Radcliffe Capital Management, L.P. — Q1 2016 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PSEC 5.5 08-15-16	Prospect Capital CORP	Stock-Other	13.28%	—	+2.13%
2	ICON 2.5 06-01-16	Iconix Brand Group INC	Stock-Other	12.00%	—	+779.84%
3	OCSL 5.375 04-01-16	Fifth Street Finance Cor	Stock-Other	8.76%	—	+15.34%
4	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	7.50%	—	+42.36%
5	ARCC 5.125 06-01-16	Ares Capital CORP	Stock-Financials	7.28%	—	-5.43%
6	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	7.01%	—	+67.97%
7	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	6.19%	—	+8.41%
8	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	5.38%	—	+5.30%
9	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	5.13%	—	+54.38%
10	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	5.07%	—	+31.75%
11	OXSQ 7.5 11-01-17	Ticc Capital CORP	Stock-Other	4.56%	—	—
12	PSEC 5.75 03-15-18	Prospect Capital CORP	Stock-Other	4.41%	—	—
13	BKCC 5.5 02-15-18	Blackrock Capital Invest	Stock-Other	4.08%	—	+4.85%
14	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	3.03%	—	—
15	ARCC 4.875 03-15-17	Ares Capital CORP	Stock-Financials	2.73%	—	+51.96%
16	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	1.90%	—	—
17	SFLY 0.25 05-15-18	Shutterfly INC	Stock-Other	0.39%	—	—
18	TOL 0.5 09-15-32	Toll Bros Finance CORP	Stock-Consumer Disc	0.36%	—	—
19	TIVO 0.5 03-01-20	Rovi CORP	Stock-Other	0.21%	—	—
20	STAR 3 11-15-16	Istar INC	Stock-Other	0.19%	—	—
21	✓		Stock-Other	0.10%	—	—
22	✓	Crossroads Capital INC	Stock-Other	0.07%	—	—
23	SVVC	Firsthand Technology Value	Stock-Other	0.06%	—	—
24	BKCCUSD	Blackrock Capital Investment	Stock-Other	0.05%	—	—
25	SLRC	Slr Investment CORP	Stock-Other	0.05%	—	—
26	GBDC	Golub Capital Bdc INC	Stock-Financials	0.04%	—	—
27	ICLR	ICON Public Limited Company	Stock-Healthcare	0.03%	—	—
28	PSEC	Prospect Capital CORP	Stock-Other	0.03%	—	—
29	HTGC	Hercules Capital INC	Stock-Financials	0.03%	—	—
30	HRZN	Horizon Technology Finance C	Stock-Other	0.02%	—	—
31	FITB	Fifth Third Bancorp	Stock-Financials	0.02%	—	—
32	ABDCUSD	Alcentra Capital CORP	Stock-Other	0.02%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ICON 2.5 06-01-16	Iconix Brand Group INC	+10.8%	+779.84%	Add
2	ARCC 4.375 01-15-19	Ares Capital CORP	+3.1%	+67.97%	Add
3	PSEC 5.875 01-15-19	Prospect Capital CORP	+2.3%	+42.36%	Add
4	ARCC 4.75 01-15-18	Ares Capital CORP	+2%	+54.38%	Add
5	OCSL 5.375 04-01-16	Fifth Street Finance Cor	+1.5%	+15.34%	Add
6	PSEC 5.375 10-15-17	Prospect Capital CORP	+1.3%	+31.75%	Add
7	ARCC 4.875 03-15-17	Ares Capital CORP	+1%	+51.96%	Add
8	PSEC 5.5 08-15-16	Prospect Capital CORP	+0.8%	+2.13%	Add
9	NMFC 5 06-15-19	New Mountain Finance Cor	+0.7%	+8.41%	Add
10	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	+0.4%	+5.30%	Add
11	BKCC 5.5 02-15-18	Blackrock Capital Invest	+0.3%	+4.85%	Add
12	PSEC 5.75 03-15-18	Prospect Capital CORP	+0.2%	—	Unchanged
13	TSLX 4.5 12-15-19	Tpg Specialty Lending In	+0.1%	—	Unchanged
14	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.1%	—	Unchanged
15	✓		0%	—	Unchanged
16	SLRC	Slr Investment CORP	0%	—	Unchanged
17	ICLR	ICON Public Limited Company	—	—	Unchanged
18	GBDC	Golub Capital Bdc INC	—	—	Unchanged
19	PSEC	Prospect Capital CORP	—	—	Unchanged
20	HRZN	Horizon Technology Finance C	—	—	Unchanged
21	HTGC	Hercules Capital INC	—	—	Unchanged
22	BKCCUSD	Blackrock Capital Investment	—	—	Unchanged
23	ABDCUSD	Alcentra Capital CORP	—	—	Unchanged
24	FITB	Fifth Third Bancorp	0%	—	Unchanged
25	SVVC	Firsthand Technology Value	0%	—	Unchanged
26	ARCC 5.125 06-01-16	Ares Capital CORP	-0.1%	-5.43%	Trim
27	ARCC 5.75 02-01-16	Ares Capital CORP	—	EXIT	Sold out
28	MFIC 5.75 01-15-16	Apollo Investment CORP	—	EXIT	Sold out
29	CEMEX 3.25 03-15-16	Cemex Sab De Cv	—	EXIT	Sold out
30	OXSQ 7.5 11-01-17	Ticc Capital CORP	—	NEW	New buy
31	SFLY 0.25 05-15-18	Shutterfly INC	—	NEW	New buy
32	TOL 0.5 09-15-32	Toll Bros Finance CORP	—	NEW	New buy
33	TIVO 0.5 03-01-20	Rovi CORP	—	NEW	New buy
34	STAR 3 11-15-16	Istar INC	—	NEW	New buy
35	✓	Crossroads Capital INC	—	NEW	New buy