Relative Value Partners Group, LLC — Q4 2015 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.37%	—	-5.62%
2	BTZ	Blackrock Credit Allocation	Stock-Other	5.81%	—	-20.30%
3	TY	Tri-continental CORP	Stock-Other	4.44%	—	-4.30%
4	AB	AllianceBernstein Holding L.P.	Stock-Other	4.29%	—	+5.80%
5	XMCRX	Mfs Charter Income Trust	Stock-Other	4.15%	—	+18.82%
6	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.13%	—	-2.03%
7	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.05%	—	-4.87%
8	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	3.92%	—	+54.39%
9	TSI	Tcw Strategic Income Fund	Stock-Other	3.88%	—	-2.87%
10	SPE	Special Opportunities Fund	Stock-Other	3.80%	—	-5.10%
11	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	3.35%	—	-5.25%
12	JLS	Nuveen Mortgage & Income	Stock-Other	3.33%	—	+192.70%
13	✓	Zweig Total Return Fd INC	Stock-Other	3.32%	—	-6.55%
14	MIN	Mfs Intermediate INC Trust	Stock-Other	3.18%	—	-1.25%
15	BND	Vanguard Total Bond Market	ETF-Other	3.16%	—	+0.97%
16	BSL	Blackstone Snr Fltng Rt	Stock-Other	2.43%	—	+15.27%
17	DHC	Diversified Healthcare Trust	Stock-Other	2.18%	—	-23.57%
18	RVT	Royce Small-cap Trust INC	Stock-Other	2.01%	—	-6.52%
19	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.90%	—	+0.85%
20	GFY	Western Asset Var Rt Strat	Stock-Other	1.83%	—	-47.08%
21	USA	Liberty All Star Equity Fund	Stock-Other	1.59%	—	-5.94%
22	PPT	Putnam Premier Income Trust	Stock-Other	1.51%	—	-20.61%
23	BLW	Blackrock LTD Durat INC Tr	Stock-Other	1.44%	—	+512.78%
24	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	1.34%	—	+159.69%
25	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	1.29%	—	-9.31%
26	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	1.24%	—	-19.61%
27	VGT	Vanguard Info Tech ETF	ETF-Tech	1.18%	—	-2.43%
28	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.16%	—	+920.42%
29	MMT	Aberdeen Multimarket Income	Stock-Other	1.15%	—	-43.04%
30	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.04%	—	+202.86%
31	✓	Zweig Fd	Stock-Other	0.97%	—	-3.81%
32	✓	Nuveen	Stock-Other	0.88%	—	+26.91%
33	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.72%	—	-21.24%
34	GAM	General American Investors	Stock-Other	0.63%	—	+8.45%
35	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	0.60%	—	-72.43%
36	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	0.52%	—	+583.03%
37	BKT	BlackRock Income Trust, Inc.	Stock-Other	0.36%	—	-2.95%
38	BIT	Blackrock Multi-sector INC	Stock-Other	0.33%	—	-10.29%
39	FCT	First Trust Snr Fl Rt INC Ii	Stock-Other	0.31%	—	+1733.24%
40	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.31%	—	-13.09%
41	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.30%	—	-9.26%
42	XPHDX	Pioneer Floating Rate Fund	Stock-Other	0.29%	—	—
43	✓	Deutsche High Income Opport	Stock-Other	0.25%	—	+881.12%
44	ECF	Ellsworth Growth And Income	Stock-Other	0.22%	—	-2.93%
45	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.21%	—	—
46	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.20%	—	-3.93%
47	FPF	First Tr Interm Dur & INC	Stock-Other	0.18%	—	—
48	✓	Blackrock Defined Opprty Cr	Stock-Other	0.17%	—	-85.34%
49	✓	Madison Strtg Sector Prem Fd	Stock-Other	0.16%	—	-4.79%
50	ARCC	Ares Capital CORP	Stock-Financials	0.15%	—	+12.34%

1–50 of 135

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JLS	Nuveen Mortgage & Income	+2.2%	+192.70%	Add
2	XEVVX	Eaton Vance LTD Durat INC	+1.4%	+54.39%	Add
3	BLW	Blackrock LTD Durat INC Tr	+1.2%	+512.78%	Add
4	AMLPUSD	Alerian Mlp ETF	+1%	+920.42%	Add
5	XFRAX	Blackrock Fltng Rt INC Strat	+0.8%	+159.69%	Add
6	DGRW	Wisdomtree U.s. Quality Divi	+0.7%	+202.86%	Add
7	XMCRX	Mfs Charter Income Trust	+0.6%	+18.82%	Add
8	JMT	Nuveen Mrtg Opprt Trm 2	+0.5%	+583.03%	Add
9	FCT	First Trust Snr Fl Rt INC Ii	+0.3%	+1733.24%	Add
10	✓	Deutsche High Income Opport	+0.2%	+881.12%	Add
11	BSL	Blackstone Snr Fltng Rt	+0.2%	+15.27%	Add
12	✓	Nuveen	+0.2%	+26.91%	Add
13	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-2.03%	Trim
14	AB	AllianceBernstein Holding L.P.	+0.1%	+5.80%	Add
15	OEF	Ishares S&p 100 ETF	+0.1%	-5.62%	Trim
16	GAM	General American Investors	+0.1%	+8.45%	Add
17	VGT	Vanguard Info Tech ETF	+0.1%	-2.43%	Trim
18	TY	Tri-continental CORP	-0.1%	-4.30%	Trim
19	APO	Apollo Global Management, Inc.	-0.1%	-41.72%	Trim
20	RVT	Royce Small-cap Trust INC	-0.1%	-6.52%	Trim
21	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.2%	-19.61%	Trim
22	SMHC	VanEck China Semiconductor ETF	-0.2%	-91.21%	Trim
23	XEGFX	Blackrock Enhanced Govern	-0.2%	-21.24%	Trim
24	PPT	Putnam Premier Income Trust	-0.4%	-20.61%	Trim
25	SPE	Special Opportunities Fund	-0.5%	-5.10%	Trim
26	JFR	Nuveen Floating Rate Income	-0.5%	-91.86%	Trim
27	BGX	Blackstone Long-short Credit	-0.5%	-85.48%	Trim
28	DHC	Diversified Healthcare Trust	-0.8%	-23.57%	Trim
29	MMT	Aberdeen Multimarket Income	-0.9%	-43.04%	Trim
30	✓	Blackrock Defined Opprty Cr	-1%	-85.34%	Trim
31	BTZ	Blackrock Credit Allocation	-1.4%	-20.30%	Trim
32	XEVGX	Eaton Vance Short Dur Div In	-1.5%	-72.43%	Trim
33	GFY	Western Asset Var Rt Strat	-1.6%	-47.08%	Trim
34	AMJEUR	Jpmorgan Alerian Mlp Index	—	EXIT	Sold out
35	XPHDX	Pioneer Floating Rate Fund	—	NEW	New buy
36	GDO	Western Ast Glb CORP Opprnty	—	EXIT	Sold out
37	SHY	Ishares 1-3 Year Treasury Bo	—	EXIT	Sold out
38	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
39	SDY	Ss Spdr S&p Dividend ETF	—	NEW	New buy
40	IWF	Ishares Russell 1000 Growth	—	NEW	New buy
41	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
42	✓	Guggenheim Enhanced Equity S	—	NEW	New buy
43	TMLP	Tortoise MLP ETF	—	NEW	New buy
44	VPU	Vanguard Utilities ETF	—	NEW	New buy
45	✓	First Tr Active Divid Income	—	NEW	New buy
46	XRAY	DENTSPLY SIRONA Inc.	—	EXIT	Sold out
47	✓		—	NEW	New buy
48	PFF	Ishares Preferred & Income S	—	NEW	New buy
49	PM	Philip Morris International	—	EXIT	Sold out
50	BGT	Blackrock Fltng Rt INC Tr	—	NEW	New buy