Relative Value Partners Group, LLC — Q4 2017 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	6.23%	—	+2.39%
2	TY	Tri-continental CORP	Stock-Other	4.07%	—	-1.05%
3	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.96%	—	+0.86%
4	TSI	Tcw Strategic Income Fund	Stock-Other	3.74%	—	+5.55%
5	JLS	Nuveen Mortgage & Income	Stock-Other	3.72%	—	-3.46%
6	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	3.60%	—	-1.64%
7	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	3.29%	—	+9.67%
8	GDL	Gdl Fund	Stock-Other	3.25%	—	+4.54%
9	SPE	Special Opportunities Fund	Stock-Other	3.10%	—	+1.07%
10	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.05%	—	-0.49%
11	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	3.00%	—	-0.07%
12	BTZ	Blackrock Credit Allocation	Stock-Other	2.95%	—	+1.77%
13	FLOT	Ishares Floating Rate Bond E	ETF-Other	2.81%	—	+7.25%
14	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.74%	—	+0.75%
15	VGIT	Vanguard Intermediate-term T	ETF-Other	2.62%	—	—
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.58%	—	-3.79%
17	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.40%	—	+3.30%
18	XMCRX	Mfs Charter Income Trust	Stock-Other	2.35%	—	-16.34%
19	✓	DWS Multi-Market Income Trust	Stock-Other	1.88%	—	+3.10%
20	GAM	General American Investors	Stock-Other	1.87%	—	+1.99%
21	JRI	Nuveen Real Asset INC & Grw	Stock-Other	1.78%	—	+1.92%
22	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.64%	—	+1075.21%
23	GFY	Western Asset Var Rt Strat	Stock-Other	1.62%	—	+2.75%
24	VGT	Vanguard Info Tech ETF	ETF-Tech	1.55%	—	+1.60%
25	FEZ	State Street Spdr Euro Stoxx	ETF-Other	1.50%	—	+1.96%
26	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.44%	—	-2.24%
27	MIN	Mfs Intermediate INC Trust	Stock-Other	1.43%	—	-13.16%
28	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.40%	—	+0.95%
29	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	1.37%	—	+194.36%
30	USA	Liberty All Star Equity Fund	Stock-Other	1.34%	—	-0.97%
31	EMF	Templeton Emerging Markets	Stock-Other	1.24%	—	+2.57%
32	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	1.14%	—	—
33	EDIV	State Street Spdr S&p Emergi	ETF-Other	1.12%	—	+2.14%
34	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.12%	—	-0.25%
35	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.97%	—	-59.04%
36	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.94%	—	-66.46%
37	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.92%	—	-4.22%
38	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.89%	—	+20.75%
39	OPP	Rivernrth/doublelne Str Opp	Stock-Other	0.73%	—	+79.59%
40	VOYA	Voya Financial, Inc.	Stock-Financials	0.62%	—	—
41	✓	DWS Strategic Income Trust	Stock-Other	0.61%	—	+7.59%
42	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.57%	—	+2.64%
43	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.55%	—	—
44	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.50%	—	-22.01%
45	ARCC	Ares Capital CORP	Stock-Financials	0.49%	—	+21.63%
46	PNNT	Pennantpark Investment CORP	Stock-Other	0.49%	—	+17.96%
47	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.47%	—	+18.18%
48	LADR	Ladder Capital Corp-reit	Stock-Other	0.46%	—	+15.89%
49	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	0.44%	—	-67.25%
50	✓	American Capital Sr Floating LTD Com Usd0.01	Stock-Other	0.40%	—	+85.44%

1–50 of 126

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHY	Ishares 1-3 Year Treasury Bo	+1.5%	+1075.21%	Add
2	FCT	First Trust Snr Fl Rt INC Ii	+0.9%	+194.36%	Add
3	PINE	Alpine Income Property Trust, Inc.	+0.3%	+1422.04%	Add
4	OPP	Rivernrth/doublelne Str Opp	+0.3%	+79.59%	Add
5	OEF	Ishares S&p 100 ETF	+0.3%	+2.39%	Add
6	DGRW	Wisdomtree U.s. Quality Divi	+0.2%	+3.30%	Add
7	✓	American Capital Sr Floating LTD Com Usd0.01	+0.2%	+85.44%	Add
8	XPHDX	Pioneer Floating Rate Fund	+0.1%	+20.75%	Add
9	TSI	Tcw Strategic Income Fund	+0.1%	+5.55%	Add
10	VGT	Vanguard Info Tech ETF	+0.1%	+1.60%	Add
11	MMT	Aberdeen Multi-Market Income Fund	+0.1%	+243.31%	Add
12	FLOT	Ishares Floating Rate Bond E	+0.1%	+7.25%	Add
13	EDIV	State Street Spdr S&p Emergi	+0.1%	+2.14%	Add
14	ARCC	Ares Capital CORP	+0.1%	+21.63%	Add
15	LADR	Ladder Capital Corp-reit	0%	+15.89%	Add
16	PFLT	Pennantpark Floating Rate Ca	0%	+18.18%	Add
17	XFRAX	Blackrock Fltng Rt INC Strat	0%	+9.67%	Add
18	✓	DWS Strategic Income Trust	0%	+7.59%	Add
19	TY	Tri-continental CORP	—	-1.05%	Trim
20	PRFUSD	Invesco Ftse Rafi US 1000 Et	0%	-1.64%	Trim
21	USA	Liberty All Star Equity Fund	0%	-0.97%	Trim
22	GFY	Western Asset Var Rt Strat	0%	+2.75%	Add
23	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-3.79%	Trim
24	XEGFX	Blackrock Enhanced Govern	-0.1%	-24.18%	Trim
25	AMLPUSD	Alerian Mlp ETF	-0.1%	-4.22%	Trim
26	GAM	General American Investors	-0.1%	+1.99%	Add
27	MGF	Mfs Govt Markets INC Trust	-0.1%	-2.24%	Trim
28	ACRE	Ares Commercial Real Estate	-0.2%	-25.78%	Trim
29	BLW	Blackrock LTD Durat INC Tr	-0.2%	-22.01%	Trim
30	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	-0.2%	+0.75%	Add
31	XEVVX	Eaton Vance LTD Durat INC	-0.2%	-0.49%	Trim
32	SPE	Special Opportunities Fund	-0.3%	+1.07%	Add
33	MIN	Mfs Intermediate INC Trust	-0.4%	-13.16%	Trim
34	JLS	Nuveen Mortgage & Income	-0.4%	-3.46%	Trim
35	✓	Deutsche High Income Opport	-0.5%	-73.20%	Trim
36	XMCRX	Mfs Charter Income Trust	-0.7%	-16.34%	Trim
37	IEF	Ishares 7-10 Year Treasury B	-0.8%	-65.98%	Trim
38	BDJ	Blackrock Enhanced Eqty Dvd	-0.9%	-67.25%	Trim
39	IEI	Ishares 3-7 Year Treasury Bo	-1.5%	-59.04%	Trim
40	BSV	Vanguard Short-term Bond ETF	-2%	-66.46%	Trim
41	VGIT	Vanguard Intermediate-term T	—	NEW	New buy
42	EFT	Eaton Vance Fltng Rt INC Tr	—	NEW	New buy
43	VOYA	Voya Financial, Inc.	—	NEW	New buy
44	VEU	Vanguard Ftse All-world Ex-u	—	NEW	New buy
45	GPMT	Granite Point Mortgage Trust	—	NEW	New buy
46	TWOEUR	Two Harbors Investment CORP	—	NEW	New buy
47	OCSI	Oaktree Strategic Income Cor	—	NEW	New buy
48	✓	Fifth Str Sr Floatng Rate Co	—	EXIT	Sold out
49	AMJEUR	Jpmorgan Alerian Mlp Index	—	NEW	New buy
50	VB	Vanguard Small-cap ETF	—	EXIT	Sold out