income	Stock-Other	3.41%	—	-1.81%
5	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.26%	—	-0.73%
6	SPE	Special Opportunities Fund	Stock-Other	3.13%	—	+0.37%
7	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	3.03%	—	+1.48%
8	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.93%	—	+11.96%
9	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	2.87%	—	-1.89%
10	FLOT	Ishares Floating Rate Bond E	ETF-Other	2.77%	—	-2.43%
11	VGIT	Vanguard Intermediate-term T	ETF-Other	2.64%	—	-5.79%
12	BTZ	Blackrock Credit Allocation	Stock-Other	2.64%	—	-0.38%
13	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.60%	—	-0.92%
14	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	2.43%	—	-12.61%
15	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.40%	—	+2.60%
16	XMCRX	Mfs Charter Income Trust	Stock-Other	1.96%	—	-3.15%
17	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.90%	—	+17.26%
18	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.89%	—	—
19	GAM	General American Investors	Stock-Other	1.88%	—	+0.50%
20	✓	DWS Multi-Market Income Trust	Stock-Other	1.87%	—	-0.90%
21	VOYA	Voya Financial, Inc.	Stock-Financials	1.85%	—	+58.11%
22	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.83%	—	-2.59%
23	EMF	Templeton Emerging Markets	Stock-Other	1.70%	—	-0.15%
24	VGT	Vanguard Info Tech ETF	ETF-Tech	1.68%	—	-0.54%
25	JRI	Nuveen Real Asset INC & Grw	Stock-Other	1.67%	—	-0.22%
26	GFY	Western Asset Var Rt Strat	Stock-Other	1.58%	—	+0.68%
27	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.49%	—	+30.42%
28	EWJ	Ishares Msci Japan ETF	ETF-Other	1.48%	—	+0.42%
29	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.40%	—	+2.74%
30	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.39%	—	+0.17%
31	MIN	Mfs Intermediate INC Trust	Stock-Other	1.25%	—	-3.96%
32	XPHDX	Pioneer Floating Rate Fund	Stock-Other	1.25%	—	+9.02%
33	NUV	Nuveen Municipal Value	Stock-Other	1.23%	—	+106.05%
34	USA	Liberty All Star Equity Fund	Stock-Other	1.12%	—	-6.91%
35	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	1.10%	—	-14.26%
36	GDL	Gdl Fund	Stock-Other	1.08%	—	-65.25%
37	EDIV	State Street Spdr S&p Emergi	ETF-Other	1.06%	—	+2.84%
38	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.04%	—	-0.74%
39	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.01%	—	-46.68%
40	✓	American Capital Sr Floating LTD Com Usd0.01	Stock-Other	1.00%	—	+95.86%
41	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.95%	—	+0.69%
42	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.82%	—	-4.32%
43	OPP	Rivernrth/doublelne Str Opp	Stock-Other	0.70%	—	-0.49%
44	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.64%	—	+0.19%
45	✓	DWS Strategic Income Trust	Stock-Other	0.63%	—	-0.62%
46	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	Stock-Other	0.59%	—	—
47	LADR	Ladder Capital Corp-reit	Stock-Other	0.56%	—	+0.68%
48	PNNT	Pennantpark Investment CORP	Stock-Other	0.54%	—	+1.62%
49	ARCC	Ares Capital CORP	Stock-Financials	0.53%	—	+0.94%
50	PINE	Alpine Income Property Trust, Inc.	Stock-Other	0.45%	—	+3.88%

1–50 of 139

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NUV	Nuveen Municipal Value	+0.6%	+106.05%	Add
2	VOYA	Voya Financial, Inc.	+0.6%	+58.11%	Add
3	✓	American Capital Sr Floating LTD Com Usd0.01	+0.5%	+95.86%	Add
4	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.3%	+11.96%	Add
5	XEVGX	Eaton Vance Short Dur Div In	+0.3%	+30.42%	Add
6	SHY	Ishares 1-3 Year Treasury Bo	+0.3%	+17.26%	Add
7	OEF	Ishares S&p 100 ETF	+0.3%	+0.34%	Add
8	OCSI	Oaktree Strategic Income Cor	+0.1%	+71.56%	Add
9	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.1%	+1.48%	Add
10	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+2.60%	Add
11	VGT	Vanguard Info Tech ETF	+0.1%	-0.54%	Trim
12	DSU	Blackrock Debt Strategies	+0.1%	+40.24%	Add
13	AMLPUSD	Alerian Mlp ETF	+0.1%	+0.69%	Add
14	IEF	Ishares 7-10 Year Treasury B	+0.1%	+20.81%	Add
15	ACRE	Ares Commercial Real Estate	+0.1%	+6.59%	Add
16	GPMT	Granite Point Mortgage Trust	+0.1%	+8.55%	Add
17	SPE	Special Opportunities Fund	+0.1%	+0.37%	Add
18	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-0.92%	Trim
19	GAM	General American Investors	+0.1%	+0.50%	Add
20	XPHDX	Pioneer Floating Rate Fund	+0.1%	+9.02%	Add
21	XJQCX	Nuveen Credit Strategies INC	+0.1%	+15.49%	Add
22	PNNT	Pennantpark Investment CORP	+0.1%	+1.62%	Add
23	TY	Tri-continental CORP	-0.1%	-1.97%	Trim
24	EWJ	Ishares Msci Japan ETF	-0.1%	+0.42%	Add
25	VEU	Vanguard Ftse All-world Ex-u	-0.1%	-4.32%	Trim
26	MIN	Mfs Intermediate INC Trust	-0.1%	-3.96%	Trim
27	FLOT	Ishares Floating Rate Bond E	-0.1%	-2.43%	Trim
28	SPE 3.5 PERP	Special Opportunity Fund	-0.1%	-1.89%	Trim
29	JLS	Nuveen Mortgage & Income	-0.1%	-1.81%	Trim
30	FCT	First Trust Snr Fl Rt INC Ii	-0.1%	-2.59%	Trim
31	XMCRX	Mfs Charter Income Trust	-0.1%	-3.15%	Trim
32	BTZ	Blackrock Credit Allocation	-0.1%	-0.38%	Trim
33	EDIV	State Street Spdr S&p Emergi	-0.1%	+2.84%	Add
34	VGIT	Vanguard Intermediate-term T	-0.2%	-5.79%	Trim
35	EMF	Templeton Emerging Markets	-0.2%	-0.15%	Trim
36	EFT	Eaton Vance Fltng Rt INC Tr	-0.2%	-14.26%	Trim
37	BDJ	Blackrock Enhanced Eqty Dvd	-0.3%	-64.89%	Trim
38	XEVVX	Eaton Vance LTD Durat INC	-0.5%	-12.61%	Trim
39	BSV	Vanguard Short-term Bond ETF	-0.7%	-71.71%	Trim
40	XFRAX	Blackrock Fltng Rt INC Strat	-1%	-46.68%	Trim
41	GDL	Gdl Fund	-2.1%	-65.25%	Trim
42	SHV	Ishares 0-1 Year Treasury Bo	—	NEW	New buy
43	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	—	NEW	New buy
44	TWOEUR	Two Harbors Investment CORP	—	EXIT	Sold out
45	✓	Triangle Cap CORP	—	NEW	New buy
46	MMT	Aberdeen Multi-Market Income Fund	—	EXIT	Sold out
47	AEF	Abrdn Emerging Markets Ex Ch	—	NEW	New buy
48	BKT	BlackRock Income Trust, Inc.	—	EXIT	Sold out
49	CZR 5 10-01-24	Caesars Holdings INC	—	EXIT	Sold out
50	ETJ	Eaton Vance Rsk-mgd Divers	—	EXIT	Sold out