Relative Value Partners Group, LLC — Q4 2016 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	7.21%	—	-5.06%
2	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	5.17%	—	+0.18%
3	JLS	Nuveen Mortgage & Income	Stock-Other	4.75%	—	+5.03%
4	XMCRX	Mfs Charter Income Trust	Stock-Other	4.68%	—	-2.80%
5	TY	Tri-continental CORP	Stock-Other	4.40%	—	-3.20%
6	TSI	Tcw Strategic Income Fund	Stock-Other	3.94%	—	+2.95%
7	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.83%	—	-0.03%
8	BTZ	Blackrock Credit Allocation	Stock-Other	3.73%	—	-2.07%
9	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	3.73%	—	-2.74%
10	SPE	Special Opportunities Fund	Stock-Other	3.36%	—	-11.61%
11	BND	Vanguard Total Bond Market	ETF-Other	3.34%	—	-4.03%
12	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.77%	—	+139.60%
13	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.65%	—	-4.48%
14	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	2.61%	—	+3.83%
15	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	2.09%	—	—
16	DHC	Diversified Healthcare Trust	Stock-Other	1.98%	—	-2.40%
17	RVT	Royce Small-cap Trust INC	Stock-Other	1.96%	—	-4.00%
18	ZTR	Virtus Total Return Fund INC	Stock-Other	1.93%	—	-6.30%
19	MIN	Mfs Intermediate INC Trust	Stock-Other	1.86%	—	-3.34%
20	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.85%	—	+1.92%
21	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.85%	—	+679.55%
22	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.56%	—	+18.61%
23	GFY	Western Asset Var Rt Strat	Stock-Other	1.51%	—	+2.45%
24	KBE	Ss Spdr S&p Bank ETF	ETF-Other	1.44%	—	-0.62%
25	USA	Liberty All Star Equity Fund	Stock-Other	1.42%	—	-3.69%
26	GAM	General American Investors	Stock-Other	1.30%	—	+54.40%
27	VGT	Vanguard Info Tech ETF	ETF-Tech	1.30%	—	-2.72%
28	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.22%	—	+0.51%
29	XJQCX	Nuveen Credit Strategies INC	Stock-Other	1.15%	—	+984.72%
30	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.14%	—	-47.36%
31	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	1.10%	—	+87.73%
32	BLW	Blackrock LTD Durat INC Tr	Stock-Other	1.07%	—	+2.90%
33	✓	Deutsche High Income Opport	Stock-Other	0.99%	—	-14.59%
34	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	0.96%	—	-0.70%
35	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.77%	—	+51.29%
36	✓	Nuveen	Stock-Other	0.72%	—	-10.39%
37	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.65%	—	+14.92%
38	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.60%	—	+1.06%
39	MMT	Aberdeen Multimarket Income	Stock-Other	0.58%	—	-3.57%
40	EDIV	State Street Spdr S&p Emergi	ETF-Other	0.52%	—	—
41	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.42%	—	-83.49%
42	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.41%	—	-21.17%
43	ARCC	Ares Capital CORP	Stock-Financials	0.35%	—	+20.61%
44	✓	DWS Multi-Market Income Trust	Stock-Other	0.34%	—	+22.31%
45	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.34%	—	+8.58%
46	ACRE	Ares Commercial Real Estate	Stock-Other	0.32%	—	+17.73%
47	ANH	Anworth Mortgage Asset CORP	Stock-Other	0.31%	—	+13.90%
48	LADR	Ladder Capital Corp-reit	Stock-Other	0.30%	—	+15.60%
49	MFAUSD	Mfa Financial INC	Stock-Other	0.30%	—	+17.91%
50	✓	Guggenheim Eq Weight Enhanc	Stock-Other	0.30%	—	—

1–50 of 137

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+1.6%	+139.60%	Add
2	IEI	Ishares 3-7 Year Treasury Bo	+1.6%	+679.55%	Add
3	XJQCX	Nuveen Credit Strategies INC	+1.1%	+984.72%	Add
4	XEVGX	Eaton Vance Short Dur Div In	+0.5%	+87.73%	Add
5	GAM	General American Investors	+0.4%	+54.40%	Add
6	KBE	Ss Spdr S&p Bank ETF	+0.3%	-0.62%	Trim
7	FTF	Franklin LTD Dur INC Tr	+0.3%	+51.29%	Add
8	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.3%	+3.83%	Add
9	JLS	Nuveen Mortgage & Income	+0.2%	+5.03%	Add
10	XFRAX	Blackrock Fltng Rt INC Strat	+0.2%	+0.18%	Add
11	MGF	Mfs Govt Markets INC Trust	+0.2%	+18.61%	Add
12	TSI	Tcw Strategic Income Fund	+0.1%	+2.95%	Add
13	✓	Virtus Total Return Fd	+0.1%	+167.48%	Add
14	✓	Guggenheim Enhanced Equity S	+0.1%	+86.16%	Add
15	BKT	BlackRock Income Trust, Inc.	+0.1%	+114.40%	Add
16	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+1.92%	Add
17	XPHDX	Pioneer Floating Rate Fund	+0.1%	+14.92%	Add
18	ARCC	Ares Capital CORP	+0.1%	+20.61%	Add
19	ACRE	Ares Commercial Real Estate	+0.1%	+17.73%	Add
20	✓	DWS Multi-Market Income Trust	+0.1%	+22.31%	Add
21	SAR	Saratoga Investment CORP	-0.1%	-43.47%	Trim
22	ETJ	Eaton Vance Rsk-mgd Divers	-0.1%	-37.78%	Trim
23	MIN	Mfs Intermediate INC Trust	-0.1%	-3.34%	Trim
24	XEGFX	Blackrock Enhanced Govern	-0.1%	-21.17%	Trim
25	ZTR	Virtus Total Return Fund INC	-0.1%	-6.30%	Trim
26	OEF	Ishares S&p 100 ETF	-0.1%	-5.06%	Trim
27	✓	Deutsche High Income Opport	-0.1%	-14.59%	Trim
28	BTZ	Blackrock Credit Allocation	-0.2%	-2.07%	Trim
29	XMCRX	Mfs Charter Income Trust	-0.2%	-2.80%	Trim
30	DHC	Diversified Healthcare Trust	-0.3%	-2.40%	Trim
31	BND	Vanguard Total Bond Market	-0.3%	-4.03%	Trim
32	SPE	Special Opportunities Fund	-0.8%	-11.61%	Trim
33	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.8%	-97.65%	Trim
34	IEF	Ishares 7-10 Year Treasury B	-1.2%	-47.36%	Trim
35	IGSB	Ishares 1-5y Inv Grade CORP	-2.1%	-83.49%	Trim
36	SPE 3.5 PERP	Special Opportunity Fund	—	EXIT	Sold out
37	SHM	Ss Spdr N Ice St Muni ETF	—	NEW	New buy
38	✓	Zweig Fd	—	EXIT	Sold out
39	EDIV	State Street Spdr S&p Emergi	—	NEW	New buy
40	✓	Guggenheim Eq Weight Enhanc	—	NEW	New buy
41	NVG	Nuveen Amt-fr Muni Crdt	—	EXIT	Sold out
42	NAD	Nuveen Quality Municipal INC	—	EXIT	Sold out
43	BAC 7.25 PERP L	Bank Of America CORP	—	EXIT	Sold out
44	NUV	Nuveen Municipal Value	—	NEW	New buy
45	XSSPX	Nuveen S&p 500 Dynam Overwr	—	EXIT	Sold out
46	BSL	Blackstone Snr Fltng Rt	—	EXIT	Sold out
47	✓	Blackrock Defined Opprty Cr	—	NEW	New buy
48	✓	First Tr Active Divid Income	—	EXIT	Sold out
49	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
50	GLO	Clough Global Opportunities	—	EXIT	Sold out