Radcliffe Capital Management, L.P. — Q3 2017 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	15.93%	—	+5.40%
2	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	10.71%	—	+20.72%
3	BKD 2.75 06-15-18	Brookdale Senior Living	Stock-Other	10.18%	—	+157.19%
4	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	6.89%	—	+1.09%
5	GTLS 2 08-01-18	Chart Industries INC	Stock-Industrials	6.56%	—	+10.75%
6	OXSQ 7.5 11-01-17	Ticc Capital CORP	Stock-Other	6.48%	—	—
7	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	5.01%	—	—
8	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	4.53%	—	+33.68%
9	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	4.50%	—	—
10	WEB 1 08-15-18	Web.com Group INC	Stock-Other	4.43%	—	-13.91%
11	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	4.41%	—	—
12	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	3.09%	—	—
13	NAV 4.5 10-15-18	Navistar Intl CORP	Stock-Other	3.02%	—	-3.84%
14	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.01%	—	—
15	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	2.83%	—	+69.88%
16	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	2.79%	—	—
17	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	2.38%	—	+8.00%
18	TWTR 1 09-15-21	Twitter INC	Stock-Other	1.56%	—	+490.45%
19	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	0.71%	—	—
20	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.42%	—	-44.61%
21	CAA 0.25 06-01-19	Calatlantic Group INC	Stock-Other	0.28%	—	+100.00%
22	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.17%	—	—
23	SVVC	Firsthand Technology Value	Stock-Other	0.05%	—	—
24	FITB	Fifth Third Bancorp	Stock-Financials	0.02%	—	—
25	ICLR	ICON Public Limited Company	Stock-Healthcare	0.02%	—	—
26	MFIN	Medallion Financial CORP	Stock-Other	0.01%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BKD 2.75 06-15-18	Brookdale Senior Living	+6.1%	+157.19%	Add
2	PSEC 5.875 01-15-19	Prospect Capital CORP	+1.4%	+20.72%	Add
3	TWTR 1 09-15-21	Twitter INC	+1.3%	+490.45%	Add
4	PDLI 4 02-01-18	Pdl Biopharma INC	+1.1%	+69.88%	Add
5	PSEC 4.75 04-15-20	Prospect Capital CORP	+1%	+33.68%	Add
6	GTLS 2 08-01-18	Chart Industries INC	+0.4%	+10.75%	Add
7	TWTR 0.25 09-15-19	Twitter INC	+0.3%	+5.40%	Add
8	CAA 0.25 06-01-19	Calatlantic Group INC	+0.1%	+100.00%	Add
9	ARCC 4.75 01-15-18	Ares Capital CORP	+0.1%	+8.00%	Add
10	ICLR	ICON Public Limited Company	—	—	Unchanged
11	FITB	Fifth Third Bancorp	—	—	Unchanged
12	TIVO 0.5 03-01-20	Rovi CORP	0%	—	Unchanged
13	SVVC	Firsthand Technology Value	0%	—	Unchanged
14	MFIN	Medallion Financial CORP	0%	—	Unchanged
15	PSEC 5.375 10-15-17	Prospect Capital CORP	0%	—	Unchanged
16	BKCC 5 06-15-22	Blackrock Capital Invest	-0.1%	—	Unchanged
17	NAV 4.5 10-15-18	Navistar Intl CORP	-0.1%	-3.84%	Trim
18	TSLX 4.5 12-15-19	Tpg Specialty Lending In	-0.1%	—	Unchanged
19	PSEC 4.95 07-15-22	Prospect Capital CORP	-0.2%	—	Unchanged
20	ARCC 4.375 01-15-19	Ares Capital CORP	-0.2%	—	Unchanged
21	NMFC 5 06-15-19	New Mountain Finance Cor	-0.2%	+1.09%	Add
22	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	-0.2%	—	Unchanged
23	OXSQ 7.5 11-01-17	Ticc Capital CORP	-0.3%	—	Unchanged
24	NUAN 2.75 11-01-31	Nuance Communications	-0.4%	-44.61%	Trim
25	WEB 1 08-15-18	Web.com Group INC	-1%	-13.91%	Trim
26	ICON 1.5 03-15-18	Iconix Brand Group INC	—	EXIT	Sold out
27	BKCC 5.5 02-15-18	Blackrock Capital Invest	—	EXIT	Sold out
28	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	—	NEW	New buy
29	TOL 0.5 09-15-32	Toll Bros Finance CORP	—	EXIT	Sold out
30	ENV 1.75 12-15-19	Envestnet INC	—	EXIT	Sold out