Relative Value Partners Group, LLC — Q1 2016 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.21%	—	-2.13%
2	BTZ	Blackrock Credit Allocation	Stock-Other	5.57%	—	-4.31%
3	AB	AllianceBernstein Holding L.P.	Stock-Other	5.07%	—	+17.93%
4	TY	Tri-continental CORP	Stock-Other	4.39%	—	-1.45%
5	XMCRX	Mfs Charter Income Trust	Stock-Other	4.24%	—	+1.94%
6	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.00%	—	-1.55%
7	TSI	Tcw Strategic Income Fund	Stock-Other	3.87%	—	-0.47%
8	JLS	Nuveen Mortgage & Income	Stock-Other	3.85%	—	+15.16%
9	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.83%	—	-2.54%
10	SPE	Special Opportunities Fund	Stock-Other	3.75%	—	-1.66%
11	✓	Zweig Total Return Fd INC	Stock-Other	3.45%	—	+3.62%
12	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	3.26%	—	-2.90%
13	MIN	Mfs Intermediate INC Trust	Stock-Other	3.15%	—	-1.21%
14	BND	Vanguard Total Bond Market	ETF-Other	3.12%	—	-1.34%
15	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	2.58%	—	+92.72%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.46%	—	-40.69%
17	DHC	Diversified Healthcare Trust	Stock-Other	1.99%	—	-8.89%
18	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	1.99%	—	—
19	RVT	Royce Small-cap Trust INC	Stock-Other	1.93%	—	-4.05%
20	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.63%	—	-14.34%
21	GFY	Western Asset Var Rt Strat	Stock-Other	1.61%	—	-12.16%
22	PPT	Putnam Premier Income Trust	Stock-Other	1.52%	—	+0.10%
23	USA	Liberty All Star Equity Fund	Stock-Other	1.50%	—	-5.95%
24	BLW	Blackrock LTD Durat INC Tr	Stock-Other	1.45%	—	+0.74%
25	BSL	Blackstone Snr Fltng Rt	Stock-Other	1.24%	—	-49.18%
26	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	1.22%	—	-5.59%
27	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	1.15%	—	-7.65%
28	VGT	Vanguard Info Tech ETF	ETF-Tech	1.15%	—	-2.80%
29	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.13%	—	+8.82%
30	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.11%	—	-4.50%
31	MMT	Aberdeen Multimarket Income	Stock-Other	0.97%	—	-15.73%
32	✓	Zweig Fd	Stock-Other	0.92%	—	-5.27%
33	✓	Nuveen	Stock-Other	0.84%	—	-4.49%
34	GAM	General American Investors	Stock-Other	0.74%	—	+16.97%
35	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.70%	—	-3.08%
36	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	0.60%	—	-0.03%
37	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.53%	—	+1.62%
38	TMLP	Tortoise MLP ETF	ETF-Other	0.50%	—	+398.16%
39	✓	Deutsche High Income Opport	Stock-Other	0.40%	—	+58.60%
40	BKT	BlackRock Income Trust, Inc.	Stock-Other	0.35%	—	-2.94%
41	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.34%	—	+15.55%
42	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	0.30%	—	-4.23%
43	BIT	Blackrock Multi-sector INC	Stock-Other	0.23%	—	-29.53%
44	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.21%	—	+0.34%
45	✓	Blackrock Defined Opprty Cr	Stock-Other	0.19%	—	+10.44%
46	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.18%	—	-9.98%
47	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.18%	—	+17.68%
48	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.18%	—	+43.18%
49	LADR	Ladder Capital Corp-reit	Stock-Other	0.17%	—	+23.92%
50	ACRE	Ares Commercial Real Estate	Stock-Other	0.17%	—	+12.15%

1–50 of 135

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XFRAX	Blackrock Fltng Rt INC Strat	+1.2%	+92.72%	Add
2	AB	AllianceBernstein Holding L.P.	+0.8%	+17.93%	Add
3	JLS	Nuveen Mortgage & Income	+0.5%	+15.16%	Add
4	TMLP	Tortoise MLP ETF	+0.4%	+398.16%	Add
5	✓	Deutsche High Income Opport	+0.2%	+58.60%	Add
6	✓	Zweig Total Return Fd INC	+0.1%	+3.62%	Add
7	GAM	General American Investors	+0.1%	+16.97%	Add
8	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+8.82%	Add
9	XMCRX	Mfs Charter Income Trust	+0.1%	+1.94%	Add
10	BGT	Blackrock Fltng Rt INC Tr	+0.1%	+98.27%	Add
11	BXMT	Blackstone Mortgage Tru-cl A	+0.1%	+43.18%	Add
12	XPHDX	Pioneer Floating Rate Fund	+0.1%	+15.55%	Add
13	MIN	Mfs Intermediate INC Trust	0%	-1.21%	Trim
14	BND	Vanguard Total Bond Market	0%	-1.34%	Trim
15	✓	Nuveen	0%	-4.49%	Trim
16	TY	Tri-continental CORP	-0.1%	-1.45%	Trim
17	SPE	Special Opportunities Fund	-0.1%	-1.66%	Trim
18	BDJ	Blackrock Enhanced Eqty Dvd	-0.1%	-1.55%	Trim
19	✓	Markit LTD Cmn	-0.1%	-56.06%	Trim
20	AMLPUSD	Alerian Mlp ETF	-0.1%	-4.50%	Trim
21	✓	Zweig Fd	-0.1%	-5.27%	Trim
22	WHF	Whitehorse Finance INC	-0.1%	-31.24%	Trim
23	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.1%	-5.59%	Trim
24	RVT	Royce Small-cap Trust INC	-0.1%	-4.05%	Trim
25	XEVVX	Eaton Vance LTD Durat INC	-0.1%	-2.54%	Trim
26	ETJ	Eaton Vance Rsk-mgd Divers	-0.1%	-2.90%	Trim
27	USA	Liberty All Star Equity Fund	-0.1%	-5.95%	Trim
28	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.1%	-7.65%	Trim
29	BIT	Blackrock Multi-sector INC	-0.1%	-29.53%	Trim
30	ECF	Ellsworth Growth And Income	-0.1%	-50.95%	Trim
31	OEF	Ishares S&p 100 ETF	-0.2%	-2.13%	Trim
32	MMT	Aberdeen Multimarket Income	-0.2%	-15.73%	Trim
33	FTF	Franklin LTD Dur INC Tr	-0.2%	-57.21%	Trim
34	DHC	Diversified Healthcare Trust	-0.2%	-8.89%	Trim
35	GFY	Western Asset Var Rt Strat	-0.2%	-12.16%	Trim
36	NIE	Virtus Equity & Convertible Income Fund	-0.2%	-71.52%	Trim
37	BTZ	Blackrock Credit Allocation	-0.2%	-4.31%	Trim
38	MGF	Mfs Govt Markets INC Trust	-0.3%	-14.34%	Trim
39	BSL	Blackstone Snr Fltng Rt	-1.2%	-49.18%	Trim
40	VTI	Vanguard Total Stock Mkt ETF	-1.7%	-40.69%	Trim
41	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	NEW	New buy
42	FPF	First Tr Interm Dur & INC	—	EXIT	Sold out
43	NUV	Nuveen Municipal Value	—	EXIT	Sold out
44	SPAB	Ss Spdr P Agg Bond ETF	—	NEW	New buy
45	WFC 7.5 PERP L	Wells Fargo & Company	—	NEW	New buy
46	✓	Polonia Bancorp, Inc.	—	EXIT	Sold out
47	IEI	Ishares 3-7 Year Treasury Bo	—	NEW	New buy
48	ARI	Apollo Commercial Real Estat	—	EXIT	Sold out
49	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
50	EPI	Wisdomtree India Earnings	—	NEW	New buy