CIK: 0001218275
Total reported value
$1.3B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MFIC 5.75 01-15-16 | Apollo Investment CORP | Stock-Other | — | — | — | |
| 2 | ARCC | Ares Capital CORP | Stock-Financials | — | — | — | |
| 3 | ARCC 5.75 02-01-16 | Ares Capital CORP | Stock-Financials | — | — | -100.00% | |
| 4 | ARCC 5.125 06-01-16 | Ares Capital CORP | Stock-Financials | — | — | -100.00% | |
| 5 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | — | — | -100.00% | |
| 6 | ARCC 4.75 01-15-18 | Ares Capital CORP | Stock-Financials | — | — | — | |
| 7 | ARCC 4.375 01-15-19 | Ares Capital CORP | Stock-Financials | — | — | — | |
| 8 | CQB 4.25 08-15-16 | Chiquita Brands Intl | Stock-Other | — | — | -100.00% | |
| 9 | DRIV 2 11-01-30 | Digital River INC | Stock-Other | — | — | -100.00% | |
| 10 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | Stock-Other | — | — | -100.00% | |
| 11 | HW 8.75 02-01-16 | Headwaters INC | Stock-Other | — | — | -100.00% | |
| 12 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | — | — | — | |
| 13 | NUAN 2.75 11-01-31 | Nuance Communications | Stock-Other | — | — | -100.00% | |
| 14 | ✓ | Powershares | Stock-Other | — | — | — | |
| 15 | PSEC 6.25 12-15-15 | Prospect Capital CORP | Stock-Other | — | — | -100.00% | |
| 16 | PSEC 5.5 08-15-16 | Prospect Capital CORP | Stock-Other | — | — | -100.00% | |
| 17 | PSEC 5.375 10-15-17 | Prospect Capital CORP | Stock-Other | — | — | -100.00% | |
| 18 | PSEC 5.75 03-15-18 | Prospect Capital CORP | Stock-Other | — | — | — | |
| 19 | PSEC 5.875 01-15-19 | Prospect Capital CORP | Stock-Other | — | — | — | |
| 20 | TIVO 2.625 02-15-40 | Rovi CORP | Stock-Other | — | — | -100.00% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CQB 4.25 08-15-16 | Chiquita Brands Intl | +4.5% | +488.57% | Add |
| 2 | PSEC 5.375 10-15-17 | Prospect Capital CORP | +3.8% | +4612.22% | Add |
| 3 | ARCC 5.125 06-01-16 | Ares Capital CORP | +2.8% | +268.50% | Add |
| 4 | ARCC 4.875 03-15-17 | Ares Capital CORP | +1.2% | +250.00% | Add |
| 5 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | +0.3% | +110.50% | Add |
| 6 | NUAN 2.75 11-01-31 | Nuance Communications | -0.8% | — | Unchanged |
| 7 | DRIV 2 11-01-30 | Digital River INC | -0.8% | — | Unchanged |
| 8 | PSEC 6.25 12-15-15 | Prospect Capital CORP | -1.8% | +54.88% | Add |
| 9 | TIVO 2.625 02-15-40 | Rovi CORP | -4.3% | +15.07% | Add |
| 10 | ARCC 5.75 02-01-16 | Ares Capital CORP | -5.8% | +38.22% | Add |
| 11 | HW 8.75 02-01-16 | Headwaters INC | -6% | — | Unchanged |
| 12 | PSEC 5.5 08-15-16 | Prospect Capital CORP | -12.8% | +24.52% | Add |
| 13 | ARCC 4.375 01-15-19 | Ares Capital CORP | — | NEW | New buy |
| 14 | PSEC 5.875 01-15-19 | Prospect Capital CORP | — | NEW | New buy |
| 15 | PSEC 5.75 03-15-18 | Prospect Capital CORP | — | NEW | New buy |
| 16 | MFIC 5.75 01-15-16 | Apollo Investment CORP | — | NEW | New buy |
| 17 | TLT | Ishares 20+ Year Treasury Bd | — | NEW | New buy |
| 18 | ARCC 4.75 01-15-18 | Ares Capital CORP | — | NEW | New buy |
| 19 | ✓ | Powershares | — | NEW | New buy |
| 20 | ARCC | Ares Capital CORP | — | NEW | New buy |
| 21 | TIBX 2.25 05-01-32 | Cloud Software Grp INC | — | EXIT | Sold out |