Relative Value Partners Group, LLC — Q3 2017 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	5.97%	—	+2.34%
2	JLS	Nuveen Mortgage & Income	Stock-Other	4.14%	—	-4.93%
3	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	4.13%	—	+4.84%
4	TY	Tri-continental CORP	Stock-Other	4.07%	—	-5.32%
5	TSI	Tcw Strategic Income Fund	Stock-Other	3.66%	—	-5.78%
6	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	3.61%	—	+18.62%
7	GDL	Gdl Fund	Stock-Other	3.40%	—	+16.79%
8	SPE	Special Opportunities Fund	Stock-Other	3.38%	—	-3.56%
9	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.29%	—	-3.34%
10	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	3.26%	—	+13.33%
11	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	3.11%	—	+0.07%
12	BTZ	Blackrock Credit Allocation	Stock-Other	3.08%	—	-4.85%
13	XMCRX	Mfs Charter Income Trust	Stock-Other	3.00%	—	-13.27%
14	BSV	Vanguard Short-term Bond ETF	ETF-Other	2.95%	—	+1443.36%
15	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.92%	—	-6.23%
16	FLOT	Ishares Floating Rate Bond E	ETF-Other	2.75%	—	+9.76%
17	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.65%	—	-2.60%
18	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	2.50%	—	+28.94%
19	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.24%	—	+4.06%
20	GAM	General American Investors	Stock-Other	2.00%	—	+18.96%
21	✓	DWS Multi-Market Income Trust	Stock-Other	1.93%	—	+40.91%
22	JRI	Nuveen Real Asset INC & Grw	Stock-Other	1.84%	—	—
23	MIN	Mfs Intermediate INC Trust	Stock-Other	1.77%	—	-6.83%
24	GFY	Western Asset Var Rt Strat	Stock-Other	1.65%	—	-2.77%
25	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.58%	—	+5.81%
26	FEZ	State Street Spdr Euro Stoxx	ETF-Other	1.55%	—	+20.14%
27	VGT	Vanguard Info Tech ETF	ETF-Tech	1.48%	—	+0.40%
28	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.45%	—	+1.68%
29	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	1.38%	—	-43.67%
30	USA	Liberty All Star Equity Fund	Stock-Other	1.36%	—	-2.77%
31	EMF	Templeton Emerging Markets	Stock-Other	1.26%	—	-4.43%
32	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.18%	—	+2.58%
33	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.16%	—	-11.65%
34	EDIV	State Street Spdr S&p Emergi	ETF-Other	1.06%	—	+1.09%
35	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.05%	—	+0.96%
36	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.80%	—	+2.95%
37	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.68%	—	-13.50%
38	✓	Deutsche High Income Opport	Stock-Other	0.60%	—	-9.87%
39	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.60%	—	-5.00%
40	✓	DWS Strategic Income Trust	Stock-Other	0.60%	—	+77.56%
41	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	0.51%	—	—
42	ACRE	Ares Commercial Real Estate	Stock-Other	0.49%	—	+16.79%
43	PNNT	Pennantpark Investment CORP	Stock-Other	0.47%	—	+71.97%
44	OPP	Rivernrth/doublelne Str Opp	Stock-Other	0.44%	—	+205.18%
45	ARCC	Ares Capital CORP	Stock-Financials	0.44%	—	+16.25%
46	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.43%	—	+6.34%
47	LADR	Ladder Capital Corp-reit	Stock-Other	0.42%	—	+18.45%
48	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.41%	—	+1.98%
49	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.37%	—	-61.25%
50	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	0.29%	—	-6.98%

1–50 of 116

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BSV	Vanguard Short-term Bond ETF	+2.8%	+1443.36%	Add
2	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.6%	+18.62%	Add
3	✓	DWS Multi-Market Income Trust	+0.6%	+40.91%	Add
4	IEI	Ishares 3-7 Year Treasury Bo	+0.5%	+28.94%	Add
5	GDL	Gdl Fund	+0.4%	+16.79%	Add
6	XFRAX	Blackrock Fltng Rt INC Strat	+0.4%	+13.33%	Add
7	GAM	General American Investors	+0.4%	+18.96%	Add
8	FEZ	State Street Spdr Euro Stoxx	+0.3%	+20.14%	Add
9	OEF	Ishares S&p 100 ETF	+0.3%	+2.34%	Add
10	OPP	Rivernrth/doublelne Str Opp	+0.3%	+205.18%	Add
11	✓	DWS Strategic Income Trust	+0.3%	+77.56%	Add
12	FLOT	Ishares Floating Rate Bond E	+0.2%	+9.76%	Add
13	PNNT	Pennantpark Investment CORP	+0.2%	+71.97%	Add
14	✓	American Capital Sr Floating LTD Com Usd0.01	+0.2%	+395.02%	Add
15	GOVT	Ishares US Treasury Bond ETF	+0.1%	+4.84%	Add
16	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+4.06%	Add
17	KBE	Ss Spdr S&p Bank ETF	+0.1%	+1.68%	Add
18	SHY	Ishares 1-3 Year Treasury Bo	+0.1%	+366.09%	Add
19	VGT	Vanguard Info Tech ETF	+0.1%	+0.40%	Add
20	ACRE	Ares Commercial Real Estate	+0.1%	+16.79%	Add
21	LADR	Ladder Capital Corp-reit	+0.1%	+18.45%	Add
22	EMF	Templeton Emerging Markets	+0.1%	-4.43%	Trim
23	MGF	Mfs Govt Markets INC Trust	0%	+5.81%	Add
24	NUV	Nuveen Municipal Value	-0.1%	-58.70%	Trim
25	BKT	BlackRock Income Trust, Inc.	-0.1%	-39.03%	Trim
26	BLW	Blackrock LTD Durat INC Tr	-0.1%	-13.50%	Trim
27	XEVGX	Eaton Vance Short Dur Div In	-0.2%	-11.65%	Trim
28	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	-0.2%	-6.23%	Trim
29	TSI	Tcw Strategic Income Fund	-0.2%	-5.78%	Trim
30	MIN	Mfs Intermediate INC Trust	-0.2%	-6.83%	Trim
31	XEVVX	Eaton Vance LTD Durat INC	-0.2%	-3.34%	Trim
32	BTZ	Blackrock Credit Allocation	-0.2%	-4.85%	Trim
33	MFAUSD	Mfa Financial INC	-0.2%	-53.23%	Trim
34	JLS	Nuveen Mortgage & Income	-0.3%	-4.93%	Trim
35	XMCRX	Mfs Charter Income Trust	-0.5%	-13.27%	Trim
36	XJQCX	Nuveen Credit Strategies INC	-0.6%	-61.25%	Trim
37	BDJ	Blackrock Enhanced Eqty Dvd	-1%	-43.67%	Trim
38	SHM	Ss Spdr N Ice St Muni ETF	—	EXIT	Sold out
39	DHC	Diversified Healthcare Trust	—	EXIT	Sold out
40	JRI	Nuveen Real Asset INC & Grw	—	NEW	New buy
41	RVT	Royce Small-cap Trust INC	—	EXIT	Sold out
42	FTF	Franklin LTD Dur INC Tr	—	EXIT	Sold out
43	IGSB	Ishares 1-5y Inv Grade CORP	—	EXIT	Sold out
44	FCT	First Trust Snr Fl Rt INC Ii	—	NEW	New buy
45	MMT	Aberdeen Multimarket Income	—	EXIT	Sold out
46	TWO	Two Harbors Investment Corp.	—	EXIT	Sold out
47	BXMT	Blackstone Mortgage Tru-cl A	—	EXIT	Sold out
48	HP5A	Equity Commonwealth	—	NEW	New buy
49	✓	Blackrock Defined Opprty Cr	—	EXIT	Sold out
50	✓	Fifth Str Sr Floatng Rate Co	—	NEW	New buy