Relative Value Partners Group, LLC — Q1 2018 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	6.12%	—	+0.56%
2	TY	Tri-continental CORP	Stock-Other	3.87%	—	-2.47%
3	JLS	Nuveen Mortgage & Income	Stock-Other	3.51%	—	-2.04%
4	TSI	Tcw Strategic Income Fund	Stock-Other	3.50%	—	-1.23%
5	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.30%	—	-15.31%
6	GDL	Gdl Fund	Stock-Other	3.17%	—	+1.89%
7	SPE	Special Opportunities Fund	Stock-Other	3.07%	—	+0.26%
8	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	2.95%	—	-0.84%
9	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	2.93%	—	-15.91%
10	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	2.89%	—	-0.58%
11	FLOT	Ishares Floating Rate Bond E	ETF-Other	2.85%	—	+1.05%
12	VGIT	Vanguard Intermediate-term T	ETF-Other	2.83%	—	+9.67%
13	BTZ	Blackrock Credit Allocation	Stock-Other	2.78%	—	-0.63%
14	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.64%	—	-0.99%
15	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.54%	—	-0.45%
16	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.30%	—	-1.34%
17	XMCRX	Mfs Charter Income Trust	Stock-Other	2.08%	—	-7.63%
18	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.98%	—	-42.81%
19	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.94%	—	+38.10%
20	EMF	Templeton Emerging Markets	Stock-Other	1.89%	—	+54.14%
21	✓	DWS Multi-Market Income Trust	Stock-Other	1.89%	—	+1.30%
22	GAM	General American Investors	Stock-Other	1.83%	—	+0.81%
23	JRI	Nuveen Real Asset INC & Grw	Stock-Other	1.67%	—	+3.28%
24	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.63%	—	-0.56%
25	VGT	Vanguard Info Tech ETF	ETF-Tech	1.59%	—	-1.12%
26	GFY	Western Asset Var Rt Strat	Stock-Other	1.58%	—	+0.61%
27	EWJ	Ishares Msci Japan ETF	ETF-Other	1.55%	—	+3688.49%
28	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.41%	—	-0.71%
29	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.40%	—	+1.20%
30	MIN	Mfs Intermediate INC Trust	Stock-Other	1.33%	—	-1.13%
31	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	1.32%	—	+11.05%
32	VOYA	Voya Financial, Inc.	Stock-Financials	1.22%	—	+91.26%
33	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.20%	—	+13.30%
34	XPHDX	Pioneer Floating Rate Fund	Stock-Other	1.20%	—	+32.60%
35	EDIV	State Street Spdr S&p Emergi	ETF-Other	1.20%	—	-0.53%
36	USA	Liberty All Star Equity Fund	Stock-Other	1.16%	—	-11.15%
37	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.06%	—	+10.48%
38	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.91%	—	-1.65%
39	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.90%	—	+64.61%
40	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.88%	—	+10.02%
41	OPP	Rivernrth/doublelne Str Opp	Stock-Other	0.71%	—	+0.84%
42	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.63%	—	+16.48%
43	✓	DWS Strategic Income Trust	Stock-Other	0.63%	—	+4.42%
44	NUV	Nuveen Municipal Value	Stock-Other	0.59%	—	+1206.92%
45	LADR	Ladder Capital Corp-reit	Stock-Other	0.52%	—	+2.26%
46	ARCC	Ares Capital CORP	Stock-Financials	0.51%	—	+4.13%
47	PNNT	Pennantpark Investment CORP	Stock-Other	0.49%	—	+4.34%
48	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.46%	—	+4.53%
49	✓	American Capital Sr Floating LTD Com Usd0.01	Stock-Other	0.46%	—	+7.75%
50	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.45%	—	-5.29%

1–50 of 142

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EWJ	Ishares Msci Japan ETF	+1.5%	+3688.49%	Add
2	EMF	Templeton Emerging Markets	+0.7%	+54.14%	Add
3	VOYA	Voya Financial, Inc.	+0.6%	+91.26%	Add
4	FCT	First Trust Snr Fl Rt INC Ii	+0.6%	+38.10%	Add
5	NUV	Nuveen Municipal Value	+0.5%	+1206.92%	Add
6	VEU	Vanguard Ftse All-world Ex-u	+0.4%	+64.61%	Add
7	XPHDX	Pioneer Floating Rate Fund	+0.3%	+32.60%	Add
8	VGIT	Vanguard Intermediate-term T	+0.2%	+9.67%	Add
9	EFT	Eaton Vance Fltng Rt INC Tr	+0.2%	+11.05%	Add
10	MMT	Aberdeen Multi-Market Income Fund	+0.1%	+115.34%	Add
11	PINE	Alpine Income Property Trust, Inc.	+0.1%	+38.52%	Add
12	EFA	Ishares Msci Eafe ETF	+0.1%	+183.47%	Add
13	IEI	Ishares 3-7 Year Treasury Bo	+0.1%	+10.48%	Add
14	XEVGX	Eaton Vance Short Dur Div In	+0.1%	+13.30%	Add
15	EDIV	State Street Spdr S&p Emergi	+0.1%	-0.53%	Trim
16	JMT	Nuveen Mrtg Opprt Trm 2	+0.1%	+16.48%	Add
17	LADR	Ladder Capital Corp-reit	+0.1%	+2.26%	Add
18	MIN	Mfs Intermediate INC Trust	-0.1%	-1.13%	Trim
19	GDL	Gdl Fund	-0.1%	+1.89%	Add
20	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	-0.1%	-0.99%	Trim
21	DGRW	Wisdomtree U.s. Quality Divi	-0.1%	-1.34%	Trim
22	OEF	Ishares S&p 100 ETF	-0.1%	+0.56%	Add
23	JRI	Nuveen Real Asset INC & Grw	-0.1%	+3.28%	Add
24	XEVVX	Eaton Vance LTD Durat INC	-0.2%	-0.58%	Trim
25	BTZ	Blackrock Credit Allocation	-0.2%	-0.63%	Trim
26	USA	Liberty All Star Equity Fund	-0.2%	-11.15%	Trim
27	TY	Tri-continental CORP	-0.2%	-2.47%	Trim
28	JLS	Nuveen Mortgage & Income	-0.2%	-2.04%	Trim
29	ETJ	Eaton Vance Rsk-mgd Divers	-0.2%	-84.37%	Trim
30	TSI	Tcw Strategic Income Fund	-0.2%	-1.23%	Trim
31	XMCRX	Mfs Charter Income Trust	-0.3%	-7.63%	Trim
32	GOVT	Ishares US Treasury Bond ETF	-0.7%	-15.31%	Trim
33	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.7%	-15.91%	Trim
34	XFRAX	Blackrock Fltng Rt INC Strat	-1.3%	-42.81%	Trim
35	FEZ	State Street Spdr Euro Stoxx	-1.4%	-96.07%	Trim
36	CBAN	Colony Bankcorp, Inc.	—	EXIT	Sold out
37	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
38	WFC 7.5 PERP L	Wells Fargo & Company	—	EXIT	Sold out
39	DSU	Blackrock Debt Strategies	—	NEW	New buy
40	✓	Deutsche High Income Opport	—	EXIT	Sold out
41	IWF	Ishares Russell 1000 Growth	—	NEW	New buy
42	SDY	Ss Spdr S&p Dividend ETF	—	NEW	New buy
43	ARDC	Ares Dynamic Credit All	—	EXIT	Sold out
44	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
45	TEI	Templeton Emrg Mkts INC	—	NEW	New buy
46	TRUP	Trupanion INC	—	NEW	New buy
47	SPAB	Ss Spdr P Agg Bond ETF	—	NEW	New buy
48	SPEM	State Street Sp Ptf Em ETF	—	NEW	New buy
49	BGB	Blackstone Strategic Credit	—	EXIT	Sold out
50	PFF	Ishares Preferred & Income S	—	NEW	New buy