Radcliffe Capital Management, L.P. — Q4 2016 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	10.32%	—	+5.72%
2	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	10.10%	—	—
3	PSEC 5.75 03-15-18	Prospect Capital CORP	Stock-Other	9.76%	—	—
4	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	7.40%	—	—
5	GTLS 2 08-01-18	Chart Industries INC	Stock-Industrials	7.36%	—	+93.09%
6	OXSQ 7.5 11-01-17	Ticc Capital CORP	Stock-Other	7.24%	—	—
7	BKCC 5.5 02-15-18	Blackrock Capital Invest	Stock-Other	6.94%	—	+11.53%
8	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	6.78%	—	—
9	WEB 1 08-15-18	Web.com Group INC	Stock-Other	6.67%	—	+46.32%
10	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	6.23%	—	+3.71%
11	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	4.18%	—	+11.97%
12	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	4.06%	—	—
13	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	3.58%	—	—
14	MTH 1.875 09-15-32	Meritage Homes CORP	Stock-Consumer Disc	3.16%	—	+368.08%
15	ARCC 4.875 03-15-17	Ares Capital CORP	Stock-Financials	2.73%	—	-14.98%
16	TOL 0.5 09-15-32	Toll Bros Finance CORP	Stock-Consumer Disc	1.53%	—	+42.84%
17	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.95%	—	—
18	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.27%	—	—
19	CIEN 0.875 06-15-17	Ciena CORP	Stock-Tech	0.22%	—	—
20	✓		Stock-Other	0.13%	—	—
21	✓	Crossroads Capital INC	Stock-Other	0.11%	—	+7.97%
22	SVVC	Firsthand Technology Value	Stock-Other	0.08%	—	—
23	ICLR	ICON Public Limited Company	Stock-Healthcare	0.04%	—	—
24	PSEC	Prospect Capital CORP	Stock-Other	0.04%	—	—
25	BKCCUSD	Blackrock Capital Investment	Stock-Other	0.04%	—	—
26	MFIN	Medallion Financial CORP	Stock-Other	0.03%	—	—
27	FITB	Fifth Third Bancorp	Stock-Financials	0.03%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GTLS 2 08-01-18	Chart Industries INC	+3.1%	+93.09%	Add
2	MTH 1.875 09-15-32	Meritage Homes CORP	+2.4%	+368.08%	Add
3	WEB 1 08-15-18	Web.com Group INC	+1.7%	+46.32%	Add
4	TOL 0.5 09-15-32	Toll Bros Finance CORP	+0.3%	+42.84%	Add
5	TSLX 4.5 12-15-19	Tpg Specialty Lending In	0%	+11.97%	Add
6	✓	Crossroads Capital INC	0%	+7.97%	Add
7	ICLR	ICON Public Limited Company	—	—	Unchanged
8	✓		0%	—	Unchanged
9	FITB	Fifth Third Bancorp	0%	—	Unchanged
10	SVVC	Firsthand Technology Value	0%	—	Unchanged
11	PSEC	Prospect Capital CORP	0%	—	Unchanged
12	BKCC 5.5 02-15-18	Blackrock Capital Invest	0%	+11.53%	Add
13	MFIN	Medallion Financial CORP	0%	—	Unchanged
14	BKCCUSD	Blackrock Capital Investment	0%	—	Unchanged
15	TIVO 0.5 03-01-20	Rovi CORP	0%	—	Unchanged
16	CIEN 0.875 06-15-17	Ciena CORP	0%	—	Unchanged
17	NUAN 2.75 11-01-31	Nuance Communications	-0.1%	—	Unchanged
18	PSEC 4.75 04-15-20	Prospect Capital CORP	-0.4%	—	Unchanged
19	PSEC 5.375 10-15-17	Prospect Capital CORP	-0.5%	+3.71%	Add
20	ARCC 4.75 01-15-18	Ares Capital CORP	-0.5%	—	Unchanged
21	PSEC 5.875 01-15-19	Prospect Capital CORP	-0.6%	+5.72%	Add
22	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	-0.8%	—	Unchanged
23	OXSQ 7.5 11-01-17	Ticc Capital CORP	-0.8%	—	Unchanged
24	ARCC 4.875 03-15-17	Ares Capital CORP	-0.9%	-14.98%	Trim
25	ARCC 4.375 01-15-19	Ares Capital CORP	-0.9%	—	Unchanged
26	NMFC 5 06-15-19	New Mountain Finance Cor	-1%	—	Unchanged
27	PSEC 5.75 03-15-18	Prospect Capital CORP	-1.1%	—	Unchanged