Radcliffe Capital Management, L.P. — Q2 2019 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q2 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	17.30%	—	-0.08%
2	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	12.38%	—	+19.04%
3	ARCC 4.625 03-01-24	Ares Capital CORP	Stock-Financials	9.33%	—	-1.90%
4	NMFC 5.75 08-15-23	New Mountain Finance Cor	Stock-Other	7.44%	—	+32.26%
5	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	7.16%	—	+10.57%
6	PSEC 6.375 03-01-25	Prospect Capital CORP	Stock-Other	5.39%	—	—
7	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	5.35%	—	-7.37%
8	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	4.96%	—	+9.76%
9	TSLX 4.5 08-01-22	Sixth Street Specialty	Stock-Other	4.07%	—	-12.93%
10	EFII 0.75 09-01-19	Electronics For Imaging	Stock-Other	3.81%	—	+53.03%
11	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.79%	—	—
12	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	3.66%	—	—
13	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	3.43%	—	-11.61%
14	ARCC 3.75 02-01-22	Ares Capital CORP	Stock-Financials	3.11%	—	-33.33%
15	CEMEX 3.72 03-15-20 *	Cemex Sab De Cv	Stock-Other	2.73%	—	+138.95%
16	CEMEX 3.72 03-15-20	Cemex Sab De Cv	Stock-Other	2.07%	—	+95.78%
17	NUAN 1 12-15-35	Nuance Communications	Stock-Other	1.59%	—	—
18	TWTR 1 09-15-21	Twitter INC	Stock-Other	1.02%	—	—
19	SYNA 0.5 06-15-22	Synaptics INC	Stock-Other	0.55%	—	—
20	ICON 5.75 08-15-23	Iconix Brand Group INC	Stock-Other	0.25%	—	+260.00%
21	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	0.22%	—	+2350.00%
22	TMCX	Trinity Merger Corp-class A	Stock-Other	0.03%	—	+48.51%
23	✓	Trident Acquisitions CORP	Stock-Other	0.03%	—	+50.00%
24	✓	Mudrick Cap Acquisition CORP	Stock-Other	0.03%	—	—
25	✓	Forum Merger Ii CORP	Stock-Other	0.03%	—	+36.36%
26	✓	Arya Sciences Acquisition Co	Stock-Other	0.03%	—	—
27	MNCL	Monocle Acquisition CORP	Stock-Other	0.03%	—	—
28	✓	Graf Indl CORP	Stock-Other	0.03%	—	+50.00%
29	✓	Boxwood Merger CORP	Stock-Other	0.03%	—	—
30	✓	Amci Acquisition CORP	Stock-Other	0.03%	—	—
31	✓	Social Cap Hedosophia Hldgs	Stock-Other	0.02%	—	—
32	✓	Lf Cap Acquisition CORP	Stock-Other	0.02%	—	—
33	STNL	Sentinel Energy Service-cl A	Stock-Other	0.02%	—	—
34	✓	Chaserg Technlgy Acquisitn C	Stock-Other	0.02%	—	—
35	✓	Dd3 Acquisition CORP	Stock-Other	0.02%	—	—
36	✓	Allegro Merger CORP	Stock-Other	0.02%	—	—
37	✓	Megalith Finl Acquisition Co	Stock-Other	0.02%	—	—
38	✓	Hennessy Cap Acqustion CORP	Stock-Other	0.02%	—	—
39	✓	Edtechx Hldgs Acquisition Co	Stock-Other	0.02%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q2 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PSEC 4.95 07-15-22	Prospect Capital CORP	+2.9%	+19.04%	Add
2	NMFC 5.75 08-15-23	New Mountain Finance Cor	+2.4%	+32.26%	Add
3	CEMEX 3.72 03-15-20 *	Cemex Sab De Cv	+1.7%	+138.95%	Add
4	EFII 0.75 09-01-19	Electronics For Imaging	+1.5%	+53.03%	Add
5	TWTR 0.25 09-15-19	Twitter INC	+1.4%	-0.08%	Trim
6	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	+1.1%	+10.57%	Add
7	CEMEX 3.72 03-15-20	Cemex Sab De Cv	+1.1%	+95.78%	Add
8	ARCC 4.625 03-01-24	Ares Capital CORP	+0.8%	-1.90%	Trim
9	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	+0.8%	+9.76%	Add
10	PSEC 6.375 03-01-25	Prospect Capital CORP	+0.6%	—	Unchanged
11	HTGC 4.375 02-01-22	Hercules Capital INC	+0.3%	—	Unchanged
12	BKCC 5 06-15-22	Blackrock Capital Invest	+0.3%	—	Unchanged
13	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.2%	+2350.00%	Add
14	ICON 5.75 08-15-23	Iconix Brand Group INC	+0.2%	+260.00%	Add
15	NUAN 1 12-15-35	Nuance Communications	+0.1%	—	Unchanged
16	TWTR 1 09-15-21	Twitter INC	+0.1%	—	Unchanged
17	TSLX 4.5 12-15-19	Tpg Specialty Lending In	0%	-7.37%	Trim
18	✓	Trident Acquisitions CORP	0%	+50.00%	Add
19	TMCX	Trinity Merger Corp-class A	0%	+48.51%	Add
20	✓	Graf Indl CORP	0%	+50.00%	Add
21	✓	Forum Merger Ii CORP	0%	+36.36%	Add
22	STNL	Sentinel Energy Service-cl A	—	—	Unchanged
23	✓	Allegro Merger CORP	—	—	Unchanged
24	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	-0.1%	-11.61%	Trim
25	TSLX 4.5 08-01-22	Sixth Street Specialty	-0.2%	-12.93%	Trim
26	ARCC 3.75 02-01-22	Ares Capital CORP	-1.1%	-33.33%	Trim
27	NMFC 5 06-15-19	New Mountain Finance Cor	—	EXIT	Sold out
28	NAV 4.75 04-15-19	Navistar Intl CORP	—	EXIT	Sold out
29	✓	Hunter Maritime Acquisition	—	EXIT	Sold out
30	SYNA 0.5 06-15-22	Synaptics INC	—	NEW	New buy
31	✓	Mudrick Cap Acquisition CORP	—	NEW	New buy
32	✓	Arya Sciences Acquisition Co	—	NEW	New buy
33	MNCL	Monocle Acquisition CORP	—	NEW	New buy
34	✓	Boxwood Merger CORP	—	NEW	New buy
35	✓	Amci Acquisition CORP	—	NEW	New buy
36	✓	Social Cap Hedosophia Hldgs	—	NEW	New buy
37	✓	Lf Cap Acquisition CORP	—	NEW	New buy
38	✓	Chaserg Technlgy Acquisitn C	—	NEW	New buy
39	✓	Dd3 Acquisition CORP	—	NEW	New buy
40	✓	Megalith Finl Acquisition Co	—	NEW	New buy
41	✓	Hennessy Cap Acqustion CORP	—	NEW	New buy
42	✓	Edtechx Hldgs Acquisition Co	—	NEW	New buy