Relative Value Partners Group, LLC — Q3 2015 13F Holdings

Name: Relative Value Partners Group, LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001649910

Total reported value

$772.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OEF	Ishares S&p 100 ETF	ETF-Other	8.24%	—	+0.77%
2	BTZ	Blackrock Credit Allocation	Stock-Other	7.18%	—	-1.05%
3	TY	Tri-continental CORP	Stock-Other	4.51%	—	-0.11%
4	SPE	Special Opportunities Fund	Stock-Other	4.27%	—	-0.93%
5	AB	AllianceBernstein Holding L.P.	Stock-Other	4.15%	—	+0.34%
6	BDJ	Blackrock Enhanced Eqty Dvd	Stock-Other	4.03%	—	-0.19%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.99%	—	+16.52%
8	TSI	Tcw Strategic Income Fund	Stock-Other	3.94%	—	+12.08%
9	XMCRX	Mfs Charter Income Trust	Stock-Other	3.55%	—	+12.40%
10	GFY	Western Asset Var Rt Strat	Stock-Other	3.38%	—	+0.96%
11	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	3.34%	—	+0.39%
12	✓	Zweig Total Return Fd INC	Stock-Other	3.33%	—	-0.73%
13	MIN	Mfs Intermediate INC Trust	Stock-Other	3.21%	—	+2.28%
14	BND	Vanguard Total Bond Market	ETF-Other	3.17%	—	-14.40%
15	DHC	Diversified Healthcare Trust	Stock-Other	2.95%	—	+1.78%
16	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	2.52%	—	+16.57%
17	BSL	Blackstone Snr Fltng Rt	Stock-Other	2.25%	—	+20.11%
18	XEVGX	Eaton Vance Short Dur Div In	Stock-Other	2.14%	—	-5.95%
19	RVT	Royce Small-cap Trust INC	Stock-Other	2.10%	—	-2.55%
20	MMT	Aberdeen Multimarket Income	Stock-Other	2.04%	—	-16.11%
21	MGF	Mfs Govt Markets INC Trust	Stock-Other	1.90%	—	+0.55%
22	PPT	Putnam Premier Income Trust	Stock-Other	1.88%	—	-39.04%
23	USA	Liberty All Star Equity Fund	Stock-Other	1.61%	—	-1.96%
24	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	1.42%	—	-1.90%
25	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	1.35%	—	-15.69%
26	✓	Blackrock Defined Opprty Cr	Stock-Other	1.14%	—	+6.69%
27	JLS	Nuveen Mortgage & Income	Stock-Other	1.12%	—	—
28	VGT	Vanguard Info Tech ETF	ETF-Tech	1.11%	—	-1.38%
29	✓	Zweig Fd	Stock-Other	0.99%	—	-3.58%
30	XEGFX	Blackrock Enhanced Govern	Stock-Other	0.92%	—	+1.46%
31	✓	Nuveen	Stock-Other	0.71%	—	+46.63%
32	BGX	Blackstone Long-short Credit	Stock-Other	0.60%	—	-6.19%
33	GAM	General American Investors	Stock-Other	0.56%	—	+0.60%
34	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.55%	—	—
35	JFR	Nuveen Floating Rate Income	Stock-Other	0.54%	—	+47.22%
36	XFRAX	Blackrock Fltng Rt INC Strat	Stock-Other	0.52%	—	+40.21%
37	BKT	BlackRock Income Trust, Inc.	Stock-Other	0.37%	—	-0.81%
38	BIT	Blackrock Multi-sector INC	Stock-Other	0.37%	—	-3.07%
39	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.36%	—	+89.03%
40	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.32%	—	+8.77%
41	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.31%	—	-4.06%
42	GDO	Western Ast Glb CORP Opprnty	Stock-Other	0.28%	—	-2.48%
43	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.26%	—	—
44	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.23%	—	+2.32%
45	ECF	Ellsworth Growth And Income	Stock-Other	0.23%	—	-0.93%
46	APO	Apollo Global Management, Inc.	Stock-Financials	0.21%	—	-2.05%
47	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.21%	—	-2.85%
48	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	0.19%	—	-8.40%
49	FPF	First Tr Interm Dur & INC	Stock-Other	0.18%	—	-33.74%
50	SDS	ProShares UltraShort S&P500	Stock-Other	0.17%	—	-23.89%

1–50 of 132

Holding changes this quarter

Position changes disclosed by Relative Value Partners Group, LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TSI	Tcw Strategic Income Fund	+0.6%	+12.08%	Add
2	VTI	Vanguard Total Stock Mkt ETF	+0.5%	+16.52%	Add
3	AB	AllianceBernstein Holding L.P.	+0.4%	+0.34%	Add
4	XEVVX	Eaton Vance LTD Durat INC	+0.3%	+16.57%	Add
5	BSL	Blackstone Snr Fltng Rt	+0.3%	+20.11%	Add
6	XMCRX	Mfs Charter Income Trust	+0.3%	+12.40%	Add
7	✓	Nuveen	+0.2%	+46.63%	Add
8	JFR	Nuveen Floating Rate Income	+0.2%	+47.22%	Add
9	FTF	Franklin LTD Dur INC Tr	+0.2%	+89.03%	Add
10	XFRAX	Blackrock Fltng Rt INC Strat	+0.2%	+40.21%	Add
11	✓	Nuveen Prem Income Mun Fd	+0.1%	+55.18%	Add
12	GFY	Western Asset Var Rt Strat	0%	+0.96%	Add
13	BTZ	Blackrock Credit Allocation	0%	-1.05%	Trim
14	VGT	Vanguard Info Tech ETF	0%	-1.38%	Trim
15	GAM	General American Investors	0%	+0.60%	Add
16	NIE	Virtus Equity & Convertible Income Fund	0%	-4.06%	Trim
17	SMHC	VanEck China Semiconductor ETF	-0.1%	-2.85%	Trim
18	DHC	Diversified Healthcare Trust	-0.1%	+1.78%	Add
19	BGX	Blackstone Long-short Credit	-0.1%	-6.19%	Trim
20	FPF	First Tr Interm Dur & INC	-0.1%	-33.74%	Trim
21	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.1%	-1.90%	Trim
22	OEF	Ishares S&p 100 ETF	-0.1%	+0.77%	Add
23	XEVGX	Eaton Vance Short Dur Div In	-0.1%	-5.95%	Trim
24	✓	Zweig Fd	-0.1%	-3.58%	Trim
25	USA	Liberty All Star Equity Fund	-0.2%	-1.96%	Trim
26	EVF	Eaton Vance Senior Income Tr	-0.2%	-89.37%	Trim
27	TY	Tri-continental CORP	-0.2%	-0.11%	Trim
28	XJQCX	Nuveen Credit Strategies INC	-0.2%	-60.85%	Trim
29	SPE	Special Opportunities Fund	-0.2%	-0.93%	Trim
30	JGH	Nuveen Global High Income	-0.2%	-63.52%	Trim
31	BDJ	Blackrock Enhanced Eqty Dvd	-0.2%	-0.19%	Trim
32	ETJ	Eaton Vance Rsk-mgd Divers	-0.2%	+0.39%	Add
33	✓	Zweig Total Return Fd INC	-0.3%	-0.73%	Trim
34	BND	Vanguard Total Bond Market	-0.3%	-14.40%	Trim
35	RVT	Royce Small-cap Trust INC	-0.4%	-2.55%	Trim
36	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.4%	-15.69%	Trim
37	MMT	Aberdeen Multimarket Income	-0.5%	-16.11%	Trim
38	AMLPUSD	Alerian Mlp ETF	-0.7%	-81.87%	Trim
39	PPT	Putnam Premier Income Trust	-1.2%	-39.04%	Trim
40	JLS	Nuveen Mortgage & Income	—	NEW	New buy
41	AMJEUR	Jpmorgan Alerian Mlp Index	—	NEW	New buy
42	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy
43	XRAY	DENTSPLY SIRONA Inc.	—	NEW	New buy
44	LADR	Ladder Capital Corp-reit	—	NEW	New buy
45	JMT	Nuveen Mrtg Opprt Trm 2	—	NEW	New buy
46	PM	Philip Morris International	—	NEW	New buy
47	FSICUSD	Fs Kkr Capital CORP	—	EXIT	Sold out
48	NMFC	New Mountain Finance CORP	—	EXIT	Sold out
49	LBEUR	L Brands INC	—	NEW	New buy
50	MO	Altria Group INC	—	NEW	New buy