Relative Value Partners Group, LLC — Q2 2017 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	5.67%	—	-0.62%
2	JLS	Nuveen Mortgage & Income	Stock-Other	4.45%	—	-2.19%
3	TY	Tri-continental CORP	Stock-Other	4.15%	—	-2.24%
4	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.99%	—	+15.76%
5	TSI	Tcw Strategic Income Fund	Stock-Other	3.82%	—	+3.08%
6	XMCRX	Mfs Charter Income Trust	Stock-Other	3.49%	—	-16.65%
7	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.46%	—	+1.06%
8	SPE	Special Opportunities Fund	Stock-Other	3.43%	—	+0.01%
9	BTZ	Blackrock Credit Allocation	Stock-Other	3.25%	—	-0.30%
10	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	3.13%	—	-0.35%
11	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	3.08%	—	-1.57%
12	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	2.97%	—	-3.14%
13	GDL	Gdl Fund	Stock-Other	2.97%	—	+8864.71%
14	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	2.86%	—	+6.21%
15	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.64%	—	+2.42%
16	FLOT	Ishares Floating Rate Bond E	ETF-Other	2.53%	—	+5.00%
17	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	2.40%	—	-32.18%
18	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	2.10%	—	+9.99%
19	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	2.03%	—	+2.96%
20	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.96%	—	+0.81%
21	MIN	Mfs Intermediate INC Trust	Stock-Other	1.94%	—	+1.09%
22	DHC	Diversified Healthcare Trust	Stock-Other	1.89%	—	-1.17%
23	GFY	Western Asset Var Rt Strat	Stock-Other	1.68%	—	+9.19%
24	GAM	General American Investors	Stock-Other	1.62%	—	+19.09%
25	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.54%	—	+4.30%
26	VGT	Vanguard Info Tech ETF	ETF-Tech	1.38%	—	-0.19%
27	✓	DWS Multi-Market Income Trust	Stock-Other	1.36%	—	+173.02%
28	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.33%	—	+0.19%
29	USA	Liberty All Star Equity Fund	Stock-Other	1.33%	—	-1.83%
30	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.31%	—	+3.92%
31	FEZ	State Street Spdr Euro Stoxx	ETF-Other	1.22%	—	—
32	EMF	Templeton Emerging Markets	Stock-Other	1.21%	—	+199.99%
33	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.16%	—	+1.11%
34	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.12%	—	+4.49%
35	EDIV	State Street Spdr S&p Emergi	ETF-Other	1.04%	—	-37.98%
36	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.97%	—	-5.59%
37	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.79%	—	+104.96%
38	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.78%	—	-1.56%
39	RVT	Royce Small-cap Trust INC	Stock-Other	0.78%	—	-49.18%
40	✓	Deutsche High Income Opport	Stock-Other	0.67%	—	-2.65%
41	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.64%	—	+3.85%
42	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.64%	—	-13.93%
43	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.54%	—	-1.70%
44	ACRE	Ares Commercial Real Estate	Stock-Other	0.41%	—	+14.39%
45	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.40%	—	+5.11%
46	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.39%	—	+10.87%
47	ARCC	Ares Capital CORP	Stock-Financials	0.38%	—	+19.46%
48	MFAUSD	Mfa Financial INC	Stock-Other	0.36%	—	+3.00%
49	LADR	Ladder Capital Corp-reit	Stock-Other	0.35%	—	+13.66%
50	✓	DWS Strategic Income Trust	Stock-Other	0.34%	—	+93.13%

1–50 of 126

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GDL	Gdl Fund	+2.9%	+8864.71%	Add
2	✓	DWS Multi-Market Income Trust	+0.9%	+173.02%	Add
3	EMF	Templeton Emerging Markets	+0.8%	+199.99%	Add
4	GOVT	Ishares US Treasury Bond ETF	+0.5%	+15.76%	Add
5	XPHDX	Pioneer Floating Rate Fund	+0.4%	+104.96%	Add
6	GAM	General American Investors	+0.2%	+19.09%	Add
7	DGRW	Wisdomtree U.s. Quality Divi	+0.2%	+9.99%	Add
8	✓	DWS Strategic Income Trust	+0.2%	+93.13%	Add
9	BSV	Vanguard Short-term Bond ETF	+0.2%	+536.44%	Add
10	TSI	Tcw Strategic Income Fund	+0.2%	+3.08%	Add
11	GFY	Western Asset Var Rt Strat	+0.1%	+9.19%	Add
12	ETJ	Eaton Vance Rsk-mgd Divers	+0.1%	+22.07%	Add
13	WFC 7.5 PERP L	Wells Fargo & Company	0%	+13.83%	Add
14	FLOT	Ishares Floating Rate Bond E	0%	+5.00%	Add
15	VTI	Vanguard Total Stock Mkt ETF	0%	+2.42%	Add
16	MGF	Mfs Govt Markets INC Trust	0%	+4.30%	Add
17	SPE	Special Opportunities Fund	0%	+0.01%	Add
18	XEVGX	Eaton Vance Short Dur Div In	0%	+3.92%	Add
19	XFRAX	Blackrock Fltng Rt INC Strat	0%	+6.21%	Add
20	SHM	Ss Spdr N Ice St Muni ETF	0%	+2.96%	Add
21	TY	Tri-continental CORP	0%	-2.24%	Trim
22	XEVVX	Eaton Vance LTD Durat INC	0%	+1.06%	Add
23	BTZ	Blackrock Credit Allocation	-0.1%	-0.30%	Trim
24	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-68.87%	Trim
25	JLS	Nuveen Mortgage & Income	-0.1%	-2.19%	Trim
26	XJQCX	Nuveen Credit Strategies INC	-0.1%	-5.59%	Trim
27	FTF	Franklin LTD Dur INC Tr	-0.1%	-13.93%	Trim
28	OEF	Ishares S&p 100 ETF	-0.1%	-0.62%	Trim
29	ANH	Anworth Mortgage Asset CORP	-0.2%	-56.26%	Trim
30	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.2%	-3.14%	Trim
31	MMT	Aberdeen Multimarket Income	-0.2%	-44.91%	Trim
32	EDIV	State Street Spdr S&p Emergi	-0.7%	-37.98%	Trim
33	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.8%	-98.23%	Trim
34	RVT	Royce Small-cap Trust INC	-0.8%	-49.18%	Trim
35	XMCRX	Mfs Charter Income Trust	-0.8%	-16.65%	Trim
36	BDJ	Blackrock Enhanced Eqty Dvd	-1.2%	-32.18%	Trim
37	FEZ	State Street Spdr Euro Stoxx	—	NEW	New buy
38	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
39	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
40	SDY	Ss Spdr S&p Dividend ETF	—	EXIT	Sold out
41	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
42	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
43	SPAB	Ss Spdr P Agg Bond ETF	—	EXIT	Sold out
44	VPU	Vanguard Utilities ETF	—	EXIT	Sold out
45	PFF	Ishares Preferred & Income S	—	EXIT	Sold out
46	✓	Virtus Total Return Fd	—	EXIT	Sold out
47	✓	Virtus Total Return Cf	—	NEW	New buy
48	✓	American Capital Sr Floating LTD Com Usd0.01	—	NEW	New buy
49	SPEM	State Street Sp Ptf Em ETF	—	EXIT	Sold out
50	VNQI	Vanguard Glbl Ex-us Real Est	—	EXIT	Sold out