Relative Value Partners Group, LLC — Q1 2017 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	5.81%	—	-19.05%
2	JLS	Nuveen Mortgage & Income	Stock-Other	4.54%	—	-0.91%
3	XMCRX	Mfs Charter Income Trust	Stock-Other	4.32%	—	-2.85%
4	TY	Tri-continental CORP	Stock-Other	4.18%	—	-3.72%
5	TSI	Tcw Strategic Income Fund	Stock-Other	3.67%	—	-2.11%
6	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	3.56%	—	-2.95%
7	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.54%	—	—
8	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.49%	—	-4.09%
9	SPE	Special Opportunities Fund	Stock-Other	3.42%	—	+1.07%
10	BTZ	Blackrock Credit Allocation	Stock-Other	3.30%	—	-7.15%
11	SPE 3.5 PERP	Special Opportunity Fund	Stock-Other	3.26%	—	—
12	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	3.21%	—	+19.88%
13	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	3.16%	—	+24.81%
14	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	2.88%	—	-41.30%
15	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.61%	—	-0.77%
16	FLOT	Ishares Floating Rate Bond E	ETF-Other	2.50%	—	+4217.43%
17	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	2.05%	—	+2.83%
18	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	2.01%	—	+14.86%
19	MIN	Mfs Intermediate INC Trust	Stock-Other	1.97%	—	+16.73%
20	DHC	Diversified Healthcare Trust	Stock-Other	1.94%	—	-5.06%
21	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.91%	—	+2.67%
22	EDIV	State Street Spdr S&p Emergi	ETF-Other	1.74%	—	+214.27%
23	GFY	Western Asset Var Rt Strat	Stock-Other	1.55%	—	+6.32%
24	RVT	Royce Small-cap Trust INC	Stock-Other	1.53%	—	-20.98%
25	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.51%	—	+4.68%
26	GAM	General American Investors	Stock-Other	1.38%	—	+4.93%
27	VGT	Vanguard Info Tech ETF	ETF-Tech	1.38%	—	+1.01%
28	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.37%	—	+1.73%
29	USA	Liberty All Star Equity Fund	Stock-Other	1.36%	—	-4.58%
30	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.30%	—	+24.68%
31	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.18%	—	+9.41%
32	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.17%	—	+2.28%
33	XJQCX	Nuveen Credit Strategies INC	Stock-Other	1.08%	—	+1.09%
34	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.81%	—	-20.92%
35	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.78%	—	+8.74%
36	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	0.76%	—	-21.44%
37	✓	Deutsche High Income Opport	Stock-Other	0.70%	—	-25.77%
38	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.62%	—	+6.21%
39	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.58%	—	—
40	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.57%	—	+45.69%
41	MMT	Aberdeen Multimarket Income	Stock-Other	0.52%	—	-4.20%
42	✓	DWS Multi-Market Income Trust	Stock-Other	0.51%	—	+55.21%
43	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.41%	—	-35.03%
44	EMF	Templeton Emerging Markets	Stock-Other	0.40%	—	—
45	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.39%	—	+23.77%
46	ACRE	Ares Commercial Real Estate	Stock-Other	0.38%	—	+26.65%
47	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.37%	—	-5.03%
48	ANH	Anworth Mortgage Asset CORP	Stock-Other	0.36%	—	+18.02%
49	ARCC	Ares Capital CORP	Stock-Financials	0.35%	—	+1.37%
50	LADR	Ladder Capital Corp-reit	Stock-Other	0.35%	—	+16.01%

1–50 of 137

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FLOT	Ishares Floating Rate Bond E	+2.4%	+4217.43%	Add
2	EDIV	State Street Spdr S&p Emergi	+1.2%	+214.27%	Add
3	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.6%	+24.81%	Add
4	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.4%	+19.88%	Add
5	XEVGX	Eaton Vance Short Dur Div In	+0.2%	+24.68%	Add
6	✓	DWS Multi-Market Income Trust	+0.2%	+55.21%	Add
7	IEI	Ishares 3-7 Year Treasury Bo	+0.2%	+14.86%	Add
8	ETJ	Eaton Vance Rsk-mgd Divers	+0.2%	+156.21%	Add
9	IGSB	Ishares 1-5y Inv Grade CORP	+0.2%	+45.69%	Add
10	MIN	Mfs Intermediate INC Trust	+0.1%	+16.73%	Add
11	BGB	Blackstone Strategic Credit	+0.1%	+288.08%	Add
12	VGT	Vanguard Info Tech ETF	+0.1%	+1.01%	Add
13	GAM	General American Investors	+0.1%	+4.93%	Add
14	ARDC	Ares Dynamic Credit All	+0.1%	+147.39%	Add
15	✓	Blackrock Defined Opprty Cr	+0.1%	+90.24%	Add
16	SPE	Special Opportunities Fund	+0.1%	+1.07%	Add
17	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+2.67%	Add
18	GFY	Western Asset Var Rt Strat	0%	+6.32%	Add
19	IEF	Ishares 7-10 Year Treasury B	0%	+9.41%	Add
20	VTI	Vanguard Total Stock Mkt ETF	0%	-0.77%	Trim
21	SHM	Ss Spdr N Ice St Muni ETF	0%	+2.83%	Add
22	DHC	Diversified Healthcare Trust	0%	-5.06%	Trim
23	✓	Virtus Total Return Fd	-0.1%	-62.45%	Trim
24	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.2%	-21.44%	Trim
25	XPHDX	Pioneer Floating Rate Fund	-0.2%	-35.03%	Trim
26	BLW	Blackrock LTD Durat INC Tr	-0.3%	-20.92%	Trim
27	✓	Deutsche High Income Opport	-0.3%	-25.77%	Trim
28	XEVVX	Eaton Vance LTD Durat INC	-0.3%	-4.09%	Trim
29	XMCRX	Mfs Charter Income Trust	-0.4%	-2.85%	Trim
30	RVT	Royce Small-cap Trust INC	-0.4%	-20.98%	Trim
31	BTZ	Blackrock Credit Allocation	-0.4%	-7.15%	Trim
32	OEF	Ishares S&p 100 ETF	-1.4%	-19.05%	Trim
33	XFRAX	Blackrock Fltng Rt INC Strat	-2.3%	-41.30%	Trim
34	GOVT	Ishares US Treasury Bond ETF	—	NEW	New buy
35	SPE 3.5 PERP	Special Opportunity Fund	—	NEW	New buy
36	BND	Vanguard Total Bond Market	—	EXIT	Sold out
37	ZTR	Virtus Total Return Fund INC	—	EXIT	Sold out
38	✓	Nuveen	—	EXIT	Sold out
39	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
40	EMF	Templeton Emerging Markets	—	NEW	New buy
41	✓	Guggenheim Eq Weight Enhanc	—	EXIT	Sold out
42	CBAN	Colony Bankcorp, Inc.	—	NEW	New buy
43	✓	Guggenheim Enhanced Equity S	—	EXIT	Sold out
44	CBAN	Colony Bankcorp, Inc.	—	EXIT	Sold out
45	WMB	Williams Cos INC	—	NEW	New buy
46	SAR	Saratoga Investment CORP	—	EXIT	Sold out
47	✓		—	EXIT	Sold out
48	OPP	Rivernrth/doublelne Str Opp	—	NEW	New buy
49	BGT	Blackrock Fltng Rt INC Tr	—	EXIT	Sold out
50	✓	Madison Strtg Sector Prem Fd	—	EXIT	Sold out