Radcliffe Capital Management, L.P. — Q1 2017 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	9.68%	—	—
2	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	9.43%	—	—
3	PSEC 5.75 03-15-18	Prospect Capital CORP	Stock-Other	9.05%	—	-0.75%
4	OXSQ 7.5 11-01-17	Ticc Capital CORP	Stock-Other	8.39%	—	+23.90%
5	GTLS 2 08-01-18	Chart Industries INC	Stock-Industrials	7.90%	—	+13.83%
6	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	6.73%	—	-2.10%
7	WEB 1 08-15-18	Web.com Group INC	Stock-Other	6.63%	—	+5.86%
8	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	6.36%	—	—
9	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	6.35%	—	+9.85%
10	BKCC 5.5 02-15-18	Blackrock Capital Invest	Stock-Other	6.29%	—	-3.23%
11	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	4.38%	—	+29.76%
12	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	3.92%	—	—
13	TOL 0.5 09-15-32	Toll Bros Finance CORP	Stock-Consumer Disc	3.48%	—	+140.02%
14	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	3.38%	—	-10.14%
15	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	3.09%	—	—
16	MTH 1.875 09-15-32	Meritage Homes CORP	Stock-Consumer Disc	2.96%	—	—
17	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.89%	—	—
18	TWTR 1 09-15-21	Twitter INC	Stock-Other	0.37%	—	—
19	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.24%	—	—
20	CIEN 0.875 06-15-17	Ciena CORP	Stock-Tech	0.20%	—	—
21	✓	Crossroads Capital INC	Stock-Other	0.11%	—	—
22	SVVC	Firsthand Technology Value	Stock-Other	0.07%	—	—
23	BKCCUSD	Blackrock Capital Investment	Stock-Other	0.04%	—	-7.58%
24	ICLR	ICON Public Limited Company	Stock-Healthcare	0.03%	—	—
25	FITB	Fifth Third Bancorp	Stock-Financials	0.02%	—	—
26	MFIN	Medallion Financial CORP	Stock-Other	0.02%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TOL 0.5 09-15-32	Toll Bros Finance CORP	+2%	+140.02%	Add
2	OXSQ 7.5 11-01-17	Ticc Capital CORP	+1.2%	+23.90%	Add
3	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.8%	+29.76%	Add
4	GTLS 2 08-01-18	Chart Industries INC	+0.5%	+13.83%	Add
5	PSEC 5.375 10-15-17	Prospect Capital CORP	+0.1%	+9.85%	Add
6	✓	Crossroads Capital INC	—	—	Unchanged
7	BKCCUSD	Blackrock Capital Investment	—	-7.58%	Trim
8	MFIN	Medallion Financial CORP	0%	—	Unchanged
9	ICLR	ICON Public Limited Company	0%	—	Unchanged
10	FITB	Fifth Third Bancorp	0%	—	Unchanged
11	SVVC	Firsthand Technology Value	0%	—	Unchanged
12	CIEN 0.875 06-15-17	Ciena CORP	0%	—	Unchanged
13	TIVO 0.5 03-01-20	Rovi CORP	0%	—	Unchanged
14	WEB 1 08-15-18	Web.com Group INC	0%	+5.86%	Add
15	NUAN 2.75 11-01-31	Nuance Communications	-0.1%	—	Unchanged
16	MTH 1.875 09-15-32	Meritage Homes CORP	-0.2%	—	Unchanged
17	TSLX 4.5 12-15-19	Tpg Specialty Lending In	-0.3%	—	Unchanged
18	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	-0.4%	—	Unchanged
19	PSEC 5.875 01-15-19	Prospect Capital CORP	-0.6%	—	Unchanged
20	BKCC 5.5 02-15-18	Blackrock Capital Invest	-0.7%	-3.23%	Trim
21	ARCC 4.375 01-15-19	Ares Capital CORP	-0.7%	-2.10%	Trim
22	NMFC 5 06-15-19	New Mountain Finance Cor	-0.7%	—	Unchanged
23	ARCC 4.75 01-15-18	Ares Capital CORP	-0.7%	-10.14%	Trim
24	PSEC 5.75 03-15-18	Prospect Capital CORP	-0.7%	-0.75%	Trim
25	TWTR 0.25 09-15-19	Twitter INC	—	NEW	New buy
26	ARCC 4.875 03-15-17	Ares Capital CORP	—	EXIT	Sold out
27	TWTR 1 09-15-21	Twitter INC	—	NEW	New buy
28	✓		—	EXIT	Sold out
29	PSEC	Prospect Capital CORP	—	EXIT	Sold out