Radcliffe Capital Management, L.P. — Q2 2017 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	15.66%	—	+591.66%
2	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	9.29%	—	+30.48%
3	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	7.10%	—	+2.24%
4	OXSQ 7.5 11-01-17	Ticc Capital CORP	Stock-Other	6.80%	—	+11.12%
5	GTLS 2 08-01-18	Chart Industries INC	Stock-Industrials	6.13%	—	+5.77%
6	WEB 1 08-15-18	Web.com Group INC	Stock-Other	5.38%	—	+7.48%
7	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	5.20%	—	—
8	ICON 1.5 03-15-18	Iconix Brand Group INC	Stock-Other	4.80%	—	—
9	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	4.73%	—	—
10	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	4.61%	—	-6.44%
11	BKCC 5.5 02-15-18	Blackrock Capital Invest	Stock-Other	4.34%	—	-5.01%
12	BKD 2.75 06-15-18	Brookdale Senior Living	Stock-Other	4.11%	—	—
13	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	3.50%	—	+7.58%
14	NAV 4.5 10-15-18	Navistar Intl CORP	Stock-Other	3.11%	—	—
15	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	3.06%	—	—
16	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	2.91%	—	—
17	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	2.31%	—	-6.27%
18	TOL 0.5 09-15-32	Toll Bros Finance CORP	Stock-Consumer Disc	2.26%	—	-11.67%
19	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	1.73%	—	—
20	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.80%	—	+23.07%
21	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	0.75%	—	-83.87%
22	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	0.73%	—	—
23	TWTR 1 09-15-21	Twitter INC	Stock-Other	0.27%	—	—
24	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.18%	—	—
25	CAA 0.25 06-01-19	Calatlantic Group INC	Stock-Other	0.14%	—	—
26	SVVC	Firsthand Technology Value	Stock-Other	0.06%	—	—
27	ICLR	ICON Public Limited Company	Stock-Healthcare	0.02%	—	—
28	FITB	Fifth Third Bancorp	Stock-Financials	0.02%	—	—
29	MFIN	Medallion Financial CORP	Stock-Other	0.02%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TWTR 0.25 09-15-19	Twitter INC	+12.6%	+591.66%	Add
2	MFIN	Medallion Financial CORP	—	—	Unchanged
3	FITB	Fifth Third Bancorp	—	—	Unchanged
4	SVVC	Firsthand Technology Value	0%	—	Unchanged
5	ICLR	ICON Public Limited Company	0%	—	Unchanged
6	TIVO 0.5 03-01-20	Rovi CORP	-0.1%	—	Unchanged
7	NUAN 2.75 11-01-31	Nuance Communications	-0.1%	+23.07%	Add
8	TWTR 1 09-15-21	Twitter INC	-0.1%	—	Unchanged
9	PSEC 5.875 01-15-19	Prospect Capital CORP	-0.4%	+30.48%	Add
10	PSEC 4.75 04-15-20	Prospect Capital CORP	-0.9%	+7.58%	Add
11	TSLX 4.5 12-15-19	Tpg Specialty Lending In	-1%	—	Unchanged
12	ARCC 4.75 01-15-18	Ares Capital CORP	-1.1%	-6.27%	Trim
13	TOL 0.5 09-15-32	Toll Bros Finance CORP	-1.2%	-11.67%	Trim
14	WEB 1 08-15-18	Web.com Group INC	-1.3%	+7.48%	Add
15	OXSQ 7.5 11-01-17	Ticc Capital CORP	-1.6%	+11.12%	Add
16	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	-1.6%	—	Unchanged
17	GTLS 2 08-01-18	Chart Industries INC	-1.8%	+5.77%	Add
18	BKCC 5.5 02-15-18	Blackrock Capital Invest	-2%	-5.01%	Trim
19	ARCC 4.375 01-15-19	Ares Capital CORP	-2.1%	-6.44%	Trim
20	NMFC 5 06-15-19	New Mountain Finance Cor	-2.3%	+2.24%	Add
21	PSEC 5.375 10-15-17	Prospect Capital CORP	-5.6%	-83.87%	Trim
22	PSEC 5.75 03-15-18	Prospect Capital CORP	—	EXIT	Sold out
23	PSEC 4.95 07-15-22	Prospect Capital CORP	—	NEW	New buy
24	ICON 1.5 03-15-18	Iconix Brand Group INC	—	NEW	New buy
25	BKD 2.75 06-15-18	Brookdale Senior Living	—	NEW	New buy
26	NAV 4.5 10-15-18	Navistar Intl CORP	—	NEW	New buy
27	BKCC 5 06-15-22	Blackrock Capital Invest	—	NEW	New buy
28	MTH 1.875 09-15-32	Meritage Homes CORP	—	EXIT	Sold out
29	PDLI 4 02-01-18	Pdl Biopharma INC	—	NEW	New buy
30	ENV 1.75 12-15-19	Envestnet INC	—	NEW	New buy
31	CIEN 0.875 06-15-17	Ciena CORP	—	EXIT	Sold out
32	CAA 0.25 06-01-19	Calatlantic Group INC	—	NEW	New buy
33	✓	Crossroads Capital INC	—	EXIT	Sold out
34	BKCCUSD	Blackrock Capital Investment	—	EXIT	Sold out