Radcliffe Capital Management, L.P. — Q2 2018 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	15.91%	—	-28.78%
2	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	11.54%	—	+61.24%
3	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	9.28%	—	-2.83%
4	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	8.91%	—	+28.57%
5	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	6.65%	—	-15.35%
6	WEB 1 08-15-18	Web.com Group INC	Stock-Other	6.17%	—	-14.74%
7	ARCC 3.75 02-01-22	Ares Capital CORP	Stock-Financials	6.11%	—	-0.52%
8	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	5.99%	—	-2.92%
9	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	5.26%	—	+23.75%
10	TSLX 4.5 08-01-22	Sixth Street Specialty	Stock-Other	5.21%	—	+28.75%
11	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	4.79%	—	+21.40%
12	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	4.23%	—	—
13	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	4.13%	—	—
14	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	2.04%	—	—
15	NUAN 1 12-15-35	Nuance Communications	Stock-Other	1.75%	—	—
16	NAV 4.5 10-15-18	Navistar Intl CORP	Stock-Other	0.88%	—	-7.11%
17	ICON 5.75 08-15-23	Iconix Brand Group INC	Stock-Other	0.56%	—	-3.44%
18	TWTR 1 09-15-21	Twitter INC	Stock-Other	0.55%	—	-80.37%
19	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.02%	—	—
20	ICLR	ICON Public Limited Company	Stock-Healthcare	—	—	+0.23%

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PSEC 4.75 04-15-20	Prospect Capital CORP	+6.2%	+61.24%	Add
2	PSEC 4.95 07-15-22	Prospect Capital CORP	+3.7%	+28.57%	Add
3	NMFC 5 06-15-19	New Mountain Finance Cor	+2.2%	-2.83%	Trim
4	TSLX 4.5 08-01-22	Sixth Street Specialty	+2.1%	+28.75%	Add
5	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	+2%	+23.75%	Add
6	TSLX 4.5 12-15-19	Tpg Specialty Lending In	+1.8%	+21.40%	Add
7	ARCC 3.75 02-01-22	Ares Capital CORP	+1.5%	-0.52%	Trim
8	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	+1.4%	-2.92%	Trim
9	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	+1.1%	—	Unchanged
10	BKCC 5 06-15-22	Blackrock Capital Invest	+1%	—	Unchanged
11	WEB 1 08-15-18	Web.com Group INC	+0.9%	-14.74%	Trim
12	ARCC 4.375 01-15-19	Ares Capital CORP	+0.8%	-15.35%	Trim
13	HTGC 4.375 02-01-22	Hercules Capital INC	+0.5%	—	Unchanged
14	NAV 4.5 10-15-18	Navistar Intl CORP	+0.2%	-7.11%	Trim
15	FSC1EUR	Oaktree Specialty Lending Co	—	—	Unchanged
16	ICLR	ICON Public Limited Company	—	+0.23%	Add
17	ICON 5.75 08-15-23	Iconix Brand Group INC	0%	-3.44%	Trim
18	TWTR 0.25 09-15-19	Twitter INC	-0.5%	-28.78%	Trim
19	TWTR 1 09-15-21	Twitter INC	-1.5%	-80.37%	Trim
20	BKD 2.75 06-15-18	Brookdale Senior Living	—	EXIT	Sold out
21	PSEC 5.875 01-15-19	Prospect Capital CORP	—	EXIT	Sold out
22	NUAN 1 12-15-35	Nuance Communications	—	NEW	New buy
23	TIVO 0.5 03-01-20	Rovi CORP	—	EXIT	Sold out
24	SVVC	Firsthand Technology Value	—	EXIT	Sold out
25	MFIN	Medallion Financial CORP	—	EXIT	Sold out