Radcliffe Capital Management, L.P. — Q3 2015 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PSEC 5.5 08-15-16	Prospect Capital CORP	Stock-Other	16.05%	—	—
2	ARCC 5.75 02-01-16	Ares Capital CORP	Stock-Financials	13.26%	—	+59.41%
3	MFIC 5.75 01-15-16	Apollo Investment CORP	Stock-Other	9.83%	—	+7.92%
4	OCSL 5.375 04-01-16	Fifth Street Finance Cor	Stock-Other	7.35%	—	—
5	NMFC 5 06-15-19	New Mountain Finance Cor	Stock-Other	7.19%	—	+2.72%
6	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	Stock-Other	6.10%	—	—
7	ARCC 4.375 01-15-19	Ares Capital CORP	Stock-Financials	5.91%	—	—
8	PSEC 5.875 01-15-19	Prospect Capital CORP	Stock-Other	5.86%	—	+4.93%
9	PSEC 5.75 03-15-18	Prospect Capital CORP	Stock-Other	4.97%	—	+9.69%
10	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	4.25%	—	—
11	TSLX 4.5 12-15-19	Tpg Specialty Lending In	Stock-Other	4.23%	—	—
12	ARCC 4.75 01-15-18	Ares Capital CORP	Stock-Financials	3.01%	—	+47.91%
13	PSEC 4.75 04-15-20	Prospect Capital CORP	Stock-Other	2.75%	—	+34.32%
14	ARCC 4.875 03-15-17	Ares Capital CORP	Stock-Financials	2.55%	—	—
15	ARCC 5.125 06-01-16	Ares Capital CORP	Stock-Financials	2.25%	—	+1532.64%
16	ICON 2.5 06-01-16	Iconix Brand Group INC	Stock-Other	1.83%	—	—
17	PSEC 6.25 12-15-15	Prospect Capital CORP	Stock-Other	1.72%	—	-54.72%
18	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	0.26%	—	—
19	✓		Stock-Other	0.11%	—	—
20	SVVC	Firsthand Technology Value	Stock-Other	0.10%	—	+284.37%
21	ICLR	ICON Public Limited Company	Stock-Healthcare	0.08%	—	—
22	BKCCUSD	Blackrock Capital Investment	Stock-Other	0.06%	—	—
23	SLRC	Slr Investment CORP	Stock-Other	0.06%	—	—
24	GBDC	Golub Capital Bdc INC	Stock-Financials	0.05%	—	—
25	PSEC	Prospect Capital CORP	Stock-Other	0.04%	—	—
26	FITB	Fifth Third Bancorp	Stock-Financials	0.04%	—	—
27	HTGC	Hercules Capital INC	Stock-Financials	0.03%	—	—
28	ABDCUSD	Alcentra Capital CORP	Stock-Other	0.03%	—	—
29	HRZN	Horizon Technology Finance C	Stock-Other	0.03%	—	—

Holding changes this quarter

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ARCC 5.75 02-01-16	Ares Capital CORP	+3.3%	+59.41%	Add
2	ARCC 5.125 06-01-16	Ares Capital CORP	+2.1%	+1532.64%	Add
3	ARCC 4.75 01-15-18	Ares Capital CORP	+0.6%	+47.91%	Add
4	PSEC 4.75 04-15-20	Prospect Capital CORP	+0.2%	+34.32%	Add
5	SVVC	Firsthand Technology Value	+0.1%	+284.37%	Add
6	NUAN 2.75 11-01-31	Nuance Communications	-0.1%	—	Unchanged
7	ARCC 4.875 03-15-17	Ares Capital CORP	-0.5%	—	Unchanged
8	PSEC 5.75 03-15-18	Prospect Capital CORP	-0.6%	+9.69%	Add
9	PSEC 5.375 10-15-17	Prospect Capital CORP	-0.9%	—	Unchanged
10	TSLX 4.5 12-15-19	Tpg Specialty Lending In	-0.9%	—	Unchanged
11	PSEC 5.875 01-15-19	Prospect Capital CORP	-1%	+4.93%	Add
12	ARCC 4.375 01-15-19	Ares Capital CORP	-1.1%	—	Unchanged
13	MFIC 5.75 01-15-16	Apollo Investment CORP	-1.1%	+7.92%	Add
14	NMFC 5 06-15-19	New Mountain Finance Cor	-1.3%	+2.72%	Add
15	OCSL 5.375 04-01-16	Fifth Street Finance Cor	-1.4%	—	Unchanged
16	PSEC 6.25 12-15-15	Prospect Capital CORP	-2.8%	-54.72%	Trim
17	PSEC 5.5 08-15-16	Prospect Capital CORP	-3.1%	—	Unchanged
18	TCPC 5.25 12-15-19	Blackrock Tcp Cap CORP	—	NEW	New buy
19	ICON 2.5 06-01-16	Iconix Brand Group INC	—	NEW	New buy
20	✓		—	NEW	New buy
21	ICLR	ICON Public Limited Company	—	NEW	New buy
22	BKCCUSD	Blackrock Capital Investment	—	NEW	New buy
23	SLRC	Slr Investment CORP	—	NEW	New buy
24	GBDC	Golub Capital Bdc INC	—	NEW	New buy
25	PSEC	Prospect Capital CORP	—	NEW	New buy
26	FITB	Fifth Third Bancorp	—	NEW	New buy
27	HTGC	Hercules Capital INC	—	NEW	New buy
28	ABDCUSD	Alcentra Capital CORP	—	NEW	New buy
29	HRZN	Horizon Technology Finance C	—	NEW	New buy