Raffles Associates LP — Q4 2016 13F Holdings

Name: Raffles Associates LP — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001169581

Total reported value

$115.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BPOP	Popular INC	Stock-Financials	9.27%	—	—
2	SMBC	Southern Missouri Bancorp	Stock-Other	7.95%	+2.37%	-3.56%
3	PROV	Provident Financial Hldgs	Stock-Other	6.44%	+0.80%	-2.54%
4	WFC	Wells Fargo & Co	Stock-Financials	6.08%	—	-14.75%
5	MPVDF	Mountain Province Diamonds	Stock-Other	5.01%	—	-0.08%
6	PNC	Pnc Financial Services Group	Stock-Financials	4.90%	—	-52.94%
7	AIG	American International Group	Stock-Financials	4.88%	—	—
8	AER	AerCap Holdings N.V.	Stock-Industrials	4.75%	—	—
9	RLH	Red Lion Hotels CORP	Stock-Other	4.21%	—	-14.26%
10	MQ8	Mag Silver CORP	Stock-Other	3.28%	—	—
11	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	3.17%	—	—
12	ED	Consolidated Edison, Inc.	Stock-Utilities	2.87%	—	—
13	AGI	Alamos Gold Inc-class A	Stock-Materials	2.84%	—	—
14	✓	Reis INC Com	Stock-Other	2.77%	—	-16.71%
15	✓	Coastway Bancorp INC	Stock-Other	2.10%	—	-8.47%
16	✓	Nevsun Res LTD	Stock-Other	1.93%	—	—
17	FLYGBP	Fly Leasing Ltd-adr	Stock-Other	1.91%	—	—
18	✓	Wolverine Bancorp INC	Stock-Other	1.72%	—	—
19	MAYS	Mays (j.w.) INC	Stock-Other	1.58%	—	—
20	✓		Stock-Other	1.39%	—	-46.67%
21	✓	Wayne Savings Bancshares Inc	Stock-Other	1.29%	—	—
22	NRG	Nrg Energy INC	Stock-Utilities	1.27%	—	+400.00%
23	SDS	ProShares UltraShort S&P500	Stock-Other	1.25%	—	—
24	NSSC	Napco Security Technologies	Stock-Other	1.25%	+0.07%	—
25	TZAEUR	Direxion Dly Sm Cap Bear 3x	ETF-Other	1.24%	—	—
26	EPM	Evolution Petroleum CORP	Stock-Other	1.03%	—	-7.48%
27	✓	Platinum Group Metals LTD	Stock-Other	1.01%	—	+54.37%
28	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	1.01%	—	—
29	✓	Nuvectra Corporation Cmn	Stock-Other	1.00%	—	+11.65%
30	AAVEUR	Advantage Oil & Gas LTD	Stock-Other	0.98%	—	—
31	MFNC	Mackinac Financial CORP	Stock-Other	0.97%	—	-8.47%
32	DYN	Dynegy INC New Del	Stock-Other	0.88%	—	+8.70%
33	✓	Cnx Coal Res LP	Stock-Other	0.88%	—	-20.56%
34	GSTEUR	Gastar Exploration LTD	Stock-Other	0.82%	—	—
35	LONEEUR	Lonestar Resources US I-cl A	Stock-Other	0.71%	—	—
36	WCFB	Wcf Bancorp INC	Stock-Other	0.67%	—	-0.07%
37	LBRDK	Liberty Broadband-c	Stock-Comm Services	0.55%	—	—
38	PARR	Par Pacific Holdings INC	Stock-Energy	0.54%	—	+50.00%
39	D	Dominion Energy, Inc.	Stock-Utilities	0.52%	—	-43.48%
40	LM03	Liberty Media Cor-siriusxm A	Stock-Other	0.51%	—	—
41	PBIPUSD	Prudential Bancorp INC	Stock-Other	0.47%	—	—
42	AWX	Avalon Holdings Corp-a	Stock-Other	0.40%	—	—
43	SELF	Global Self Storage INC	Stock-Other	0.31%	—	+72.53%
44	OREUR	Osisko Gold Royalties LTD	Stock-Other	0.28%	—	—
45	✓	Aircastle LTD	Stock-Other	0.24%	—	—
46	FWONKUSD	Liberty Media Corp-liberty-c	Stock-Other	0.23%	—	—
47	✓		Stock-Other	0.18%	—	-30.00%
48	UBCP	United Bancorp Inc/ohio	Stock-Other	0.17%	—	—
49	✓	Rand Cap CORP	Stock-Other	0.14%	—	—
50	✓	Terraform Pwr INC	Stock-Other	0.11%	—	—

1–50 of 51

Holding changes this quarter

Position changes disclosed by Raffles Associates LP for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMBC	Southern Missouri Bancorp	+3.1%	-3.56%	Trim
2	BPOP	Popular INC	+2.6%	—	Unchanged
3	WFC	Wells Fargo & Co	+1.3%	-14.75%	Trim
4	AIG	American International Group	+1.2%	—	Unchanged
5	AER	AerCap Holdings N.V.	+1.1%	—	Unchanged
6	NRG	Nrg Energy INC	+1.1%	+400.00%	Add
7	FLYGBP	Fly Leasing Ltd-adr	+0.5%	—	Unchanged
8	✓	Wolverine Bancorp INC	+0.5%	—	Unchanged
9	GSTEUR	Gastar Exploration LTD	+0.5%	—	Unchanged
10	EPM	Evolution Petroleum CORP	+0.5%	-7.48%	Trim
11	✓	Wayne Savings Bancshares Inc	+0.4%	—	Unchanged
12	NSSC	Napco Security Technologies	+0.4%	—	Unchanged
13	ED	Consolidated Edison, Inc.	+0.4%	—	Unchanged
14	PARR	Par Pacific Holdings INC	+0.3%	+50.00%	Add
15	✓	Reis INC Com	+0.2%	-16.71%	Trim
16	RLH	Red Lion Hotels CORP	+0.1%	-14.26%	Trim
17	AGI	Alamos Gold Inc-class A	0%	—	Unchanged
18	✓	Nuvectra Corporation Cmn	0%	+11.65%	Add
19	✓	Platinum Group Metals LTD	0%	+54.37%	Add
20	DYN	Dynegy INC New Del	-0.1%	+8.70%	Add
21	D	Dominion Energy, Inc.	-0.3%	-43.48%	Trim
22	MQ8	Mag Silver CORP	-0.4%	—	Unchanged
23	✓		-1%	-46.67%	Trim
24	PNC	Pnc Financial Services Group	-1.8%	-52.94%	Trim
25	LICT	Lict CORP	—	EXIT	Sold out
26	✓	CIFC Corp	—	EXIT	Sold out
27	✓	Standard Financial Corp.	—	EXIT	Sold out
28	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	NEW	New buy
29	✓	Orca Exploration Group-b	—	EXIT	Sold out
30	RAFI	Regency Affiliates INC	—	EXIT	Sold out
31	TBT	Proshares Ultrashort 20+y Tr	—	EXIT	Sold out
32	SDS	ProShares UltraShort S&P500	—	NEW	New buy
33	TZAEUR	Direxion Dly Sm Cap Bear 3x	—	NEW	New buy
34	JOUSD	Ipath Bloomberg Coffee Subin	—	EXIT	Sold out
35	✓	Royal Financial INC	—	EXIT	Sold out
36	BAC	Bank Of America CORP	—	EXIT	Sold out
37	LONEEUR	Lonestar Resources US I-cl A	—	NEW	New buy
38	SC	Santander Consumer USA Holdi	—	EXIT	Sold out
39	✓	Ccsb Financial CORP	—	EXIT	Sold out
40	✓	Polonia Bancorp, Inc.	—	EXIT	Sold out
41	GLLGBP	Proshares Ultrashort Gold	—	EXIT	Sold out
42	✓	Earthstone Energy INC	—	EXIT	Sold out
43	PBIPUSD	Prudential Bancorp INC	—	NEW	New buy
44	✓	Credit Suisse AG Nassau Brh	—	EXIT	Sold out
45	✓	Costar Technologies	—	EXIT	Sold out
46	✓		—	EXIT	Sold out
47	OREUR	Osisko Gold Royalties LTD	—	NEW	New buy
48	AMFC	Amb Financial CORP	—	EXIT	Sold out
49	✓	Gastar Explorat 8.6250% Series	—	EXIT	Sold out
50	FMNB	Farmers Natl Banc CORP	—	EXIT	Sold out