Radcliffe Capital Management, L.P. — Q4 2018 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	16.29%	—	+36.98%
2	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	12.28%	—	+25.65%
3	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	9.67%	—	+0.52%
4	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	7.92%	—	+0.03%
5	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	6.25%	—	+0.11%
6	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	5.56%	—	+7.37%
7	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	5.55%	—	+0.13%
8	NMFC 5.75 08-15-23	New Mountain Finance Cor	Stock-Other	5.14%	—	—
9	ARCC 3.75 02-01-22	Ares Capital CORP	Stock-Financials	5.08%	—	—
10	TSLX 4.5 08-01-22	Sixth Street Specialty	Stock-Other	4.30%	—	—
11	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	3.98%	—	—
12	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	3.62%	—	—
13	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.54%	—	+6.00%
14	NAV 4.75 04-15-19	Navistar Intl CORP	Stock-Other	3.35%	—	—
15	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	3.16%	—	+94.67%
16	NUAN 1 12-15-35	Nuance Communications	Stock-Other	1.43%	—	—
17	KBH 1.375 02-01-19	Kb Home	Stock-Consumer Disc	1.39%	—	—
18	TWTR 1 09-15-21	Twitter INC	Stock-Other	0.94%	—	—
19	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	0.38%	—	—
20	ICON 5.75 08-15-23	Iconix Brand Group INC	Stock-Other	0.17%	—	-30.45%
21	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.02%	—	—
22	ICLR	ICON Public Limited Company	Stock-Healthcare	—	—	—

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TWTR 0.25 09-15-19	Twitter INC	+2.8%	+36.98%	Add
2	HTGC 4.375 02-01-22	Hercules Capital INC	+1.3%	+94.67%	Add
3	PSEC 4.75 04-15-20	Prospect Capital CORP	+1%	+25.65%	Add
4	FSC1EUR	Oaktree Specialty Lending Co	—	—	Unchanged
5	ICLR	ICON Public Limited Company	—	—	Unchanged
6	TWTR 1 09-15-21	Twitter INC	-0.1%	—	Unchanged
7	ICON 5.75 08-15-23	Iconix Brand Group INC	-0.3%	-30.45%	Trim
8	NUAN 1 12-15-35	Nuance Communications	-0.3%	—	Unchanged
9	TSLX 4.5 12-15-19	Tpg Specialty Lending In	-0.4%	+7.37%	Add
10	BKCC 5 06-15-22	Blackrock Capital Invest	-0.4%	+6.00%	Add
11	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	-0.6%	—	Unchanged
12	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	-0.7%	—	Unchanged
13	TSLX 4.5 08-01-22	Sixth Street Specialty	-0.7%	—	Unchanged
14	ARCC 3.75 02-01-22	Ares Capital CORP	-0.8%	—	Unchanged
15	ARCC 4.375 01-15-19	Ares Capital CORP	-0.8%	+0.13%	Add
16	NMFC 5.75 08-15-23	New Mountain Finance Cor	-0.9%	—	Unchanged
17	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	-0.9%	+0.11%	Add
18	NMFC 5 06-15-19	New Mountain Finance Cor	-1.1%	+0.03%	Add
19	PSEC 4.95 07-15-22	Prospect Capital CORP	-1.5%	+0.52%	Add
20	NAV 4.75 04-15-19	Navistar Intl CORP	—	NEW	New buy
21	KBH 1.375 02-01-19	Kb Home	—	NEW	New buy
22	NAV 4.5 10-15-18	Navistar Intl CORP	—	EXIT	Sold out
23	PSEC 5.875 01-15-19	Prospect Capital CORP	—	NEW	New buy