Radcliffe Capital Management, L.P. — Q4 2017 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	16.04%	—	-3.35%
2	BKD 2.75 06-15-18	Brookdale Senior Living	Stock-Other	12.02%	—	+14.27%
3	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	10.99%	—	-0.34%
4	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	7.05%	—	—
5	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	5.45%	—	+122.98%
6	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	5.29%	—	+16.65%
7	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	5.18%	—	—
8	ICON 1.5 03-15-18	Iconix Brand Group INC	Stock-Other	4.84%	—	—
9	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	4.79%	—	+2.91%
10	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	4.61%	—	—
11	WEB 1 08-15-18	Web.com Group INC	Stock-Other	4.50%	—	-0.71%
12	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	3.22%	—	—
13	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	3.15%	—	—
14	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	3.10%	—	+6.14%
15	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.08%	—	—
16	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	2.93%	—	+2.67%
17	TWTR 1 09-15-21	Twitter INC	Stock-Other	1.98%	—	+21.17%
18	NAV 4.5 10-15-18	Navistar Intl CORP	Stock-Other	1.02%	—	-67.02%
19	CAA 0.25 06-01-19	Calatlantic Group INC	Stock-Other	0.30%	—	—
20	SFLY 0.25 05-15-18	Shutterfly INC	Stock-Other	0.19%	—	—
21	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.17%	—	—
22	SVVC	Firsthand Technology Value	Stock-Other	0.06%	—	—
23	MFIN	Medallion Financial CORP	Stock-Other	0.02%	—	—
24	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.02%	—	—
25	ICLR	ICON Public Limited Company	Stock-Healthcare	—	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ARCC 4.75 01-15-18	Ares Capital CORP	+3.1%	+122.98%	Add
2	BKD 2.75 06-15-18	Brookdale Senior Living	+1.8%	+14.27%	Add
3	ARCC 4.375 01-15-19	Ares Capital CORP	+0.9%	+16.65%	Add
4	TWTR 1 09-15-21	Twitter INC	+0.4%	+21.17%	Add
5	PSEC 5.875 01-15-19	Prospect Capital CORP	+0.3%	-0.34%	Trim
6	PDLI 4 02-01-18	Pdl Biopharma INC	+0.3%	+6.14%	Add
7	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.3%	+2.91%	Add
8	PSEC 4.95 07-15-22	Prospect Capital CORP	+0.2%	—	Unchanged
9	NMFC 5 06-15-19	New Mountain Finance Cor	+0.2%	—	Unchanged
10	TSLX 4.5 12-15-19	Tpg Specialty Lending In	+0.1%	+2.67%	Add
11	TWTR 0.25 09-15-19	Twitter INC	+0.1%	-3.35%	Trim
12	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	+0.1%	—	Unchanged
13	WEB 1 08-15-18	Web.com Group INC	+0.1%	-0.71%	Trim
14	BKCC 5 06-15-22	Blackrock Capital Invest	+0.1%	—	Unchanged
15	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	+0.1%	—	Unchanged
16	CAA 0.25 06-01-19	Calatlantic Group INC	0%	—	Unchanged
17	MFIN	Medallion Financial CORP	0%	—	Unchanged
18	SVVC	Firsthand Technology Value	0%	—	Unchanged
19	TIVO 0.5 03-01-20	Rovi CORP	—	—	Unchanged
20	ICLR	ICON Public Limited Company	0%	—	Unchanged
21	NAV 4.5 10-15-18	Navistar Intl CORP	-2%	-67.02%	Trim
22	GTLS 2 08-01-18	Chart Industries INC	—	EXIT	Sold out
23	OXSQ 7.5 11-01-17	Ticc Capital CORP	—	EXIT	Sold out
24	ICON 1.5 03-15-18	Iconix Brand Group INC	—	NEW	New buy
25	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	—	NEW	New buy
26	PSEC 5.375 10-15-17	Prospect Capital CORP	—	EXIT	Sold out
27	NUAN 2.75 11-01-31	Nuance Communications	—	EXIT	Sold out
28	SFLY 0.25 05-15-18	Shutterfly INC	—	NEW	New buy
29	FITB	Fifth Third Bancorp	—	EXIT	Sold out
30	FSC1EUR	Oaktree Specialty Lending Co	—	NEW	New buy