Radcliffe Capital Management, L.P. — Q1 2018 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	16.36%	—	—
2	BKD 2.75 06-15-18	Brookdale Senior Living	Stock-Other	13.73%	—	+12.29%
3	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	11.15%	—	—
4	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	7.12%	—	—
5	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	5.87%	—	+10.02%
6	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	5.31%	—	+9.33%
7	WEB 1 08-15-18	Web.com Group INC	Stock-Other	5.31%	—	+15.95%
8	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	5.25%	—	—
9	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	4.63%	—	—
10	ARCC 3.75 02-01-22	Ares Capital CORP	Stock-Financials	4.62%	—	—
11	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	3.23%	—	—
12	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	3.15%	—	—
13	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.11%	—	—
14	TSLX 4.5 08-01-22	Sixth Street Specialty	Stock-Other	3.08%	—	—
15	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	2.96%	—	—
16	TWTR 1 09-15-21	Twitter INC	Stock-Other	2.02%	—	—
17	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	1.53%	—	—
18	NAV 4.5 10-15-18	Navistar Intl CORP	Stock-Other	0.71%	—	-30.10%
19	ICON 5.75 08-15-23	Iconix Brand Group INC	Stock-Other	0.58%	—	—
20	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.17%	—	—
21	SVVC	Firsthand Technology Value	Stock-Other	0.06%	—	-24.09%
22	MFIN	Medallion Financial CORP	Stock-Other	0.02%	—	-21.87%
23	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.02%	—	—
24	ICLR	ICON Public Limited Company	Stock-Healthcare	—	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BKD 2.75 06-15-18	Brookdale Senior Living	+1.7%	+12.29%	Add
2	WEB 1 08-15-18	Web.com Group INC	+0.8%	+15.95%	Add
3	ARCC 4.375 01-15-19	Ares Capital CORP	+0.6%	+10.02%	Add
4	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.5%	+9.33%	Add
5	TWTR 0.25 09-15-19	Twitter INC	+0.3%	—	Unchanged
6	PSEC 5.875 01-15-19	Prospect Capital CORP	+0.2%	—	Unchanged
7	NMFC 5 06-15-19	New Mountain Finance Cor	+0.1%	—	Unchanged
8	PSEC 4.95 07-15-22	Prospect Capital CORP	+0.1%	—	Unchanged
9	TWTR 1 09-15-21	Twitter INC	0%	—	Unchanged
10	TSLX 4.5 12-15-19	Tpg Specialty Lending In	0%	—	Unchanged
11	BKCC 5 06-15-22	Blackrock Capital Invest	0%	—	Unchanged
12	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	0%	—	Unchanged
13	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	0%	—	Unchanged
14	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	—	—	Unchanged
15	SVVC	Firsthand Technology Value	—	-24.09%	Trim
16	FSC1EUR	Oaktree Specialty Lending Co	—	—	Unchanged
17	TIVO 0.5 03-01-20	Rovi CORP	—	—	Unchanged
18	MFIN	Medallion Financial CORP	—	-21.87%	Trim
19	ICLR	ICON Public Limited Company	—	—	Unchanged
20	NAV 4.5 10-15-18	Navistar Intl CORP	-0.3%	-30.10%	Trim
21	ARCC 4.75 01-15-18	Ares Capital CORP	—	EXIT	Sold out
22	ICON 1.5 03-15-18	Iconix Brand Group INC	—	EXIT	Sold out
23	ARCC 3.75 02-01-22	Ares Capital CORP	—	NEW	New buy
24	PDLI 4 02-01-18	Pdl Biopharma INC	—	EXIT	Sold out
25	TSLX 4.5 08-01-22	Sixth Street Specialty	—	NEW	New buy
26	HTGC 4.375 02-01-22	Hercules Capital INC	—	NEW	New buy
27	ICON 5.75 08-15-23	Iconix Brand Group INC	—	NEW	New buy
28	CAA 0.25 06-01-19	Calatlantic Group INC	—	EXIT	Sold out
29	SFLY 0.25 05-15-18	Shutterfly INC	—	EXIT	Sold out