Radcliffe Capital Management, L.P. — Q3 2018 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	13.45%	—	-10.93%
2	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	11.28%	—	+1.96%
3	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	11.14%	—	+29.64%
4	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	9.05%	—	+3.35%
5	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	7.15%	—	+25.92%
6	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	6.31%	—	—
7	NMFC 5.75 08-15-23	New Mountain Finance Cor	Stock-Other	6.01%	—	—
8	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	5.91%	—	+30.02%
9	ARCC 3.75 02-01-22	Ares Capital CORP	Stock-Financials	5.84%	—	—
10	TSLX 4.5 08-01-22	Sixth Street Specialty	Stock-Other	5.02%	—	—
11	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	4.70%	—	-7.68%
12	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	4.20%	—	+4.82%
13	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.93%	—	—
14	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	1.88%	—	—
15	NUAN 1 12-15-35	Nuance Communications	Stock-Other	1.75%	—	—
16	TWTR 1 09-15-21	Twitter INC	Stock-Other	1.07%	—	+114.35%
17	NAV 4.5 10-15-18	Navistar Intl CORP	Stock-Other	0.84%	—	—
18	ICON 5.75 08-15-23	Iconix Brand Group INC	Stock-Other	0.44%	—	—
19	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.02%	—	—
20	ICLR	ICON Public Limited Company	Stock-Healthcare	—	—	-0.23%

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PSEC 4.95 07-15-22	Prospect Capital CORP	+2.2%	+29.64%	Add
2	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	+1.2%	+25.92%	Add
3	TSLX 4.5 12-15-19	Tpg Specialty Lending In	+1.1%	+30.02%	Add
4	TWTR 1 09-15-21	Twitter INC	+0.5%	+114.35%	Add
5	NUAN 1 12-15-35	Nuance Communications	—	—	Unchanged
6	ICLR	ICON Public Limited Company	—	-0.23%	Trim
7	FSC1EUR	Oaktree Specialty Lending Co	—	—	Unchanged
8	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	0%	+4.82%	Add
9	NAV 4.5 10-15-18	Navistar Intl CORP	0%	—	Unchanged
10	ICON 5.75 08-15-23	Iconix Brand Group INC	-0.1%	—	Unchanged
11	HTGC 4.375 02-01-22	Hercules Capital INC	-0.2%	—	Unchanged
12	TSLX 4.5 08-01-22	Sixth Street Specialty	-0.2%	—	Unchanged
13	BKCC 5 06-15-22	Blackrock Capital Invest	-0.2%	—	Unchanged
14	NMFC 5 06-15-19	New Mountain Finance Cor	-0.2%	+3.35%	Add
15	PSEC 4.75 04-15-20	Prospect Capital CORP	-0.3%	+1.96%	Add
16	ARCC 3.75 02-01-22	Ares Capital CORP	-0.3%	—	Unchanged
17	ARCC 4.375 01-15-19	Ares Capital CORP	-0.3%	—	Unchanged
18	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	-0.6%	-7.68%	Trim
19	TWTR 0.25 09-15-19	Twitter INC	-2.5%	-10.93%	Trim
20	NMFC 5.75 08-15-23	New Mountain Finance Cor	—	NEW	New buy
21	WEB 1 08-15-18	Web.com Group INC	—	EXIT	Sold out